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Order-zero Weyl L² boundedness

Statement

Assume the Axiom of Countable Choice. Let d≥1, 0<ϵ≤1, and set Nd=4d+4. For a smooth a:R2d→C with ∂αa bounded for every ∣α∣≤Nd, define

Wϵ[u,v](x,ξ):=(2πϵ)−d∫Rde−iy⋅ξ/ϵu(x+y/2)v(x−y/2)‾ dy

for u,v∈S(Rd), and define the Weyl operator initially as the form

Bϵ,a(u,v):=∫R2da(x,ξ)Wϵ[u,v](x,ξ) dx dξ.

There is a unique bounded operator Op⁡ϵW(a) on L2(Rd) representing this form, and

∥Op⁡ϵW(a)∥L2→L2≤Cd∑∣α∣≤Nd∥∂αa∥∞,

where Cd depends only on d. For a∈S(R2d), this extension agrees with the kernel definition in [def-nrqmx-weyl-symbol-wigner].

Facts & Assumptions

Given: Countable Choice, d≥1, 0<ϵ≤1, and the stated bounded-derivative symbol a.

[A1]

Assume the Axiom of Countable Choice ACω (The Axiom of Countable Choice (ACω)).

[F1]

Schwartz space and its finite-seminorm topology are defined in Schwartz space and its seminorms.

[F2]

The scaled Fourier transform is unitary on L2 (Plancherel identity for the scaled semiclassical Fourier transform).

[F3]

The normalized Gaussian Fourier integral is ∫e−∣x∣2/(2ϵ)e−ip⋅x/ϵ dx=(2πϵ)d/2e−∣p∣2/(2ϵ) (Euclidean Gaussian transform with the 2π normalization).

[F4]

Tonelli's theorem applies to nonnegative product integrals (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product).

[F5]

Absolutely integrable product integrals may be exchanged (Fubini's theorem for L^1 functions on a sigma-finite product).

[F6]

L2(Rd;C) with the first-variable-linear integral pairing is a complex Hilbert space (L2 with the integral pairing is a Hilbert space).

[F7]

Every bounded linear functional on a Hilbert space has a unique representing vector (Riesz representation for Hilbert spaces).

[F8]

Partial Fourier transformation of a Schwartz function in the y-variables is Schwartz jointly in the remaining x- and frequency variables; this follows by writing it as a full Fourier transform followed by inverse Fourier transform in x (Fourier transform acts continuously on Schwartz space, Fourier inversion on Schwartz space).

[F9]

A C1 diffeomorphism between open Euclidean sets changes integrals of complex L1 functions by its absolute Jacobian. Translations and positive scalings of the Gaussian integrands below are such maps; those integrands, including their polynomial multiples, are absolutely integrable (A C^1 diffeomorphism satisfies the change-of-variables formula for L^1 functions).

[F10]

For C1 functions f,g on a line, integration by parts applies when f′g and fg′ are integrable and fg vanishes at both ends. Applied one coordinate at a time, with Fubini, it applies to the Gaussian packets and their derivatives here: the Gaussian factors and all their derivatives decay rapidly, while the symbol derivatives are bounded (Complex integration by parts on intervals and decaying lines).

[F11]

Schwartz classes are dense in L2(Rd;C) under Countable Choice (Schwartz space is dense in L2).

[F12]

The L2 inner product satisfies ∣⟨f,g⟩∣≤∥f∥2∥g∥2 (Cauchy–Schwarz: ∣⟨x,y⟩∣≤∥x∥ ∥y∥, with equality exactly for dependent pairs).

Proof

Given: The data of the Statement and [A1]–[F12]. Write Z=(q,p)∈R2d and dZ=dq dp.

