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TheoremStatement: AI-adaptedProof: AI-adaptedPipeline-generatedverified 2026-10-22 (gpt-6.1-sol)
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Spin rotations and projective SO(3)

Statement

Assume Countable Choice. Let SU(2)={W∈M2(C):W∗W=I,det⁡W=1}, and let σx=(0110), σy=(0−ii0), and σz=(100−1). For i∈{x,y,z} put Ai(t)=cos⁡(t/2)I−isin⁡(t/2)σi. Give SU(2) its standard smooth matrix-manifold structure and End⁡C(V) its finite-dimensional operator-norm topology. Let V≠{0} be a finite-dimensional complex Hilbert space and let D:SU(2)→U(V) be a group homomorphism whose matrix-valued map into End⁡C(V) is continuously differentiable; this specifies the regularity meant here by a differentiable unitary representation. Define its self-adjoint infinitesimal generators Ji by ddtD(Ai(t))∣t=0=−iJi. For complex-linear maps X,Y:V→V, write [X,Y]:=XY−YX. Assume [Jx,Jy]=iJz, [Jy,Jz]=iJx, and [Jz,Jx]=iJy, and that the triple is irreducible, meaning that no nonzero proper subspace M⊂V satisfies JiM⊆M for all i. The spin label s∈{0,12,1,32,…} is its largest Jz eigenvalue, as in the finite spin-block classification. Then

D(−I)=(−1)2sIV.

Let ρ:SU(2)→SO(3) be the standard two-sheeted covering homomorphism with kernel {I,−I}. Give PU(V)=U(V)/{zI:∣z∣=1} its quotient topology and let q:U(V)→PU(V) be the quotient map; write [U]:=q(U). The ray action R↦[D(W)] for any lift W of R is a well-defined continuous homomorphism SO(3)→PU(V). For integer s, D itself descends to an ordinary unitary representation of SO(3); for half-integer s, its unitary representation does not descend, while its ray representation does. No classification of all projective representations of SO(3) is asserted.

The projective descent is summarized by the following commutative diagram; q is the quotient map U(V)→PU(V) and D‾ is the ray representation just defined.

SU(2)U(V)SO(3)PU(V)D½qD

The proof below verifies that q∘D is constant on each ρ-fiber, which defines D‾ and makes this diagram commute; no proof step relies on the diagram.

Statement references

Facts & Assumptions

Given: Countable Choice; the spin label s; a finite-dimensional complex Hilbert space V; a differentiable unitary representation D with the single spin-s generator block; and the standard cover ρ:SU(2)→SO(3).

[A1]

Countable Choice (ACω) is the choice-function principle for every countable family of nonempty sets. The Axiom of Countable Choice (ACω)

[F1]

The finite spin-block theorem decomposes the self-adjoint triple into an orthogonal sum of nonzero invariant spin blocks. Under this item's irreducibility hypothesis there can be only one block: any block is invariant under all three Ji, so two or more blocks would give a nonzero proper invariant subspace. The single block has highest weight equal to the largest Jz eigenvalue s and an orthonormal basis vk, k=0,…,2s, with Jzvk=(s−k)vk and the stated finite spin ladder coefficients. Finite spin-block decomposition

[F2]

Under ACω, ρ:SU(2)→SO(3) is a surjective two-sheeted covering homomorphism with kernel {I,−I}. SU(2) to SO(3) as a covering homomorphism

[F3]

A unitary representation is a homomorphism into bijective complex-linear isometries, and unitary equivalence means there is a unitary intertwiner. Strongly continuous unitary representations, invariant linear subspaces and intertwiners

[F4]

The scalar complex exponential is the everywhere-convergent power series exp⁡z=∑k=0∞zk/k!, also written ez. The complex exponential by its power series

[F5]
[F6]

exp⁡ is entire with exp⁡′(z)=exp⁡z. The complex exponential is entire and its complex derivative is itself

[F7]

For real x,y, exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and exp⁡(iπ)=−1. exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and eiπ+1=0

[F8]

For every real x, sin⁡2x+cos⁡2x=1, sin⁡(−x)=−sin⁡x, and cos⁡(−x)=cos⁡x. Pythagorean and parity identities for all six trigonometric functions on their natural domains

[F9]

Sine and cosine are differentiable on R, with derivatives cosine and minus sine. The derivatives of sine and cosine are cosine and minus sine

[F10]

For real x,y, sin⁡(x+y)=sin⁡xcos⁡y+cos⁡xsin⁡y and cos⁡(x+y)=cos⁡xcos⁡y−sin⁡xsin⁡y. The addition formulas for sine and cosine

[F12]

A real function continuous on [a,b] and differentiable on (a,b) satisfies f(b)−f(a)=f′(c)(b−a) for some c∈(a,b). The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)

