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Fixed-time Weyl Egorov estimate for subquadratic potentials

Statement

Assume the Axiom of Countable Choice. Let d≥1, 0<ϵ≤1, and V∈C∞(Rd;R) with every partial derivative of total order at least 2 bounded. Set h(x,ξ)=∣ξ∣22+V(x),Hϵ0=−ϵ22Δ+V(x)on S(Rd). Assume, as an explicit operator hypothesis, that for each ϵ a densely defined self-adjoint operator Hϵ on L2(Rd) extends Hϵ0 and S(Rd) is a core for Hϵ. Let Uϵ(t), t∈R, be the strongly continuous unitary group with Uϵ(0)=I, preserving D(Hϵ) and satisfying i ∂tUϵ(t)y=ϵ−1HϵUϵ(t)y(y∈D(Hϵ)). Thus its generator is −iHϵ/ϵ; for t<0, Uϵ(t)=Uϵ(−t)∗. Define the global Hamiltonian flow by x˙=ξ,ξ˙=−∇V(x),Φ0=I. For every a∈Cc∞(R2d) and finite T>0, there is CT,V,a<∞, independent of 0<ϵ≤1, such that sup⁡∣t∣≤T∥Uϵ(t)∗Op⁡ϵW(a)Uϵ(t)−Op⁡ϵW(a∘Φt)∥L2→L2≤CT,V,aϵ2. Only fixed finite times are covered by the first estimate. No Ehrenfest-time, caustic-uniformity, or physical measurement conclusion is asserted. If V is a polynomial of degree at most two, the difference in that branch is identically zero.

There is also an exact statement for every real quadratic phase-space Hamiltonian. Let z=(x,ξ)∈R2d, let G=GT∈R2d×2d, ℓ∈R2d and c∈R, and put h(z)=12zTGz+ℓ⋅z+c. Set J=(0Id−Id0) and z^=(Q1,…,Qd,P1,…,Pd), where Qju=xju and Pju=−iϵ∂xju on S(Rd). On S(Rd) define the Weyl realization by Hϵ,h0:=cI+∑jℓjz^j+14∑j,kGjk(z^jz^k+z^kz^j). For each 0<ϵ≤1, assume a densely defined self-adjoint operator Hϵ,h on L2(Rd) extends Hϵ,h0 and S(Rd) is a core for it. Let Uϵ,h(t) be the strongly continuous unitary group with Uϵ,h(0)=I, preserving D(Hϵ,h) and satisfying i ∂tUϵ,h(t)y=ϵ−1Hϵ,hUϵ,h(t)y(y∈D(Hϵ,h)). Its generator is −iHϵ,h/ϵ. The global Hamiltonian flow, defined by z˙=J∇h(z)=J(Gz+ℓ) and Φ0(z)=z, is Φt(z)=etJGz+∫0te(t−s)JGJℓ ds. Here etJG:=∑n=0∞tn(JG)n/n! is the matrix exponential. Then for every a∈S(R2d) and every t∈R, Uϵ,h(t)∗Op⁡ϵW(a)Uϵ,h(t)=Op⁡ϵW(a∘Φt).

Facts & Assumptions

Given: Countable Choice, d,ϵ,V,a,T, the Weyl conventions of Schwartz Weyl quantization and Wigner distributions, and the explicit self-adjoint/core operator hypothesis in the Statement.

[A1]

Assume the Axiom of Countable Choice ACω (The Axiom of Countable Choice (ACω)).

[A2]

In the first branch, for each ϵ, Hϵ is densely defined and self-adjoint, extends Hϵ0 on S, and S is a core. In the exact quadratic branch, for each ϵ, Hϵ,h is densely defined and self-adjoint and extends the displayed Hϵ,h0, with S a core. Self-adjoint means equality H=H∗ including equality of domains and values (Symmetric, self-adjoint and essentially self-adjoint operators). In either branch, “S is a core” means that for every u∈D(H) there is a sequence un∈S with ∥un−u∥22+∥Hun−Hu∥22→0, equivalently S is dense in D(H) for the graph norm ∥u∥H=(∥u∥22+∥Hu∥22)1/2. These operator assumptions are hypotheses; the first is not a conclusion for every displayed potential.

[F1]

The flow of a complete C1 vector field is jointly C1, and if the field is C2 the state flow is C2; its first two state variations solve the variational equations (C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade).

