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Finite jump-record ensemble equals the GKSL channel

Statement

Assume AC. For the finite-record matrices Kt above, averaging the unnormalized conditional matrices gives etL(ρ), for every density matrix ρ and t≥0. More precisely, let Φn(t)(X) be the integral of KtXKt† over exactly n marked records, and set Mt=∑n≥0Φn(t). The series converges on every matrix uniformly for t in compact intervals, and Mt=etL. Thus the exact record law supplies an unraveling, meaning a distribution of conditional density matrices whose mean is the specified GKSL evolution.

Facts & Assumptions

[F1]

The specified finite generator is L(X)=−i[H,X]+∑a(LaXLa†−{La†La,X}/2). Finite GKSL evolution and the QEC channel interface

[F2]

Use Q=∑aLa†La, B=−iH−Q/2, Vt=etB and the no-jump maps St(X)=VtXVt†. Define D(X)=BX+XB†. Finite no-jump propagator and survival identity

[F3]

The finite-record matrices Kt and their Lebesgue-time/counting-mark measure are specified by the record law. This law is normalized, and for a density matrix the mass of exactly n records is at most (rt)n/n!, with r=∥Q∥; the n=0 bound is 1. Normalized record measure and absence of explosion

[F4]

Bounded operator exponentials on a Banach space are differentiable groups, have their specified generator, and satisfy ∥etA∥≤e∣t∣∥A∥. The exponential series of a bounded operator

[F5]

Under Countable Choice, the fundamental theorem applies to continuous Banach-valued integrands and to curves with continuous derivatives, including their compact-interval endpoint extensions. Fundamental theorem of calculus for Banach-valued continuous curves

[F6]

Fubini reorders absolutely integrable complex entries on sigma-finite product spaces. Fubini's theorem for L¹ functions on a sigma-finite product

[F7]

Assume AC, including Countable Choice for the integration interfaces. The Axiom of Choice

[F8]

Each finite Hermitian matrix Y has positive parts Y+,Y− with Y=Y+−Y− and ∥Y∥1=Tr⁡Y++Tr⁡Y−. Hermitian Trace Norm Positive Negative Parts

[F9]

For a finite positive matrix P, ∥P∥1=Tr⁡P. Trace Norm Unitary Invariance And Positive Formula

[F10]

The finite trace norm is a norm; its dual formula bounds ∣Tr⁡(C†A)∣ by ∥A∥1 whenever ∥C∥≤1. Trace Norm Duality And Norm Properties

[F11]

A real or complex normed space with a finite ordered basis is complete. Every finite-dimensional normed space is Banach

[F12]

In a finite-dimensional normed space, an ordered basis gives a bounded coordinate isomorphism with coordinate ℓ1 space and a bounded inverse. A chosen algebraic basis identifies a finite-dimensional normed space with a coordinate space

[F13]

A uniform limit of continuous maps from a nonempty topological space to a metric space is continuous. A uniform limit of continuous functions is continuous, so C(X,Y) is closed in Y^X under the uniform metric

[F14]

For an integrable complex function f, ∣∫f∣≤∫∣f∣. The modulus of an integral is bounded by the integral of the modulus

Proof

Given: The finite GKSL matrices, their finite-record matrices and a density matrix, with r=∥Q∥. The trace norm ∥⋅∥1 is the sum of singular values, and the induced norm on linear maps on Md(C) will be used below.

Goal: Prove compact-uniform convergence, establish continuity before differentiation, and identify the exact record average with etL.

1.1givenF2F3F4F8F9F10F12algebra

For a positive input P of trace one, each integrand KtPKt† is positive: its quadratic form at v is (Kt†v)†P(Kt†v)≥0. Its integral is therefore positive, and its trace is the exactly-n mass in [F3]. Hence [F9] gives ∥Φn(t)(P)∥1≤(rt)n/n!. Scaling gives the bound Tr⁡(P)(rt)n/n! for any positive P; a positive matrix of trace zero vanishes by [F9]–[F10]. For arbitrary X, put Y=(X+X†)/2 and Z=(X−X†)/(2i). Both are Hermitian, so [F8] writes X=Y+−Y−+iZ+−iZ− with all four parts positive. Linearity and [F10] give ∥Φn(t)(X)∥1≤cX(rt)n/n!, where cX=Tr⁡(Y++Y−+Z++Z−) is finite and independent of t,n. The integrals exist entrywise: for fixed n and marks, the finite exponential products have continuous entries and finite bounds on 0≤tj≤t≤T by [F4] and [F12]; extending by zero off the ordered simplex gives bounded measurable entries on a finite-measure cube. Positivity and finite linear decomposition justify all stated integral identities.

