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Full-algebra quantum Ising KMS–DLR correspondence
Statement
Fix , the inhomogeneous bounded finite-range diagonal spin- Ising interaction of Diagonal quantum Ising interaction and classical conditional energies, , , Countable Choice, and the finite-matrix C*-identity supplied by Finite matrix C-star algebra and density-state duality. Let be its norm-completed quasi-local matrix algebra and let be its thermodynamic dynamics. Let be the set of Borel probability measures on fixed by every finite conditional kernel of the model. Let be the set of -KMS states for on the full algebra , using the physical-time strip width seconds.
For a local matrix , define its diagonal cylinder function by Then the map extends uniquely to an affine bijection from classical DLR measures to -KMS states. The KMS conclusion holds on the full matrix algebra, including off-diagonal observables; no translation invariance is assumed for this correspondence.
Facts & Assumptions
Given: The diagonal Ising interaction, its finite-range conditional kernels and dynamics, , , Countable Choice, and the finite-matrix and infinite-product suppliers below. Every current run supplier is a draft carrier; its exact inspected statement and hypotheses are used conditionally, not as independent proof approval.
Countable Choice: every sequence of nonempty sets has a choice function (The Axiom of Countable Choice ()). It is used only in extending the consistent local cylinder probabilities to a Borel probability and in the CSM uniqueness inputs.
Finite matrix C-star algebra and density-state duality states that each nonzero finite local operator algebra with its ordinary norm is a C*-algebra and that its positive functionals have density matrices. It is a current batch-36 draft supplier, used under its finite-dimensional hypotheses.
Finite matrix spectral and state calculus supplies finite-dimensional Hermitian diagonalization and cyclicity of the ordinary matrix trace. Its current batch-36 carrier is draft and used conditionally.
Diagonal quantum Ising interaction and classical conditional energies fixes the local spin basis, the diagonal finite-range Hamiltonians, the real conditional energies , the finite kernels , and the SI energy convention.
Finite-range inhomogeneous Ising kernels form a specification proves these finite-range kernels are normalized, proper, measurable, consistent, and therefore a specification, also for position-dependent coefficients.
Exact local dynamics for commuting diagonal interactions gives the exact local finite-matrix formula for and states that local diagonal observables are fixed. Its current batch-42 proof is conditional on the batch-39 draft dynamics supplier.
Quantum Ising KMS states have diagonal local densities proves every -KMS state has zero expectation on each off-diagonal local matrix unit.
Physical-time KMS strip equilibrium condition defines a KMS correlation as bounded and continuous on the closed strip , holomorphic inside, with boundaries and .
Bounded KMS strip norm and zero-edge uniqueness gives the three-lines bound on that strip and uniqueness from the lower edge. Its current batch-41 carrier is draft and Step-1 authoring-ready, not independent proof approval.
Finite KMS condition exactly determines the Gibbs density states that under the finite spectral-calculus clause [A3] and finite C*-algebra clause [A2], for every nonzero finite-dimensional Hilbert space and finite self-adjoint , the unique -KMS state for is ; its physical-time strip width is . Its current batch-41 carrier is draft and Step-1 authoring-ready, not independent proof approval.
Norm-completed quasi-local quantum spin algebra defines as the directed union of the finite local matrix algebras and as its norm completion, so local observables are norm dense.
Finite-alphabet product and probability compactness states that under Countable Choice, every consistent normalized cylinder probability on a finite-alphabet product over extends uniquely to its cylinder-generated Borel probability measure. Its current batch-27 carrier is draft and Step-1 authoring-ready, not independent proof approval.
Dynkin's pi-lambda theorem states that every lambda-system containing a pi-system contains the sigma-algebra generated by that pi-system.
Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly states that a locally uniform limit of holomorphic functions on an open subset of is holomorphic there.
Quasi-local algebra completion and locality states, under [A1] and [A2], that the local algebra completes to a unital C*-algebra with dense local observables. It is a current batch-38 draft supplier, used conditionally.
Local spin matrix algebras and their factor inclusions defines the finite spin Hilbert spaces, local matrix algebras, product bases, and ordinary finite traces used in the conditional Gibbs blocks. Its current batch-38 carrier is draft and Step-1 authoring-ready, not independent proof approval.
Lattice Gibbs kernels and DLR states defines a DLR measure as a Borel probability fixed by every specification kernel: for every bounded real-valued measurable . Splitting real and imaginary parts gives the same integral identity for complex-valued . Its batch-27 draft carrier is used at that exact definition.
Strongly continuous thermodynamic spin automorphism group supplies the thermodynamic dynamics as a strongly continuous isometric -automorphism group under Countable Choice and the finite-matrix -identity. Its current batch-39 carrier is draft and used conditionally.
Proof
Given: [A1]–[A3], [F1]–[F15], a -KMS state when proving the first direction, or a DLR measure when proving the converse.
For each finite cylinder assignment on , put , where is the product-basis rank-one projection. Positivity of gives nonnegative weights, gives normalization, and for the identity gives consistency. By [A1] and [F9], these cylinder weights extend uniquely to a Borel probability measure .
Fix a finite , configurations on , an assignment on , and a cylinder projection on finitely many sites outside . Let be the product projection for and let be the local matrix unit sending to . Since every interaction term that meets has all its exterior sites in , changing the configuration from to while keeping fixed changes the finite diagonal Hamiltonian by exactly . Terms not meeting commute with , so [F3] yields .