[F2]

If ∇V is globally L-Lipschitz, the Hamiltonian field (ξ,−∇V(x)) is globally Lipschitz and its unique flow is complete, with finite-time stability bound (A complete Hamiltonian flow for a C2 potential preserves energy and phase volume).

[F4]

For either self-adjoint operator H in [A2], set Y=D(H) with ∥u∥Y=(∥u∥22+∥Hu∥22)1/2. Self-adjointness makes H closed, so its graph is closed in L2×L2 and Y is Hilbert; the inclusion Y↪L2 is continuous by ∥u∥2≤∥u∥Y. The constant family A(t)=H/ϵ is self-adjoint on Y and is a C1 map Y→L2 with derivative zero. The common-domain evolution theorem therefore supplies a strongly continuous unitary propagator preserving Y on every bounded time interval; for a constant generator its group law and inverses define the unitary group for all real times (Common-domain nonautonomous evolution, Symmetric, self-adjoint and essentially self-adjoint operators).

[F5]

The cubic commutator remainder is bounded uniformly in ϵ for compactly supported smooth symbols, with the sign convention fixed by [Qj,Pk]=iϵδjk (Cubic Weyl commutator remainder for a smooth potential).

[F6]

The order-zero Weyl estimate bounds operators by finitely many bounded symbol derivatives, uniformly for 0<ϵ≤1 (Order-zero Weyl L² boundedness).

[F8]

Complex integration by parts is valid on decaying lines when the differentiated products are integrable and endpoint products vanish. The Weyl kernels and their derivatives below are Schwartz; apply the line result coordinatewise with Fubini (Complex integration by parts on intervals and decaying lines).

[F9]

Fourier transformation maps Schwartz functions continuously to Schwartz functions. For fixed q, the kernel integral is the Fourier transform in ξ of b(q,ξ); differentiating under that absolutely convergent integral and integrating by parts [F8] gives rapid decay in r, while the Schwartz seminorms of b give rapid decay in q. Thus the kernel is Schwartz in (q,r), and the invertible linear change (q,r)↦(x,y) preserves Schwartz space (Fourier transform acts continuously on Schwartz space).

Proof

Given: The data of the Statement and [A1]–[A2], [F1]–[F9]. Write X(x,ξ)=(ξ,−∇V(x)).

1.1A1F1F2F3F7algebra

The bounded Hessian and [F3] imply that ∇V is globally Lipschitz. Thus X is globally Lipschitz; [F2] gives a unique global flow Φt. The bound ∣X(z)∣≤C(1+∣z∣) follows from this Lipschitz estimate and X(0), so the integral equation and Gronwall bound Φt(z) on each compact time interval and compact initial set. To obtain the smoothness needed below, start with the C2 flow and variational equations of [F1]. Assume inductively that the state derivatives through order k−1 are continuous. For a coordinate vector ej, take the difference quotient of the integral equation for Dk−1Φt(z) between z+hej and z. The mean-value integral formula applied to each occurrence of DℓX(Φt(z+hej))−DℓX(Φt(z)) writes this quotient as a linear integral equation whose coefficients converge uniformly on compact time/initial sets, since the lower derivatives of Φ and the derivatives of X are uniformly continuous on their compact images. The chain rule expresses its limiting inhomogeneous term as ∑π a partition of {1,…,k}∣π∣≥2D∣π∣X(Φt(z))[D∣B1∣Φt(z),…,D∣B∣π∣∣Φt(z)], where B1,…,B∣π∣ are the blocks of π; the unknown DkΦt appears linearly with coefficient DX(Φt), and its initial value is 0 for k≥2. The corresponding linear Volterra equation has a unique solution by the same local Picard iteration as [F1], and Gronwall [F7] makes the difference between the quotient and that solution tend uniformly to zero. Thus DkΦt exists and is continuous, completing the induction. Since DX is bounded and all DℓX for ℓ≥2 are bounded by the assumed bounds on derivatives of V, the variational equation bounds DΦt; each higher equation has bounded forcing made from lower derivatives, so induction and Gronwall bound every DkΦt on compact time/initial sets. Hence (t,z)↦Φt(z) is smooth with all finite derivatives bounded there.

