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Extending a closed one-form potential across a bifurcation sphere

Statement

Work in ZFC and assume the geometric hypotheses of the spherical Cauchy-portion lemma. Suppose near the compact sphere S the two chronological boundaries are smooth transverse null hypersurfaces intersecting in S. Here a smooth null hypersurface means a smooth embedded hypersurface whose induced metric is positive semidefinite with a one-dimensional kernel; transverse means that the two tangent hyperplanes span the ambient tangent space at every point of S. There is a connected neighborhood O of S retracting smoothly to S, with E∩O connected. If a smooth closed real or complex one-form η is defined on the ambient spacetime and has a primitive sE on E, then sE extends to a smooth primitive on E∪O.

Facts & Assumptions

[F1]

The causal and ambient-boundary conventions are Causal exterior, chronological boundaries and Cauchy data. In particular E=P∩Q, where P=ID−(U) and Q=ID+(U). The time-orientation field N is smooth and future timelike everywhere, as in Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model. Work in ZFC, including The Axiom of Choice.

[F2]

The spherical Cauchy-portion data give the embedded sphere S=χ({∣x∣=1}) and the exterior portion C=χ({∣x∣>1}). Identifying the spherical Cauchy portion without a stationary lapse

[F3]

A closed embedded submanifold has a tubular neighborhood; a smooth map with invertible differential has a local smooth inverse. The tubular neighbourhood theorem in a smooth ambient manifold The smooth inverse function theorem on manifolds

[F4]

Smooth homotopy equivalences preserve de Rham cohomology, HdR1(S2)=0, and a zero cohomology class of a closed one-form means exactness. De rham cohomology is smooth homotopy invariant De rham cohomology of spheres De rham cohomology Closed and exact differential forms

[F5]

Chronological futures and pasts of points are open. If P0 is a past set and p∈P0‾, then ID−(p)⊂P0; if Q0 is a future set and p∈Q0‾, then ID+(p)⊂Q0. These are clauses (a) and (c) of Openness of the chronological future and past, openness of the chronological relation, and closure of future and past sets, applied to the ambient manifold D.

[F6]

Smooth future timelike arcs are admissible timelike curves, and finite concatenations of timelike curves remain timelike, by clauses (c) and (d) of Chart independence, concatenation, reparametrization and transitivity for causal curves. In particular, ≪D is transitive.

[F7]

Given 0<r<R in a Euclidean chart, there is a smooth [0,1]-valued bump equal to one on the closed radius-r ball and supported in the radius-R ball. A smooth bump between concentric Euclidean balls

[F8]

A smooth real function with zero differential is constant on every connected component. A smooth function with zero differential is constant on each connected component

[F9]

AC implies Countable Choice and prescribed-initial-point Dependent Choice by AC supplies the countable and dependent choices used in Banach integration. Thus ZFC supplies the choice hypotheses of [F3], [F4], [F5] and [F6].

Proof

Given: The geometric data and closed one-form in the Statement, in ZFC, with the stated inline null-hypersurface and transversality conventions.

Goal: Construct the neighborhood and extend the given primitive without assuming that Σ is spacelike at S.

1.1givenF1F5F6F9

The choice requirements are supplied by [F9]. By [F5], P and Q are open unions of chronological pasts and futures of points. Transitivity from [F6] makes P a past set and Q a future set. If p∈∂DP and a short smooth future timelike arc γ passes through p=γ(0), then for t<0 clause (c) in [F5] gives γ(t)∈P. For t>0, γ(t)∈P‾ would imply p∈ID−(γ(t))⊂P, contrary to p∈∂DP and openness of P. Thus the positive-time side is outside P‾. Reversing time proves that at p∈∂DQ the positive-time side lies in Q and the negative-time side is outside Q‾.

2.1givenF1F3F6step 1.1

Write HP=∂DP and HQ=∂DQ near S. By the inline definition their tangent spaces contain no timelike vectors, so N is transverse to each. At any point of either boundary choose local coordinates (y,t) for which ∂t is future timelike throughout a small box: start with a linear coordinate change making it equal to N at the point, then shrink using the strict timelikeness and orientation inequalities. For a local defining function h of the embedded hypersurface, ∂th≠0 there; [F3] applied to (y,t)↦(y,h(y,t)) expresses the boundary as a smooth graph t=a(y) after shrinking. Each vertical segment through that graph is an arc of step 1.1. Consequently ri=a(y)−t is positive exactly on P in a box for HP, and ri=t−a(y) is positive exactly on Q in a box for HQ. Their zeros are exactly the respective boundaries. Their differentials on N along the boundary are respectively negative and positive, since the kernel is the boundary tangent hyperplane and N and ∂t lie in the same timelike component.

3.1givenF1F2F7step 2.1

For each boundary separately, cover S by finitely many smaller coordinate balls whose closures lie in boxes of step 2.1. Choose bumps bi from [F7] supported in those boxes and equal to one on the smaller balls. Extend each bump and each product biri by zero outside its box; these extensions are smooth because their supports stay inside the box. On the open neighborhood W={∑ibi>0} of S, set r=(∑ibiri)/(∑ibi). Every active ri has the same sign: positive in the chronological set, zero on its boundary, and negative outside its closure. Thus r has exactly those signs and zeros. On the boundary, terms involving derivatives of the weights vanish because ri=0, and dr(N) is a weighted average of strictly negative numbers for P, or strictly positive numbers for Q; it is nonzero. This constructs smooth defining functions u for HP and v for HQ on a common neighborhood of S, with P={u>0} and Q={v>0} there. Transversality makes du,dv independent along S, with common kernel TS. No normal to Σ has been used.

4.1F2F3step 3.1

The compact embedded sphere S is closed in the Hausdorff ambient manifold, so [F3] supplies a tubular projection π near S. For G=(π,u,v), dG is invertible along S: du,dv have common kernel TS, and dπ is the identity on TS. Shrink the tube so that G is a local diffeomorphism throughout it. It is injective after a further shrinking towards the compact zero section. Indeed, otherwise there are unequal pairs with the same image tending to the zero section. Their equal π coordinates and compactness give a subsequence with both points tending to the same point of S. Both eventually lie in one inverse chart of [F3], a contradiction. Hence G is a diffeomorphism onto an open neighborhood of S×{(0,0)} in S×R2. Compactness supplies δ>0 for which this image contains S×(−δ,δ)2.

5.1F1F2step 3.1step 4.1

Let O=G−1(S×(−δ,δ)2) in that injective tube. This is a connected open neighborhood of S. In these coordinates the homotopy (p,u,v)↦(p,(1−t)u,(1−t)v), for 0≤t≤1, is a smooth deformation retraction to S. By step 3.1 and E=P∩Q, its exterior overlap is exactly S×(0,δ)2, which is nonempty and connected. This is the same exterior side that meets C=χ({∣x∣>1}) in [F2].

6.1givenF4F8step 5.1∎

By [F4] and step 5.1, HdR1(O)≅HdR1(S2)=0, so η∣O=dsO for a smooth real potential; for a complex form apply this to its real and imaginary parts. On the connected open overlap, d(sO−sE)=0. By [F8], applied separately to real and imaginary parts if necessary, the difference is one constant. Subtract that constant from sO. The two potentials now agree on their open overlap and therefore define one smooth function on E∪O with differential η, extending the specified sE.

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