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Full-algebra quantum Ising KMS–DLR correspondence

Statement

Fix d≥1, the inhomogeneous bounded finite-range diagonal spin-12 Ising interaction of Diagonal quantum Ising interaction and classical conditional energies, β>0, ℏ>0, Countable Choice, and the finite-matrix C*-identity supplied by Finite matrix C-star algebra and density-state duality. Let A be its norm-completed quasi-local matrix algebra and let αt be its thermodynamic dynamics. Let Dβ be the set of Borel probability measures on {−1,+1}Zd fixed by every finite conditional kernel γΔ of the model. Let Kβ be the set of β-KMS states for α on the full algebra A, using the physical-time strip width βℏ seconds.

For a local matrix A∈AΛ, define its diagonal cylinder function by diag⁡(A)(σ):=⟨Aeσ∣Λ,eσ∣Λ⟩. Then the map Dβ⟶Kβ,μ⟼ωμ,ωμ(A):=∫diag⁡(A)(σ) dμ(σ)(A∈Aloc), extends uniquely to an affine bijection from classical DLR measures to β-KMS states. The KMS conclusion holds on the full matrix algebra, including off-diagonal observables; no translation invariance is assumed for this correspondence.

Facts & Assumptions

Given: The diagonal Ising interaction, its finite-range conditional kernels and dynamics, β>0, ℏ>0, Countable Choice, and the finite-matrix and infinite-product suppliers below. Every current run supplier is a draft carrier; its exact inspected statement and hypotheses are used conditionally, not as independent proof approval.

[A1]

Countable Choice: every sequence of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)). It is used only in extending the consistent local cylinder probabilities to a Borel probability and in the CSM uniqueness inputs.

[A2]

Finite matrix C-star algebra and density-state duality states that each nonzero finite local operator algebra with its ordinary norm is a C*-algebra and that its positive functionals have density matrices. It is a current batch-36 draft supplier, used under its finite-dimensional hypotheses.

[A3]

Finite matrix spectral and state calculus supplies finite-dimensional Hermitian diagonalization and cyclicity of the ordinary matrix trace. Its current batch-36 carrier is draft and used conditionally.

[F1]

Diagonal quantum Ising interaction and classical conditional energies fixes the local spin basis, the diagonal finite-range Hamiltonians, the real conditional energies EΔ(σΔ∣η), the finite kernels γΔ, and the SI energy convention.

[F2]

Finite-range inhomogeneous Ising kernels form a specification proves these finite-range kernels are normalized, proper, measurable, consistent, and therefore a specification, also for position-dependent coefficients.

[F3]

Exact local dynamics for commuting diagonal interactions gives the exact local finite-matrix formula for αt(A) and states that local diagonal observables are fixed. Its current batch-42 proof is conditional on the batch-39 draft dynamics supplier.

[F4]

Quantum Ising KMS states have diagonal local densities proves every β-KMS state has zero expectation on each off-diagonal local matrix unit.

[F5]

Physical-time KMS strip equilibrium condition defines a KMS correlation as bounded and continuous on the closed strip 0≤Im⁡z≤βℏ, holomorphic inside, with boundaries ω(Aαt(B)) and ω(αt(B)A).

[F6]

Bounded KMS strip norm and zero-edge uniqueness gives the three-lines bound on that strip and uniqueness from the lower edge. Its current batch-41 carrier is draft and Step-1 authoring-ready, not independent proof approval.

[F7]

Finite KMS condition exactly determines the Gibbs density states that under the finite spectral-calculus clause [A3] and finite C*-algebra clause [A2], for every nonzero finite-dimensional Hilbert space and finite self-adjoint H, the unique β-KMS state for eitH/ℏ(⋅)e−itH/ℏ is X↦Tr⁡(e−βHX)/Tr⁡(e−βH); its physical-time strip width is βℏ. Its current batch-41 carrier is draft and Step-1 authoring-ready, not independent proof approval.

[F8]

Norm-completed quasi-local quantum spin algebra defines Aloc as the directed union of the finite local matrix algebras and A as its norm completion, so local observables are norm dense.

[F9]

Finite-alphabet product and probability compactness states that under Countable Choice, every consistent normalized cylinder probability on a finite-alphabet product over Zd extends uniquely to its cylinder-generated Borel probability measure. Its current batch-27 carrier is draft and Step-1 authoring-ready, not independent proof approval.

[F10]

Dynkin's pi-lambda theorem states that every lambda-system containing a pi-system contains the sigma-algebra generated by that pi-system.

[F11]

Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly states that a locally uniform limit of holomorphic functions on an open subset of C is holomorphic there.

[F12]

Quasi-local algebra completion and locality states, under [A1] and [A2], that the local algebra completes to a unital C*-algebra with dense local observables. It is a current batch-38 draft supplier, used conditionally.