1.1givenA1F2F3F4F9algebra

For Z=(q,p), define the normalized Gaussian packet gZϵ(x):=(πϵ)−d/4e−∣x−q∣2/(2ϵ)eip⋅(x−q/2)/ϵ. Its norm is 1 by [F3] at zero after applying [F9] to the translation and positive scaling of the nonnegative Gaussian. For u∈S, put Vϵu(Z)=(2πϵ)−d/2⟨u,gZϵ⟩. The Fourier transform of the shifted Gaussian gives ⟨u,gq,pϵ⟩=(πϵ)−d/4eip⋅q/(2ϵ)(2πϵ)d/2Fϵ ⁣(u( ⋅ )e−∣⋅−q∣2/(2ϵ))(p). Plancherel [F2], followed by Tonelli [F4] and the Gaussian integral from [F3] after [F9], gives ∥Vϵu∥22=(2πϵ)−d∫∣⟨u,gq,pϵ⟩∣2 dq dp=(πϵ)−d/2∫ ⁣ ⁣∫∣u(x)∣2e−∣x−q∣2/ϵ dx dq=∥u∥22. The middle equality follows from Plancherel [F2] for each fixed q; the final equality uses the Gaussian integral [F3] in q, with Tonelli [F4]. The same identity holds for all u∈L2 by [F2] and Tonelli [F4]. Polarization gives ⟨u,v⟩=(2πϵ)−d∫⟨u,gZϵ⟩⟨v,gZϵ⟩‾ dZ, hence the weak resolution u=(2πϵ)−d∫R2d⟨u,gZϵ⟩gZϵ dZ.

2.1step 1.1F1F5F8algebra

For u∈S, the joint function F(x,q):=u(x)e−∣x−q∣2/(2ϵ) is Schwartz in (x,q): each derivative is a finite sum of derivatives of u, Gaussian factors, and polynomials in x−q, and the inequality ⟨q⟩m≤Cm⟨x⟩m⟨x−q⟩m transfers every q-weight to a Schwartz factor and a Gaussian moment. Its partial Fourier transform in x is Schwartz in (p,q) by the same full Fourier/inverse Fourier argument as [F8]. The additional phase eip⋅q/(2ϵ) in ⟨u,gq,pϵ⟩ has derivatives that are polynomial factors, so the packet coefficient Vϵu remains Schwartz in Z=(q,p). The Schwartz seminorms of Z↦gZϵ grow at most polynomially in Z, so the resolution integral in step 1.1 converges in every Schwartz seminorm. The product u(x+y/2)v(x−y/2)‾ is Schwartz in (x,y); its partial Fourier transform is Schwartz by [F8], so Wϵ[u,v]∈S and ∣Bϵ,a(u,v)∣≤∥a∥∞∥Wϵ[u,v]∥1 proves continuity of the form in Schwartz seminorms. If a∈S, its Weyl kernel is Schwartz; the kernel pairing is absolutely convergent, and the change q=(x+y)/2, r=x−y, followed by r↦−y, identifies it with Bϵ,a(u,v). Thus the bounded-symbol form extends the kernel definition on Schwartz symbols. Applying the continuous form to the two Schwartz-convergent resolutions is valid; Fubini [F5] for the resulting absolutely integrable products gives Bϵ,a(u,v)=(2πϵ)−d∬Bϵ,a(gZ′ϵ,gZϵ)Vϵu(Z′)Vϵv(Z)‾ dZ′ dZ.