1.2A2F5F6algebra

For b∈Cc∞(R2d), its Weyl kernel is Schwartz in (x,y). Differentiating under its integral and multiplying by powers of x leaves absolutely integrable products of Schwartz functions, so Op⁡ϵW(b) maps S into itself. Apply [F5] on S to obtain the bounded identity iϵ[Hϵ,Op⁡ϵW(b)]=Op⁡ϵW({b,h})+ϵ2Op⁡ϵW(rϵ,b,V). The right side is bounded by [F5] and [F6]. For each u∈D(Hϵ), [A2] supplies un∈S with ∥un−u∥22+∥Hϵun−Hϵu∥22→0. Boundedness of Op⁡(b) and of the commutator makes both Op⁡(b)un and HϵOp⁡(b)un=Op⁡(b)Hϵun+[Hϵ,Op⁡(b)]un converge; closedness of the self-adjoint Hϵ gives Op⁡(b)u∈D(Hϵ) and the identity there.

2.1step 1.1A2F1F7algebra

Put as=a∘Φt−s for fixed t. Since Φτ is a global diffeomorphism with inverse Φ−τ, supp⁡(as)=Φ−(t−s)(supp⁡a). Since ∣t−s∣≤2T, the image of [−2T,2T]×supp⁡a under the continuous flow is compact, and step 1.1 bounds all derivatives of as on that compact set. Thus as∈Cc∞, its supports lie in one compact set for ∣s∣,∣t∣≤T, and every fixed finite symbol seminorm of as is uniformly bounded. To verify the bracket identity, write X=(∂ξh,−∂xh), so Xf={f,h}. Differentiating the autonomous flow law Φτ+r(z)=Φτ(Φr(z)) in r at 0 gives DΦτ(z)X(z)=X(Φτ(z)). The chain rule now gives ∂sas=−{as,h}. The family Hϵ/ϵ is constant on the common graph domain D(Hϵ), so [F4] supplies the forward propagator for t≥0; its inverse defines Uϵ(t)=Uϵ(−t)∗ for t<0. It preserves D(Hϵ) and is strongly differentiable there.

3.1step 2.1step 1.2A2F4F5F6F7algebra

For ψ∈D(Hϵ), differentiate F(s)ψ:=Uϵ(s)∗Op⁡ϵW(as)Uϵ(s)ψ. The domain preservation in [F4] and step 1.2 justify the product rule in L2; the symbol derivative in step 2.1 is also an operator-norm derivative by [F6], since the symbols and their difference quotients have common compact support and converge with all derivatives required by that estimate. The two Hamiltonian terms combine to Uϵ(s)∗(i/ϵ)[Hϵ,Op⁡(as)]Uϵ(s); ∂sOp⁡(as)=−Op⁡({as,h}) cancels its Poisson term by step 1.2. Therefore F′(s)ψ=ϵ2Uϵ(s)∗Op⁡ϵW(rϵ,as,V)Uϵ(s)ψ. Step 2.1 gives a uniform bound on p12d+16(as). The remainder estimate [F5] followed by [F6] consequently yields sup⁡∣s∣,∣t∣≤T∥Op⁡ϵW(rϵ,as,V)∥≤CT,V,a. The derivative must also be continuous up to the endpoints to use [F7]. The local remainder formula in Cubic Weyl commutator remainder for a smooth potential is linear in its symbol argument. For fixed t, the symbols as have common compact support on the interval and vary continuously in every Schwartz seminorm by step 2.1; applying the remainder estimate to as−as′ and then [F6] shows ∥Op⁡ϵW(rϵ,as,V)−Op⁡ϵW(rϵ,as′,V)∥→0 as s′→s. Thus the remainder operators are norm-continuous. Strong continuity of Uϵ(s) and its adjoint, together with uniform boundedness of these operators, makes s↦Uϵ(s)∗Op⁡ϵW(rϵ,as,V)Uϵ(s)ψ continuous for each fixed ψ. The derivative in the displayed formula therefore extends continuously to both endpoints. Integrate it by [F7], use unitarity, and evaluate the endpoints F(t)ψ=Uϵ(t)∗Op⁡(a)Uϵ(t)ψ and F(0)ψ=Op⁡(a∘Φt)ψ. This gives the required CT,V,a∣t∣ϵ2∥ψ∥ bound on the dense domain; boundedness of both endpoint operators extends it to all of L2, uniformly for ∣t∣≤T. Reversing the integration orientation gives the same estimate for t<0.

4.1step 1.2step 3.1F5algebra

If V has degree at most two, then D3V=0, so the integral Taylor remainder ΔV in the proof of Cubic Weyl commutator remainder for a smooth potential vanishes. The identity in step 1.2 then has no ϵ2 term; the derivative in step 3.1 is identically zero, and the two endpoint operators are equal for every t.