For a complex-valued cylinder function, define its integral as the real integral of its real part plus times the real integral of its imaginary part. For a DLR measure , define for , using the inner product linear in its first argument from [F13]. The value is independent of enlarging because the added factors are identities. It is linear, equals on the identity, and ; Cauchy–Schwarz gives . Hence it defines a bounded positive normalized functional on . If local in the completion, continuity of product and adjoint from [F12] gives , while each ; the continuous extension is therefore positive and normalized and is a state.
Apply [F5] to and . The lower edge is . The function is entire and bounded on the closed strip because is real and ; it has the same lower edge. By [F6], is the KMS function, and its upper edge equals the reversed product boundary from [F5]. At this gives
Let be local and choose finite containing their supports and every interaction support that meets the support of . For each boundary assignment on , let be the diagonal matrix with eigenvalues and let . For bounded real measurable , the DLR fixed-point equation [F14] gives ; extend this identity to complex by real and imaginary parts. If is exterior-measurable, properness gives . For a bounded cylinder function depending only on spins in , the kernel depends on the remaining exterior only through , so for every finite-boundary assignment , Apply this identity to the diagonal cylinder function . For each fixed , this diagonal cylinder function depends only on the spins in and the specified boundary assignment on : are supported in , and is a matrix on that finite factor with coefficients determined by . Thus it meets the support condition of the preceding finite-mixture identity. The finite sum of diagonal entries is the trace against , so Here the trace identity follows by summing against the diagonal matrix coefficients. By [F3], on the global local dynamics of equals conjugation by : terms in the global generator not meeting commute with , and the terms in disjoint from the support of commute with . Summing the displayed identities over the finitely many boundary assignments gives, for real ,
For fixed , step 2.1 implies is constant as varies. Summing over and using shows that the constant is , including when this numerator is zero. Therefore
For each , define . By [F7] under [A2]–[A3], this is the finite Gibbs KMS strip function for and the pair ; it is bounded and continuous on the closed strip, holomorphic inside, and has lower and upper boundaries given by the finite Gibbs traces in their indicated orders. The finite sum has the same regularity and is bounded because the weights are nonnegative and sum to one. Step 2.2 identifies its boundaries with and , proving the KMS condition for local pairs.
Every exterior cylinder event is a finite disjoint union of events after refining it to specify all spins in . Summing step 3.1 gives the conditional identity for each interior assignment and every exterior cylinder. Every full cylinder is a finite disjoint union of events with an exterior cylinder; properness in [F2] then gives , so the two probability measures agree on all full cylinders. The class of Borel sets on which they agree contains the whole space, is closed under relative complements of nested members, and under disjoint countable unions, so it is a lambda-system. Full cylinders together with and form a pi-system generating the Borel sigma-algebra. [F10] states that every lambda-system containing a pi-system contains its generated sigma-algebra, hence the two measures agree on that sigma-algebra. Thus and .
For arbitrary , choose local and using [F12], and let be their local-pair KMS functions from step 3.2. On each strip boundary, the difference is bounded by the state norm and the isometric automorphism property [F15] by quantities tending to zero, for example on the lower edge by ; the analogous upper-edge bound has the factors reversed. The three-lines bound [F6] makes uniformly Cauchy on the entire closed strip. Its uniform limit is bounded and continuous there, has the required two boundary values by norm continuity, and is holomorphic inside by [F11]. Thus .
For a KMS state , [F4] and [A2] make every local density matrix diagonal, so for local its value is ; density gives equality on . Conversely, for every cylinder, so uniqueness in [F9] makes injective. Steps 4.1 and 4.2 prove that the two maps take values in and , and these identities show they are inverse affine maps.
Remarks
The correspondence is a mathematical result for this bounded finite-range diagonal model on the full quasi-local matrix algebra. It does not say that generic noncommuting KMS states are diagonal, and it makes no empirical claim about a material. Translation invariance is not needed for the bijection; it is imposed separately in the CSM uniqueness and coexistence specializations below.
Depends on
Diagonal quantum Ising interaction and classical conditional energies
Local spin matrix algebras and their factor inclusions
Finite-range inhomogeneous Ising kernels form a specification
Exact local dynamics for commuting diagonal interactions
Quantum Ising KMS states have diagonal local densities
Physical-time KMS strip equilibrium condition
Bounded KMS strip norm and zero-edge uniqueness
Finite KMS condition exactly determines the Gibbs density
Norm-completed quasi-local quantum spin algebra
Quasi-local algebra completion and locality
Finite matrix C-star algebra and density-state duality
Finite matrix spectral and state calculus
Finite-alphabet product and probability compactness
Lattice Gibbs kernels and DLR states
The Axiom of Countable Choice ()
Dynkin's pi-lambda theorem
Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly
Strongly continuous thermodynamic spin automorphism group
Dependency tree · 2 levels
Sources
- Pieter Naaijkens, Quantum Spin Systems on Infinite Lattices, extended and corrected lecture notes, arXiv:1311.2717v2
- David Ruelle, Topics in Quantum Statistical Mechanics and Operator Algebras, complete lecture notes, arXiv:math-ph/0107009v1
- Sascha Friedli and Yvan Velenik, Statistical Mechanics of Lattice Systems: A Concrete Mathematical Introduction, complete author PDF, revised 2017
- Junior Seminar in Mathematical Physics, Proofs from the Book: Ising, DLR, Dobrushin and Peierls sections, complete seminar notes