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Dyck words and elementary Catalan growth

Statement

A Dyck word of length 2k, for integer k≥1, is a sequence of k symbols +1 and k symbols −1 whose every initial partial sum is nonnegative. Write Ck for the number of these words. Then Ck=(2kk)/(k+1) and

4k(2k+1)(k+1)≤Ck≤4k.

In the real-sequence sense of Sequences, convergence, Cauchyness, monotonicity, boundedness and closed intervals in an arbitrary ordered field, Ck1/(2k)→2. The integer (mr)=m!/(r!(m−r)!) counts the r-element subsets of an m-element set, where m!=1⋅2⋯m and 0!=1.

Facts & Assumptions

[F1]

A real sequence converges to a real number when, for every positive tolerance, all sufficiently late terms lie within that tolerance (Sequences, convergence, Cauchyness, monotonicity, boundedness and closed intervals in an arbitrary ordered field).

[F2]

For a>0 and integer N≥1, a1/N denotes the unique positive N-th root of a, as a rational power (Rational powers aʳ of a positive base).

[F3]

For positive real bases and rational exponents, rational powers are positive and obey product, inverse and composition laws (Laws of rational exponents); a positive rational power is increasing in its positive base (Monotonicity of r ↦ aʳ and of a ↦ aʳ).

[F4]

For real x,y and integer n≥0, (x+y)n=∑j=0n(nj)xjyn−j (The binomial theorem in ℝ: (x+y)ⁿ = ∑_k<n+1 iotaC(n, k) xᵏ y^ n-k).

[F5]

The natural numbers are unbounded in the real numbers: for every real B there is a natural number K>B (The Dedekind reals are Archimedean).

[F6]

For natural numbers m,r, (mr) is the number of r-element subsets of any m-element set (The set [A]ᵏ of k-element subsets and the binomial coefficient C(n, k) := | [n]ᵏ|).

Proof

Given: The objects and hypotheses in the statement.

Goal: Establish every assertion in the statement.

1.1givenF6constructalgebra

By [F6], there are (2kk) balanced words: choose the positions of the +1 symbols. Reflect every symbol through the first time a balanced word has partial sum −1. This maps the words failing the nonnegative condition bijectively to words with total sum 2, having k+1 positive symbols and k−1 negative symbols. The inverse reflects through the first partial sum 1 of such a word. Thus Ck=(2kk)−(2kk+1)=(2kk)/(k+1). The subset formula follows by counting ordered lists of distinct selected elements and dividing by their r! orders.

1.2F4F5algebrachoose

Put Dk=(2k+1)(k+1). For k≥2, the formula (2k3)=(2k)(2k−1)(2k−2)/6 gives (2k3)≥k3/3, while Dk≤6k2, so (2k3)/Dk≥k/18. Fix δ>0. By [F5], choose a natural number K>1+18δ−3. For every integer k≥K, one has k≥2 and (k/18)δ3>1. By [F4] and nonnegativity of all binomial terms, (1+δ)2k≥(2k3)δ3>Dk for all such k.

2.1F4step 1.1algebra

By [F4] with x=y=1 and n=2k, the sum of all 2k+1 binomial coefficients in row 2k is 22k=4k; equivalently, count every subset according to its size. The central coefficient is maximal: consecutive coefficients have ratio (2k−r)/(r+1), at least one up to the center and at most one thereafter. Hence 4k/(2k+1)≤(2kk)≤4k, giving the displayed inequalities.

3.1F1F2F3step 2.1step 1.2algebrachoose∎

Since Dk>0 and 1+δ>0, [F2] and [F3] applied to step 1.2 give Dk1/(2k)≤1+δ for all k≥K. The bounds of step 2.1 imply Ck>0; by the positive-root order, product, inverse and composition laws in [F2] and [F3], 2/(1+δ)≤2/Dk1/(2k)≤Ck1/(2k)≤2. Given any real tolerance ε>0, set δ=ε/4>0 and choose K as in step 1.2. For every k≥K, ∣Ck1/(2k)−2∣≤2−2/(1+δ)=2δ/(1+δ)<ε. This is the limit assertion by [F1].

Depends on

Used by · 3

Dependency tree · 2 levels

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