Proof

1.1F1F3F7F8F9F10F11givenalgebra

We use real-parameter differentiation in the finite orthonormal basis supplied by [F1]. For a complex scalar f=a+ib with real components, its derivative is a′+ib′: convergence of the complex difference quotient is equivalent to convergence of its two real coordinates, since ∣x∣,∣y∣≤∣x+iy∣≤∣x∣+∣y∣. Expanding (a+ib)(c+id)=(ac−bd)+i(ad+bc) transfers [F11] to complex scalar products, and conjugation differentiates by conjugating the derivative. Finite sums then give the scalar-vector and matrix product rules entry by entry, and (M∗)′=(M′)∗. These entry derivatives are the finite-dimensional vector or operator derivatives: in an orthonormal basis the squared vector norm is the finite sum of squared coordinate moduli, while for a d×d matrix A, each coordinate of Ax has modulus at most dmax⁡j,k∣Ajk∣ ∥x∥ by the finite triangle inequality and ∣xk∣≤∥x∥. Thus ∥Ax∥2≤d3(max⁡j,k∣Ajk∣)2∥x∥2. Thus entrywise difference-quotient remainders tending to zero also tend to zero in the corresponding norm. Direct calculation for each displayed Pauli matrix gives σi∗=σi, σi2=I, tr⁡σi=0, and det⁡σi=−1. With c=cos⁡(t/2) and st=sin⁡(t/2), direct 2×2 matrix calculations and the Pythagorean identity [F8] give Ai(t)∗Ai(t)=(c2+st2)I=I and det⁡Ai(t)=c2+st2=1, so each Ai(t) lies in SU(2). Its entries are differentiable by [F9]. The addition formulas [F10] and σi2=I give Ai(t+h)=Ai(t)Ai(h) for each i, and [F9] gives Ai(0)=I; thus each map t↦Ai(t) is a homomorphism from (R,+) to SU(2). Differentiating D(Ai(t))∗D(Ai(t))=I at 0 and using ddtD(Ai(t))∣t=0=−iJi gives Ji∗=Ji. For i=z, the Euler formula [F7] and parity [F8] give Az(t)=diag⁡(exp⁡(−it/2),exp⁡(it/2)). Set U(t):=D(Az(t)). Since D is a differentiable representation, U is differentiable, U(t+h)=U(t)U(h)=U(h)U(t), and the generator convention gives U′(0)=−iJz. Differentiating the two products with respect to h at 0 yields U′(t)=U(t)(−iJz)=(−iJz)U(t).

2.1F1F5F6F11F12step 1.1algebra

By [F1], the irreducibility hypothesis leaves one spin-s block, with orthonormal basis vk, k=0,…,2s, and Jzvk=(s−k)vk. Write μk=s−k and uk(t)=U(t)vk. Step 1.1 gives uk′(t)=−iμkuk(t). From [F5] and [F6], the scalar map t↦exp⁡(iμkt) has derivative iμkexp⁡(iμkt): its difference quotient at t factors as exp⁡(iμkt)(exp⁡(iμkh)−1)/h and the second factor tends to iμk. The coordinate product rule established in step 1.1 gives ddt(exp⁡(iμkt)uk(t))=0. To justify constancy, write this vector in the fixed finite orthonormal basis of [F1]. Every real and imaginary coordinate has zero derivative on R and is continuous (its increment is its difference quotient times the real increment). For arbitrary a<b, apply [F12] separately to these real coordinate functions on [a,b]; each has equal endpoint values. All coordinates, and hence the vector, are therefore constant on R and equal vk at t=0. Consequently U(t)vk=exp⁡(−iμkt)vk.

3.1F4F5F7step 2.1algebra

Put N=2s∈N0. For every k=0,…,2s, 2(s−k)=N−2k is an integer and [F5], [F7] give exp⁡(−i2π(s−k))=exp⁡(−iπN)exp⁡(i2πk)=(−1)N. Indeed, exp⁡(−iπ)=−1 follows from exp⁡(iπ)=−1 and exp⁡(−iπ)exp⁡(iπ)=exp⁡(0)=1 by the power-series definition [F4]; also exp⁡(i2π)=exp⁡(iπ)2=1. Repeated use of [F5] gives the displayed integer powers. Thus step 2.1 implies U(2π)vk=(−1)2svk for every basis vector.

4.1F7step 1.1step 3.1algebra

By the diagonal form in step 1.1 and [F7], Az(2π)=diag⁡(exp⁡(−iπ),exp⁡(iπ))=−I. Hence D(−I)=U(2π); step 3.1 evaluates this operator on an orthonormal basis and proves D(−I)=(−1)2sIV.

5.1A1F2F3F7step 4.1algebra

By [F2], every R∈SO(3) has exactly two lifts W and −W. The representation law gives D(−W)=D(−I)D(W)=(−1)2sD(W) by step 4.1. The scalar has modulus one by [F7], so the projective class [D(W)]∈PU(V) is independent of the lift. If R1=ρ(W1) and R2=ρ(W2), then W1W2 lifts R1R2, and [D(W1W2)]=[D(W1)][D(W2)]; hence the ray map is a homomorphism. The map is continuous: on any evenly covered neighborhood for ρ, its local section s is continuous and the descended map there is q∘D∘s, a composition of continuous maps.

6.1A1F2step 4.1step 5.1algebra∎

If s is integer, (−1)2s=1, so D(W) is independent of the lift; defining D~(R)=D(W) gives a unitary representation because products of lifts lift the product, as in step 5.1, and it is continuous by the same local-section argument. If s is half-integer, (−1)2s=−1, so the two lifts I and −I of the identity have images IV and −IV; these differ since V≠{0}. Therefore D cannot factor as a unitary representation through ρ, although its projective class from step 5.1 does factor.

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