[F13]

Local spin matrix algebras and their factor inclusions defines the finite spin Hilbert spaces, local matrix algebras, product bases, and ordinary finite traces used in the conditional Gibbs blocks. Its current batch-38 carrier is draft and Step-1 authoring-ready, not independent proof approval.

[F14]

Lattice Gibbs kernels and DLR states defines a DLR measure as a Borel probability fixed by every specification kernel: μγΔ(f)=μ(f) for every bounded real-valued measurable f. Splitting real and imaginary parts gives the same integral identity for complex-valued f. Its batch-27 draft carrier is used at that exact definition.

[F15]

Strongly continuous thermodynamic spin automorphism group supplies the thermodynamic dynamics as a strongly continuous isometric ∗-automorphism group under Countable Choice and the finite-matrix C∗-identity. Its current batch-39 carrier is draft and used conditionally.

Proof

technique · Construct the classical law from KMS cylinder weights, derive its exact conditional probabilities with transition matrix units, and prove the converse by finite conditional Gibbs traces and norm approximation

Given: [A1]–[A3], [F1]–[F15], a β-KMS state ω when proving the first direction, or a DLR measure μ when proving the converse.

1.1A1F1F9F13algebra

For each finite cylinder assignment σ on Λ, put μω(σ∣Λ)=ω(Pσ), where Pσ is the product-basis rank-one projection. Positivity of ω gives nonnegative weights, ∑σPσ=IΛ gives normalization, and for Λ⊂Λ′ the identity Pσ=∑τ∣Λ=σPτ gives consistency. By [A1] and [F9], these cylinder weights extend uniquely to a Borel probability measure μω.

1.2A1A2F1F3algebra

Fix a finite Δ, configurations σ,τ on Δ, an assignment η on CΔ, and a cylinder projection Qζ on finitely many sites outside Δ∪CΔ. Let Qη be the product projection for η and let Eσ,τ be the local matrix unit sending eτ to eσ. Since every interaction term that meets Δ has all its exterior sites in CΔ, changing the Δ configuration from τ to σ while keeping η fixed changes the finite diagonal Hamiltonian by exactly ΔE:=EΔ(σ∣η)−EΔ(τ∣η). Terms not meeting Δ commute with Eσ,τQη, so [F3] yields αt(Eσ,τQη)=eitΔE/ℏEσ,τQη.

1.3A2F1F8F12F13givenalgebra

For a complex-valued cylinder function, define its integral as the real integral of its real part plus i times the real integral of its imaginary part. For a DLR measure μ, define ωμ(A)=∫⟨Aeσ∣Λ,eσ∣Λ⟩ dμ(σ) for A∈AΛ, using the inner product linear in its first argument from [F13]. The value is independent of enlarging Λ because the added factors are identities. It is linear, equals 1 on the identity, and ωμ(A∗A)=∫∥Aeσ∣Λ∥2dμ(σ)≥0; Cauchy–Schwarz gives ∣ωμ(A)∣≤∥A∥. Hence it defines a bounded positive normalized functional on Aloc. If local An→A in the completion, continuity of product and adjoint from [F12] gives An∗An→A∗A, while each ωμ(An∗An)≥0; the continuous extension is therefore positive and normalized and is a state.

2.1F5F6step 1.2algebra

Apply [F5] to A=Eτ,σQηQζ and B=Eσ,τQη. The lower edge is eitΔE/ℏω(PτQηQζ). The function g(z)=eizΔE/ℏω(PτQηQζ) is entire and bounded on the closed strip because ΔE is real and 0≤Im⁡z≤βℏ; it has the same lower edge. By [F6], g is the KMS function, and its upper edge equals the reversed product boundary from [F5]. At t=0 this gives μω(PσQηQζ)=e−βΔEμω(PτQηQζ).