2.2step 1.1givenA1F3F5F9F10algebra

Let Z=(q,p), Z′=(q′,p′), m=(Z+Z′)/2, and δ=Z−Z′. Define σ((x,ξ),(x′,ξ′))=x⋅ξ′−ξ⋅x′. Substitution of the packets into Wϵ[gZ′ϵ,gZϵ], completing the square in y, and applying [F3] gives Wϵ[gZ′ϵ,gZϵ](z)=(πϵ)−de−∣w∣2/ϵe−iσ(w,δ)/ϵ+iθ(Z,Z′),w=z−m, with ∣eiθ(Z,Z′)∣=1. If ∣δ∣≤ϵ, its L1 norm is 1, hence ∣Bϵ,a(gZ′,gZ)∣≤∥a∥∞. If ∣δ∣>ϵ, then Lδ:=ϵi∣δ∣2∇wϕδ⋅∇w,ϕδ(w):=−σ(w,δ) satisfies Lδeiϕδ(w)/ϵ=eiϕδ(w)/ϵ, since ∣∇wϕδ∣=∣δ∣. Integrating by parts Nd times against the Gaussian is justified coordinatewise by [F10] and Fubini [F5]: derivatives of the Gaussian are integrable, derivatives of a are bounded, and the Gaussian forces the endpoint products to vanish. Translation w=z−m and scaling w=ϵ s in these absolutely integrable terms are justified by [F9]. Each derivative on the Gaussian contributes a factor bounded by ϵ/∣δ∣; a derivative on a contributes ϵ/∣δ∣≤ϵ/∣δ∣, since ∣δ∣>ϵ and ϵ≤1. Thus ∣Bϵ,a(gZ′,gZ)∣≤Cd(∑∣α∣≤Ndϵ∣α∣/2∥∂αa∥∞)(1+∣δ∣/ϵ)−Nd≤CdD(a)(1+∣Z−Z′∣/ϵ)−Nd, where D(a)=∑∣α∣≤Nd∥∂αa∥∞. Increasing Cd makes this bound valid also when ∣δ∣≤ϵ.

3.1step 1.1step 2.1step 2.2A1F4F12algebra

Partition R2d into cubes of side ϵ. For each fixed Z, the sum of (1+∣Z−Z′∣/ϵ)−Nd over these cubes, each weighted by its volume ϵd, is at most Cdϵd∑k∈Z2d(1+∣k∣)−Nd≤Cd′ϵd, since Nd=4d+4>2d. The same holds with Z,Z′ interchanged. Thus the integral kernel Kϵ(Z,Z′):=(2πϵ)−dBϵ,a(gZ′ϵ,gZϵ) has uniformly bounded row and column L1 norms, each at most CdD(a). For f∈L2(R2d), Tonelli [F4] and the column bound show that ∫∣Kϵ(Z,Z′)∣∣f(Z′)∣2dZ′ is finite for almost every Z. For each such Z, write ∫Kϵ(Z,Z′)f(Z′) dZ′=∫∣Kϵ(Z,Z′)∣ Kϵ(Z,Z′)∣Kϵ(Z,Z′)∣∣Kϵ(Z,Z′)∣f(Z′) dZ′, using quotient 0 where Kϵ=0. Cauchy–Schwarz [F12] in L2(dZ′) yields ∣∫Kϵ(Z,Z′)f(Z′) dZ′∣2≤(∫∣Kϵ(Z,Z′)∣ dZ′)∫∣Kϵ(Z,Z′)∣∣f(Z′)∣2 dZ′. Integrating in Z and using Tonelli [F4] and the column bound yields ∥Kϵf∥2≤CdD(a)∥f∥2. Applying this estimate to step 2.1 and using the isometry in step 1.1 proves ∣Bϵ,a(u,v)∣≤CdD(a)∥Vϵu∥2∥Vϵv∥2=CdD(a)∥u∥2∥v∥2.

4.1givenA1step 3.1F6F7F11algebra∎

For fixed u∈S, the bounded form in step 3.1 extends continuously in v to L2, which is a Hilbert space by [F6], and v↦Bϵ,a(u,v)‾ is a bounded linear functional there. Riesz representation [F7] gives a unique y∈L2 with Bϵ,a(u,v)‾=⟨v,y⟩ for every v∈L2; conjugate symmetry gives Bϵ,a(u,v)=⟨y,v⟩, so set Aϵu=y. Its norm is at most CdD(a)∥u∥2. Uniqueness makes u↦Aϵu linear on S, and [F11] makes its extension to all of L2 unique. Hence the operator norm is at most CdD(a).

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