2.1F4F10F11F12step 1.1algebra

Let Eij be the usual ordered matrix-unit basis. By [F12] there is a finite constant b with ∑ij∣Xij∣≤b∥X∥1. Set C=bmax⁡ijcEij. Expanding X=∑ijXijEij in step 1.1 gives ∥Φn(t)∥≤C(rt)n/n!. On every [0,T] these norms are dominated by C(rT)n/n!, a summable scalar exponential series. By [F11], both the trace-norm matrix space and its finite-dimensional space of linear maps are complete; thus the uniform Cauchy estimate for the tails proves absolute, compact-uniform convergence of Mt=∑n≥0Φn(t) in the induced operator norm. Every linear map used here is bounded: its values on the finite basis, together with the coordinate bound in [F12], give a finite norm bound.

3.1F2F4F5F7step 2.1algebra

Put J(X)=∑aLaXLa†. Entrywise differentiation of St(X)=VtXVt† gives St′=DSt and S0=I. By [F4], e−tD is differentiable and commutes with D; the product e−tDSt has derivative zero. The fundamental theorem [F5] on each compact interval gives St=etD. This identity follows from the no-jump formula and does not use continuity of M.

4.1F2F3F6F7step 1.1step 3.1algebra

For each fixed n, classifying a nonempty record by its last time s and last mark gives Φn+1(t)=∫0tSt−sJΦn(s) ds, with Φ0(t)=St. Indeed the terminal factor is Vt−s, the last jump contributes La, and the preceding record ends at s, so the matrix products in [F3] give precisely this composition after summing the last mark. For fixed n, the bounded measurable entries described in step 1.1 are absolutely integrable on the finite cube, with finite counting measure for marks. Fubini therefore identifies this iterated integral with the record integral. Faces with coincident or endpoint times have Lebesgue measure zero. At t=0 every positive-event integral is zero.

5.1F4F5F7F11F12F13step 2.1step 3.1step 4.1algebra

Each Φn is continuous, as follows by induction before taking any infinite sum. The base Φ0(t)=etD is continuous by [F4]. If Φn is continuous, the group identity in step 3.1 rewrites step 4.1 as Φn+1(t)=etD∫0te−sDJΦn(s) ds. Its integrand is continuous: the entries of products are finite sums of products of continuous entries, and [F12] identifies their coordinate and norm topologies. The fundamental theorem [F5] makes its primitive continuously differentiable, so Φn+1 is continuous, including at zero. On every nonempty [0,T] the finite partial sums are consequently continuous maps into the finite-dimensional normed space of linear maps. Their uniform convergence from step 2.1 and [F13] show that M is continuous.

6.1F4F12F14step 2.1step 3.1step 4.1step 5.1algebra

Sum the recurrence from step 4.1 over n. The sum passes through the integral: on 0≤s≤t≤T, St−sJ is uniformly bounded by eT∥D∥∥J∥. The norm of the tail of ∑nΦn(s) tends uniformly to zero by step 2.1. In each coordinate the error in integrating a partial sum is at most a fixed coordinate-bound constant times TeT∥D∥∥J∥ times that uniform tail norm, by [F12] and [F14]. Thus the error tends to zero. We obtain Mt=St+∫0tSt−sJMs ds. This passage uses convergence of the finite-record sums and not the desired GKSL identity.

7.1F1F2F4F5F7step 3.1step 5.1step 6.1algebra

Multiply step 6.1 by e−tD to get e−tDMt=I+∫0te−sDJMs ds. Its integrand is continuous by step 5.1, so [F5] makes the right side differentiable. Multiplication by etD then gives Mt′=DMt+JMt=LMt, since [F1]–[F2] imply D+J=L, and M0=I. By [F4] the derivative of e−tLMt is zero; [F5] makes this product identically I. Therefore Mt=etL for every t≥0.

8.1F3F9F10step 2.1step 7.1algebra∎

On a record of positive weight w=Tr⁡(KtρKt†) the conditional state is KtρKt†/w, a positive matrix of trace one. If w=0, [F9]–[F10] imply KtρKt†=0; assign any fixed density matrix there, for example ρ, to define the state everywhere. This assignment is measurable on each record component, and the zero-weight set has record-law measure zero. Averaging with the normalized record law [F3] cancels w on its positive set and gives Mt(ρ)=etL(ρ) by step 7.1. The entrywise averages exist by the absolute-convergence bounds from step 2.1. At t=0 the sole record gives ρ; an empty jump family leaves only the no-jump term. This proves the stated unraveling identity.

Source notes

The retained Plenio–Knight reference is contextual bibliography for the no-jump/jump split in a cavity example. No general existence theorem is imported from it. The matrix decomposition and norm facts above use the explicit mathematical suppliers; continuity is proved locally from the finite-record recurrence before applying the uniform-limit theorem and differentiating.

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