2.2A1A2F1F2F3F13F14step 1.3algebra

Let A,B be local and choose finite Δ containing their supports and every interaction support that meets the support of B. For each boundary assignment η on CΔ, let HΔη be the diagonal matrix with eigenvalues EΔ(σ∣η) and let ρΔη=e−βHΔη/ZΔη. For bounded real measurable f, the DLR fixed-point equation [F14] gives μ(f)=∫γΔ(f∣ξ)dμ(ξ); extend this identity to complex f by real and imaginary parts. If D is exterior-measurable, properness gives γΔ(1Df∣ξ)=1D(ξ)γΔ(f∣ξ). For a bounded cylinder function f depending only on spins in Δ∪CΔ, the kernel depends on the remaining exterior only through CΔ, so for every finite-boundary assignment η, ∫Qηf dμ=μ(Qη)∑σΔγΔ(σΔ∣η)f(σΔη). Apply this identity to the diagonal cylinder function f=diag⁡(AeitHΔη/ℏBe−itHΔη/ℏ). For each fixed η, this diagonal cylinder function depends only on the spins in Δ and the specified boundary assignment on CΔ: A,B are supported in Δ, and HΔη is a matrix on that finite factor with coefficients determined by η. Thus it meets the support condition of the preceding finite-mixture identity. The finite sum of diagonal entries is the trace against ρΔη, so ∫Qηdiag⁡ ⁣(AeitHΔη/ℏBe−itHΔη/ℏ)dμ=μ(Qη)Tr⁡Δ ⁣(ρΔηAeitHΔη/ℏBe−itHΔη/ℏ). Here the trace identity follows by summing γΔ(σΔ∣η)=e−βEΔ(σΔ∣η)/ZΔη against the diagonal matrix coefficients. By [F3], on Qη the global local dynamics of B equals conjugation by HΔη: terms in the global generator not meeting Δ commute with BQη, and the terms in HΔη disjoint from the support of B commute with B. Summing the displayed identities over the finitely many boundary assignments gives, for real t, ωμ(Aαt(B))=∑η∈{−1,+1}CΔμ(Qη)Tr⁡Δ ⁣(ρΔηAeitHΔη/ℏBe−itHΔη/ℏ).

3.1F1step 2.1algebra

For fixed Δ,η,ζ, step 2.1 implies eβEΔ(σ∣η)μω(PσQηQζ) is constant as σ varies. Summing over σ and using ∑σPσ=IΔ shows that the constant is μω(QηQζ)/ZΔη, including when this numerator is zero. Therefore μω(PσQηQζ)=γΔ(σ∣η) μω(QηQζ).

3.2A2A3F5F7step 2.2

For each η, define FA,Bη(z)=Tr⁡Δ(ρΔηAeizHΔη/ℏBe−izHΔη/ℏ). By [F7] under [A2]–[A3], this is the finite Gibbs KMS strip function for HΔη and the pair A,B; it is bounded and continuous on the closed strip, holomorphic inside, and has lower and upper boundaries given by the finite Gibbs traces in their indicated orders. The finite sum ∑ημ(Qη)FA,Bη(z) has the same regularity and is bounded because the weights are nonnegative and sum to one. Step 2.2 identifies its boundaries with ωμ(Aαt(B)) and ωμ(αt(B)A), proving the KMS condition for local pairs.

4.1F2F10step 3.1algebra

Every exterior cylinder event is a finite disjoint union of events QηQζ after refining it to specify all spins in CΔ. Summing step 3.1 gives the conditional identity for each interior assignment and every exterior cylinder. Every full cylinder is a finite disjoint union of events PσDσ with Dσ an exterior cylinder; properness in [F2] then gives (μωγΔ)(PσDσ)=μω(PσDσ), so the two probability measures agree on all full cylinders. The class of Borel sets on which they agree contains the whole space, is closed under relative complements of nested members, and under disjoint countable unions, so it is a lambda-system. Full cylinders together with ∅ and X form a pi-system generating the Borel sigma-algebra. [F10] states that every lambda-system containing a pi-system contains its generated sigma-algebra, hence the two measures agree on that sigma-algebra. Thus μωγΔ=μω and μω∈Dβ.

4.2A2F6F11F12F15step 3.2algebra

For arbitrary A,B∈A, choose local An→A and Bn→B using [F12], and let Fn be their local-pair KMS functions from step 3.2. On each strip boundary, the difference Fn−Fm is bounded by the state norm and the isometric automorphism property [F15] by quantities tending to zero, for example on the lower edge by ∥An−Am∥∥Bn∥+∥Am∥∥Bn−Bm∥; the analogous upper-edge bound has the factors reversed. The three-lines bound [F6] makes Fn uniformly Cauchy on the entire closed strip. Its uniform limit is bounded and continuous there, has the required two boundary values by norm continuity, and is holomorphic inside by [F11]. Thus ωμ∈Kβ.

5.1A2F4F9step 4.1step 1.3step 4.2algebra∎

For a KMS state ω, [F4] and [A2] make every local density matrix diagonal, so for local A its value is ∑σ∣Λω(Pσ)⟨Aeσ∣Λ,eσ∣Λ⟩=ωμω(A); density gives equality on A. Conversely, ωμ(Pσ)=μ(Pσ) for every cylinder, so uniqueness in [F9] makes μ↦ωμ injective. Steps 4.1 and 4.2 prove that the two maps take values in Dβ and Kβ, and these identities show they are inverse affine maps.

Remarks

The correspondence is a mathematical result for this bounded finite-range diagonal model on the full quasi-local matrix algebra. It does not say that generic noncommuting KMS states are diagonal, and it makes no empirical claim about a material. Translation invariance is not needed for the bijection; it is imposed separately in the CSM uniqueness and coexistence specializations below.

Depends on

Dependency tree · 2 levels

Sources