5.1A2F4F7F8F9algebra∎

For the exact quadratic branch, the series defining the matrix exponential and its differentiated series converge uniformly on compact time intervals. Differentiating the affine formula in the Statement shows that it solves z˙=J(Gz+ℓ) with initial value z. The difference w of any two solutions with the same initial value satisfies ∣w(t)∣≤∥JG∥∫0∣t∣∣w(s)∣ ds, so Gronwall gives uniqueness. Uniqueness for this autonomous system gives Φt∘Φs=Φt+s and Φt−1=Φ−t. Now put A=Op⁡ϵW(b) for b∈S(R2d). By [F9], its kernel Kb(x,y) is Schwartz. Consequently A maps S into itself, by differentiating the kernel integral and using the rapid decay of Kb and its derivatives. With q=(x+y)/2 and r=x−y, the kernel definition gives xj=qj+rj/2, yj=qj−rj/2, and ∂x=12∂q+∂r, ∂y=12∂q−∂r. Integration by parts [F8] in ξj gives rjKb=iϵK∂ξjb, and differentiation in rj gives −iϵ∂rjKb=Kξjb. These identities yield, for every 1≤j≤2d, z^jOp⁡ϵW(b)=Op⁡ϵW(zjb)+iϵ2∑kJjkOp⁡ϵW(∂kb),Op⁡ϵW(b)z^j=Op⁡ϵW(zjb)−iϵ2∑kJjkOp⁡ϵW(∂kb). Subtracting gives [z^j,A]=iϵ∑kJjkOp⁡ϵW(∂kb). Apply this formula and the product commutator rule to the quadratic part of Hϵ,h0; after combining equal terms by Gjk=Gkj, the result before using the left/right multiplication identities is [Hϵ,h0,A]=iϵ∑j,kℓjJjkOp⁡ϵW(∂kb)+iϵ2∑j,k,ℓGjk(Jkℓz^jOp⁡ϵW(∂ℓb)+JjℓOp⁡ϵW(∂ℓb)z^k). Inserting the two multiplication identities above, the second-derivative contribution is proportional to ∑j,k,ℓ,mGjk(JkℓJjm−JjℓJkm)Op⁡ϵW(∂m∂ℓb), which is zero after swapping j and k in its second term. The first-derivative terms combine to iϵOp⁡ϵW(∑j,k,ℓGjkJkℓzj∂ℓb+∑j,kℓjJjk∂kb)=−iϵOp⁡ϵW(∇b⋅J(Gz+ℓ))=−iϵOp⁡ϵW({b,h}). Here {b,h}=∇b⋅J∇h uses the sign convention of the Statement, and {b,h}∈S because h is quadratic and b is Schwartz. Both A and Op⁡({b,h}) are bounded by Square-integrable kernel bound for Schwartz Weyl quantization. Since A maps S to itself, the identity holds there. For each u∈D(Hϵ,h), graph-core density [A2] supplies un∈S converging to u in the graph norm. As in step 1.2, boundedness of A and of the commutator, followed by closedness of Hϵ,h, extends the identity to D(Hϵ,h). For fixed t∈R, put bs=a∘Φt−s on the interval with endpoints 0,t. The affine formula for Φ has an invertible linear part, so bs∈S: the chain rule expresses each derivative as a finite linear combination of derivatives of a evaluated at Φt−s(z), and the inverse affine maps bound each polynomial weight in z by a constant times the corresponding weight at Φt−s(z) on this compact time interval. These estimates also show s↦bs is continuously differentiable in Schwartz seminorms. The flow law and chain rule give ∂sbs=−{bs,h}. By the Hilbert–Schmidt bound, s↦Op⁡ϵW(bs) is continuously differentiable in operator norm. For ψ∈D(Hϵ,h), differentiate F(s)ψ:=Uϵ,h(s)∗Op⁡ϵW(bs)Uϵ,h(s)ψ. The propagator preserves the operator domain; the commutator identity just proved makes the Hamiltonian terms equal U∗Op⁡({bs,h})U, which cancels the symbol derivative −U∗Op⁡({bs,h})U. Thus F′(s)ψ=0, a continuous derivative extending to the endpoints. Integrating by [F7] on the interval between 0 and t gives Uϵ,h(t)∗Op⁡(a)Uϵ,h(t)ψ=Op⁡(a∘Φt)ψ. The domain is dense and both endpoint operators are bounded, so the identity extends to all of L2.

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