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Star-shaped multiplier signs

PDF p. 3: Remark 1, first two sentences

Statement

Assume countable choice. Let n≥2, let U⊂Rn be a bounded C1 domain, and let the compact obstacle be the solid Θ=U‾. Thus its boundary is locally a C1 graph with U on exactly one side. Let Ω0=BR0(0)∖Θ, where Θ⊂BR0(0), and write Γ1=∂BR0(0) and Γ2=∂Θ. Suppose x0∈Θ and that x0+t(x−x0)∈Θ for every x∈Θ and 0≤t≤1; this is the closed-set segment convention for star-shapedness. For q(x)=x−x0 and the outward unit normal ν of Ω0, one has q⋅ν>0 on Γ1 and q⋅ν≤0 on Γ2. Consequently Γ1={x∈∂Ω0:q(x)⋅ν(x)>0}.

Facts & Assumptions

[F1]

Compact subset means compact in its subspace topology, as in Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right. The Euclidean ball BR0(0)={x:∣x∣<R0} has positive radius, as in Open ball, closed ball and sphere in a metric space. Closure and boundary are those of Interior, closure, boundary, exterior, derived set and isolated point in a topological space in the Euclidean topology.

[F2]

The segment condition in the statement is the closed-set counterpart of the open-set star-shapedness convention in Star-shaped open subsets of Euclidean space; it is stated explicitly and permits a centre on the obstacle boundary.

[F3]

Under countable choice, Bounded C1 domains and their outward normals gives the local subgraph convention and the outward normal (−Dh,1)/1+∣Dh∣2 to U in graph coordinates; The Axiom of Countable Choice (AC_ω) supplies the stated choice convention. The normal formula is transported by the orthogonal coordinate map.

[F4]

Cauchy-Schwarz |⟨ x,y⟩| ≤ ‖ x‖₂‖ y‖₂ with its equality case, the triangle inequality for ‖·‖₂, the parallelogram law and polarisation gives ∣x⋅x0∣≤∣x∣ ∣x0∣ and the Euclidean triangle inequality.

[F5]

The remainder criterion in The total (Fréchet) derivative Df(a) as the linear first-order approximation with o(‖h‖₂) remainder defines Dh(y). For a totally differentiable chart function on its open parameter set, A total derivative computes every directional derivative, and its matrix is the Jacobian gives lim⁡t→0(h(y+td′)−h(y))/t=Dh(y)d′ for every direction d′, including zero.

[F6]

A point lies in the closure of A iff every basic neighbourhood of it meets A; the closure is the smallest closed superset and equals A together with its derived set identifies membership in a closure with meeting every open neighborhood, and supplies closedness of the closure. By Interior, closure, boundary, exterior, derived set and isolated point in a topological space, a boundary point is a closure point that is not interior; equivalently, every neighborhood meets the set and its complement.

Proof

Given: The obstacle, centre and truncated exterior in the statement.

Goal: Establish the boundary geometry, both signs and the positive boundary part.

1.1givenF1F3F6

First establish the geometry under the stated C1 hypotheses. Because U is open, ∂U=U‾∖U. At any p∈∂U, shrink a one-sided chart: U is locally s<h(y), and its closure is locally s≤h(y). Indeed, points strictly above the graph have an open neighborhood disjoint from U by continuity of h, while graph points are approached from below and points below are in U; the neighborhood characterization of closure gives both inclusions. Every graph point also has points strictly above arbitrarily close, so it is not interior to Θ. Consequently int⁡Θ=U and ∂Θ=∂U, and Θ is closed. Locally its complement is s>h(y); reversing the last coordinate writes this side as a subgraph and gives its outward normal −nU, where nU is the outward normal of U.

2.1givenF1F3F4F6step 1.1

The open set Ω0=BR0(0)∖Θ has boundary exactly Γ1∪Γ2. To see this, the Euclidean triangle inequality and the points (1±ε)x for ∣x∣=R0 give ∂BR0(0)={x:∣x∣=R0}. At a point of this sphere, closedness of Θ and Θ⊂BR0(0) give a neighborhood disjoint from Θ, so Ω0 locally agrees with the ball and both sides meet every neighborhood. At a point of ∂Θ, a small neighborhood lies inside the ball and the two chart sides from step 1.1 meet every neighborhood, so this too is a boundary point of Ω0. A point on neither boundary has a neighborhood wholly on one side of each of the ball and Θ; intersecting these neighborhoods shows that it is either interior to Ω0 or exterior to its closure. No other boundary points occur. The pieces are disjoint since ∂Θ⊂Θ⊂BR0(0). Thus Ω0 has one-sided C1 boundary, and on Γ2 its outward normal is ν=−nU.

3.1givenF3F5step 2.1

At a point x∈Γ1, rotate coordinates so that x=R0en. The ball is locally the subgraph of H(y)=R02−∣y∣2 near y=0. Here ∣H(y)−R0∣=∣y∣2/(R0+R02−∣y∣2)≤∣y∣2/R0, so the total derivative of H at zero is zero by its remainder criterion. The graph-normal formula therefore gives en at this point; transporting back yields ν=x/R0 on Γ1. The local agreement with the ball in step 2.1 makes this also the outward normal of Ω0.

3.2givenF2F3F5step 1.1step 2.1

Fix x∈Γ2 and use the chart of step 1.1, with x represented by (y,s) and s=h(y). Put d=x0−x, with chart vector components (d′,dn). The segment hypothesis applied to x∈Θ puts x+td in Θ for 0≤t≤1; for sufficiently small positive t this point remains in the chart, hence s+tdn≤h(y+td′). Subtract s=h(y) and divide by t>0. Since h is C1 on an open parameter set, the directional-derivative theorem gives (h(y+td′)−h(y))/t→Dh(y)d′ as t↓0, also when d′=0. Therefore dn≤Dh(y)d′, and d⋅nU=(dn−Dh(y)d′)/1+∣Dh(y)∣2≤0. Scalar products are preserved by the rigid chart, and q=−d while ν=−nU, so q⋅ν=d⋅nU≤0 on Γ2.

4.1givenF1F4step 3.1

Since x0∈Θ⊂BR0(0) and ∣x∣=R0 on Γ1, the Euclidean Cauchy–Schwarz inequality gives q⋅ν=R0−x0⋅x/R0≥R0−∣x0∣>0 there.

5.1step 2.1step 4.1step 3.2∎

The disjoint boundary decomposition in step 2.1, the positive sign on Γ1 in step 4.1 and the nonpositive sign on Γ2 in step 3.2 give Γ1={x∈∂Ω0:q(x)⋅ν(x)>0}.

Source notes

Remark 1 of the article is attribution for the multiplier-sign claim. The argument uses the explicit segment condition, the published mathematical inputs and the local geometry calculation above. It does not use the article's assertion as proof. No smoothness beyond C1, connectedness of the exterior, or non-trapping condition is needed for this sign calculation.

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