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Small-set amplification — Lemma 4.2

PDF p. 23: Lemma 4.2; PDF p. 24: Proof of Lemma 4.2; PDF p. 25: Proof of Lemma 4.2

Statement

Assume countable choice. Let G=(V,E) be a connected (n,d∗,α,c−,c+)-expander, and let θ be a stable state. Connected means that every two vertices are joined by a finite path of edges. Choose the phase origin so that ρ1=n−1∑x∈Veiθx is real and nonnegative. For 0≤ψ≤π, put Cψ={x∈V:∣θx∣≥ψ} using representatives θx∈(−π,π].

Suppose c+≠c−, 0<ε<1+c−, ρ>0, and 0<γ<β≤π/2. If sin⁡(β−γ)≥2(1+ρ)α/(1+c−−ε), then

∣Cγ∣≥min⁡{(1+ε/(c+−c−))∣Cβ∣,ραn,n/2}.

Facts & Assumptions

[F1]

The expander has n>0, symmetric binary adjacency matrix A, ∥A−(d∗/n)J∥≤αd∗, and c−d∗I⪯ΔL⪯c+d∗I (Adjacency, degrees, graph Laplacian, and spectral notation, Two-sided spectral expander — Definition 1.9).

[F2]

Stability means local minimality of the graph energy; the phase tails are as displayed, and Cβ⊆Cγ (Equilibria, stable states, synchronized states, and spurious minima, Phase tail sets for amplification).

[F3]

Write e(X,Y)=∑x∈X∑y∈YAxy, with complements in V. The first order parameter satisfies ∣ρ1∣≤1 (Bounds, saturation, and rotation of order parameters), so the stated real, nonnegative normalization gives 0≤ρ1≤1. For the stated normalized stable state and angles, e(Cβ,Cβ)≥sin⁡(β−γ)e(Cβ,Cγc) (Oriented edge count between sets, Kernel bounds on three phase regions, The Axiom of Countable Choice (AC_ω)).

[F4]

If d∗>0, α>0, X⊆Y, ∣Y∣≤n/2, ∣Y∣<(1+ε/(c+−c−))∣X∣, ∣X∣≤ραn, and 1+c−−ε>0, then e(X,Yc)>1+c−−ε2(1+ρ)αe(X,X) (Strict forms of the nested mixing estimates — Remark 3.9).

Proof

Given: The graph, state, parameters and angles in the Statement.

Goal: Prove the displayed lower bound for ∣Cγ∣.

1.1givenF1F2algebra

If α≤0, then ραn≤0, so the minimum in the conclusion is nonpositive and the conclusion follows from nonnegativity of cardinality. Hence suppose α>0. The norm bound in [F1] then implies d∗≥0. If d∗=0, the same bound gives A=0. Connectedness therefore forces n=1: a path between distinct vertices would contain an edge. If Cβ is empty, the first quantity in the minimum is zero; otherwise nesting gives ∣Cγ∣=1≥n/2. Thus the conclusion holds when d∗=0.

2.1givenF1F2step 1.1algebraassume-contra

Now suppose d∗>0. The two matrix-order bounds in [F1], tested on a nonzero vector, give c+≥c−. The assumed inequality c+≠c− therefore gives c+−c−>0. Put X=Cβ, Y=Cγ, k=1+c−−ε>0, and s=sin⁡(β−γ). Suppose for contradiction that ∣Y∣ is smaller than the stated minimum. Then ∣Y∣<n/2, ∣Y∣<(1+ε/(c+−c−))∣X∣, and ∣Y∣<ραn. By nesting, ∣X∣≤∣Y∣<ραn. Thus all hypotheses of [F4] hold.

3.1givenF3F4step 2.1algebradischarge-contradiction∎

The bound and normalization in [F3] verify the order-parameter hypothesis of the three-region kernel inequality. By [F4], e(X,Yc)>ke(X,X)/(2(1+ρ)α). The angular hypothesis gives s≥2(1+ρ)α/k>0. Multiplying the strict inequality by s and using e(X,X)≥0 yields se(X,Yc)>e(X,X). This contradicts the inequality in [F3]. Hence the supposition in step 2.1 is impossible, proving the conclusion in all cases.

Source notes

The statement and the three-region amplification method are attributed to Lemma 4.2 of the cited article. The connectedness and phase normalization are its standing conventions from Section 2.1; the nonzero denominator makes the displayed expression meaningful. The proof uses the stated local suppliers, not the article as a proof premise.

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