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Identifying the spherical Cauchy portion without a stationary lapse

Statement

Work in ZFC. Let (D,g,N) be a time-oriented smooth Lorentzian four-manifold, and let U⊂D be a connected nonempty open region containing a specified spacelike end section Sext⊂U with a diffeomorphism e:{x∈R3:∣x∣>R}→Sext, where R>0. Let Σ⊂D be a smooth embedded hypersurface. Put E=ID−(U)∩ID+(U) and suppose E is globally hyperbolic and C=Σ∩E is a smooth spacelike Cauchy hypersurface of E. Suppose there is a specified diffeomorphism χ:{∣x∣>1/2}→Σ and a number ρ>max⁡{1,R} such that χ(x)=e(x) for every ∣x∣>ρ. This equality specifies the far-out agreement with the end section; in a stationary-end presentation, Sext is the supplied zero-time section. Suppose S=∂DID−(U)∩∂DID+(U) lies in Σ and equals χ({∣x∣=1}). Then C=χ({∣x∣>1}), and E is diffeomorphic to R×(1,∞)×S2.

Facts & Assumptions

[F1]

The Lorentzian, chronological, ambient-boundary, end-section and relative Cauchy conventions are those of Causal exterior, chronological boundaries and Cauchy data. Work in ZFC, including The Axiom of Choice. The section Sext and its chart are supplied data, and its containment in U is explicit in the Statement; for stationary-end data this containment also follows from Φ(0,p)=p.

[F2]

A connected nonempty globally hyperbolic domain is diffeomorphic to the product of R with its prescribed smooth spacelike Cauchy hypersurface, and that hypersurface is connected. A generic timelike product for a prescribed smooth Cauchy section

[F3]

If a Cauchy hypersurface of E=ID−(U)∩ID+(U) has an ambient limit point outside E, that point lies on both ambient chronological boundaries. Cauchy sections do not end at a one-sided chronological horizon

[F4]

Chronological futures and pasts of points are open, by clause (a) of Openness of the chronological future and past, openness of the chronological relation, and closure of future and past sets. Chronological futures and pasts of a set are their unions over its points.

[F5]

Smooth future timelike arcs are admissible timelike curves, finite concatenations of timelike curves remain timelike, and increasing affine reparametrizations preserve the curve class, by clauses (c), (d) and (e) of Chart independence, concatenation, reparametrization and transitivity for causal curves. Restricting a timelike curve to a nondegenerate closed subinterval preserves local absolute continuity and the almost-everywhere future timelike velocity condition of [F1].

[F6]

In ZF, AC implies Countable Choice and prescribed-initial-point Dependent Choice by AC supplies the countable and dependent choices used in Banach integration. Thus the ZFC assumption supplies the choice hypotheses of [F4] and [F5], as well as those inherited by [F2] and [F3].

[F7]

For n≥2, the unit sphere Sn−1⊂Rn is path connected and connected, by For n≥2, the sphere Sⁿ⁻¹ is path-connected and connected. Apply this with n=3.

[F8]

A diffeomorphism is a bijective smooth map with smooth inverse; in particular it is a homeomorphism, as in Diffeomorphisms and local diffeomorphisms of manifolds. This convention applies to e, χ and the asserted product identifications.

[F9]

The sphere S2 has the standard smooth atlas of The n-sphere with its standard smooth atlas, with stereographic charts σN(ω)=(ω1,ω2)/(1−ω3) and σS(ω)=(ω1,ω2)/(1+ω3) away from their respective poles.

[F10]

Products carry the canonical product smooth structure, whose charts are products of factor charts, by Products of smooth manifolds have a canonical product smooth structure. This applies to the products in the Statement and the proof.

[F11]

Connectedness, separations, connected subsets and clopen subsets have the meanings of Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets. Connected components are the largest connected subsets through their points, as defined in Connected components, quasicomponents, and totally disconnected spaces. A nonempty clopen subset of a connected space is the whole space: otherwise it and its complement form a separation.

[F12]

Paths and path-connected subsets have the meanings of Paths, path-connected spaces and path components. The unit interval [0,1] is connected, and every path-connected space or subset is connected, by claims 1 and 2 of Every path-connected space is connected, and every path component lies inside a component.

[F13]

A continuous image of a connected space is connected, and a homeomorphism preserves connectedness, by claims 1 and 2 of A continuous image of a connected space is connected, and connectedness is a topological property.

Proof

Given: The geometric and end-section data in the Statement, in ZFC, and the declared mathematical supplier interfaces.

Goal: Identify C and give the stated diffeomorphism type of E.

1.1givenF1F4F5F6

By [F6], the choice assumptions of the suppliers are satisfied. Put P=ID−(U) and Q=ID+(U). By [F4] both are unions of open chronological sets, so E=P∩Q is open. To check U⊂E, fix u∈U, choose a coordinate chart y with y(u)=0, and put v=dyu(Nu). The smooth arc β(t)=y−1(tv) has future timelike tangent at 0. Continuity of the metric, tangent and orientation field makes it future timelike on a sufficiently small interval [−ε,ε], whose image lies in U by openness. Its two halves are admissible by [F5], and show β(−ε)≪Du≪Dβ(ε), hence u∈P∩Q. Thus E is nonempty. In particular, the specified far-out section χ({∣x∣>ρ})=e({∣x∣>ρ}) lies in Σ∩U⊂C.

2.1givenF1F2F5F6F11F12F13step 1.1

For p∈E, choose u,v∈U with u≪Dp≪Dv, and let γ be a timelike curve from u to p. At any interior point z of γ, restriction as in [F5] gives u≪Dz≪Dp. Concatenating the latter segment with a curve from p to v, using [F5], gives z≪Dv. Thus z∈Q∩P. Both endpoints also lie in E by step 1.1 and the choice of p, so the whole connecting curve lies in E. After an increasing affine reparametrization as in [F5], this is a path on [0,1] in the sense of [F12]. Its image is connected by the connectedness of [0,1] in [F12] and the continuous-image theorem [F13]. If E had a separation in the sense of [F11], connectedness of U⊂E would put U on one side, while any point on the other side would have this connecting path to U, contradicting connectedness of a continuous path image. Hence E is connected. Applying [F2] now gives connectedness of C and a diffeomorphism R×C→E.

3.1givenF1F3F4F7F8F11F12F13step 1.1step 2.1

Since E is open, C is open in Σ. A point of its relative boundary in Σ is therefore outside C; since it lies in Σ, it is outside E, but is an ambient limit point of C. By [F3] it lies in S. No point of S lies in E, because a boundary point of either open set P or Q is outside that set. Consequently C is contained in Σ∖S and is both open and closed there. Since χ is a homeomorphism by [F8], connectedness is preserved by [F13]. In the domain of χ the complement of the unit sphere has the two connected components, in the sense of [F11], 1/2<∣x∣<1 and ∣x∣>1: each radial annulus is path connected by radial paths and paths on the unit sphere supplied by [F7], hence connected by [F12]. The continuous radius function separates the two annuli by the omitted value 1, so they are complementary clopen subsets of that complement. A connected subset cannot meet both, since the two intersections would separate it; thus each annulus is a largest connected subset through any of its points, as required by [F11]. Step 1.1 puts the nonempty far-out subset χ({∣x∣>ρ}) in C, so C meets the outer component in a nonempty clopen subset. The consequence in [F11] makes this intersection the whole connected outer component, so that component lies in C. Connectedness of C from step 2.1 excludes the inner component. Thus C=χ({∣x∣>1}).

4.1givenF2F8F9F10step 2.1step 3.1∎

Equip S2 with [F9]'s atlas and all products with [F10]'s product structure. On {∣x∣>1} the polar map P(x)=(∣x∣,x/∣x∣) is a bijection with inverse J(r,ω)=rω, for r>1. To check smoothness in the product charts, put r=∣x∣=x12+x22+x32. In the north and south stereographic charts the coordinate expressions of P are respectively (r,(x1,x2)/(r−x3)) and (r,(x1,x2)/(r+x3)). The denominators are nonzero on the respective chart preimages, and r>1, so both expressions are smooth there. Conversely, writing u∈R2 and q=∣u∣2, the expressions of J in the two source product charts are r(2u/(1+q),(q−1)/(1+q)) and r(2u/(1+q),(1−q)/(1+q)), which are smooth since 1+q>0. Thus P and J are smooth mutually inverse maps in the sense of [F8]. Step 3.1 and the given diffeomorphism χ identify C with (1,∞)×S2. Taking the product with the identity on R and composing with the diffeomorphism in step 2.1 gives E≅R×(1,∞)×S2; these compositions and the reassociation of product factors are smooth in [F10]'s product charts.

Depends on

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