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Local Kerr rigidity and conditional global identification
PDF p. 2: §1.1; Theorem 1.1 consequence; §5 introduction; PDF p. 4: §1.1; Theorem 1.1 consequence; §5 introduction; PDF p. 28: §1.1; Theorem 1.1 consequence; §5 introduction
Statement
Work in ZFC in the regular smooth stationary vacuum model, and let be its designated physical stationary end, , and its bifurcation sphere. Assume and that the actual physical exterior section is maximal, meaning its mean curvature is zero on . Maximality of a separately specified coordinate side is insufficient unless that side is ; no agreement of the independent global section chart and physical end chart is assumed. Supply the same smooth Ernst potential on an open neighborhood of , with and angularly uniform on the original physical end, in the declared Killing, curvature and orientation conventions. Assume the horizon conditions on all of and at some point of , where is the coefficient in the original asymptotic expansion.
Then , and is locally isometric to a Kerr domain of outer communication of mass with , exactly in the sense of the IK local criterion. Separately, its reciprocal-invariant supplier gives and throughout and a single constant , with and . The normalized stationary end has physical ADM angular momentum magnitude , with and .
For the working-spacetime construction, additionally assume two-sided chronological access to the sufficiently far selected normalized stationary end : , with all access curves contained in . The selected end is beyond the end-normalization and coordinate/time-cutoff thresholds. Access is required for the selected tail after all such choices, and is not inferred from equality of ambient DOCs. Then the construction below gives an open working spacetime , a partial Cauchy section extending the cutoff section , and a global section chart agreeing with the normalized end chart. It retains the separate identities and , with the signs matched separately. The full double boundary in is exactly and the DOC of in is .
The global Kerr conclusion has an additional, explicit source-matching hypothesis: the constructed tuple satisfies the complete source-native AIK GR/SBS/PK contract. This means a smooth connected oriented time-oriented paracompact vacuum four-manifold without boundary; an embedded partial Cauchy section with global chart putting at radius one and extending to the end with ; the angularly uniform differentiated end bounds , and , where , and ; global hyperbolicity of its DOC; both separate chronological-section equalities above; and nonvanishing of in , with every stationary orbit complete and meeting the section. It also retains the actual smooth transverse null nonexpanding horizon boundaries near , tangency of to both and , the source-normalized Ernst and Mars–Simon fields on an open neighborhood of , and every regularity/neighborhood bound entering the finite constant in source (2.1)–(2.5). PK requires in its section-orthonormal frames for the sufficiently small positive source threshold depending on . Under this whole matched hypothesis package, is globally isometric onto the full subextremal Kerr exterior of mass and physical ADM angular momentum magnitude , with . The derived zero tensor satisfies PK, but does not replace any GR, SBS or regularity clause. No Kerr isometry is assumed as a hypothesis.
Source scope: This is an authorized conditional replacement of the generated endpoint, not a proof or a restatement of original Theorem 1.1 under its displayed hypotheses. The original theorem derives the two horizon conditions and claims the global Kerr consequence from maximality of the specified coordinate side. That original claim remains in the immutable extraction and remains unresolved here under its original assumptions. The original article is used only for attribution; the local conclusion and the conditional global implication use independent IK and AIK inputs.
Statement references
Vacuum Killing and Ernst differential identities
Stationary vacuum model and asymptotic normalization
Regular non-degenerate stationary vacuum spacetime
Remark 1.3: lapse bounds and stationary product
Ionescu–Klainerman local Kerr criterion with full interface
Ernst sublevels and the Mars–Simon tensor interface
Kerr metric, parameters, exterior and extremality
Strict mass positivity from the stationary lapse flux
Stationary end normalization from quotient compactification
Extending normalized end coordinates while preserving the section
A working bifurcation collar supplies the exact GR section
The IK continuation also fixes one global reciprocal invariant
Stationary product time is a Cauchy temporal coordinate
Bounded spacelike stationary graphs remain Cauchy
A decaying stationary time gauge gives bounded section displacement
The reciprocal-potential invariant determines the end spin bound
Normalized Ernst data and zero Mars–Simon survive stationary gauges
AIK global Kerr identification under the full GR/SBS/PK contract
Periods and primitives on a spherical exterior
Facts & Assumptions
Work in ZFC, including the Axiom of Choice, as in the adopted model and regularity convention. This carries the choice assumptions of the normalization, product-time and collar suppliers; in particular their Countable Choice and Dependent Choice requirements are retained. The Axiom of Choice
The actual model and regularity interfaces are retained. The additional maximality assumption is imposed on itself, so the conditional positive-lapse and stationary-product conclusions apply to that section; no equality of independent charts is assumed. Stationary vacuum model and asymptotic normalization Regular non-degenerate stationary vacuum spacetime Remark 1.3: lapse bounds and stationary product
The exact IK AF and SBS packages and the supplied normalized Ernst conventions are used. Under AF/SBS/T, the local-criterion interface supplies local Kerr isometry only. The separate reciprocal-invariant supplier supplies the exterior tensor vanishing, nonzero denominator, global constant and horizon scalar relations, using the analytic inputs of source 1. The vacuum Ernst identity gives up to a real constant on the connected exterior, fixed to zero by normalization on the common physical end. Exact asymptotic and orbit package for the IK criterion Exact bifurcate-sphere package for the IK criterion Vacuum Killing and Ernst differential identities Ionescu–Klainerman local Kerr criterion with full interface Ernst sublevels and the Mars–Simon tensor interface The IK continuation also fixes one global reciprocal invariant
The mass-flux lemma supplies mass positivity; the external-input-supported normalization lemma supplies the normalized end and its ADM spin interpretation. The coordinate/time cutoff uses Cauchy product time, bounded spacelike graphs and the decaying time gauge. In end normalization, the spherical-period lemma supplies exactness of the closed difference of stationary connection one-forms on the spherical tail, giving the exact stationary time change. Strict mass positivity from the stationary lapse flux Stationary end normalization from quotient compactification Extending normalized end coordinates while preserving the section Stationary product time is a Cauchy temporal coordinate Bounded spacelike stationary graphs remain Cauchy A decaying stationary time gauge gives bounded section displacement Periods and primitives on a spherical exterior
Two-sided interior access to the selected far end is an explicit additional hypothesis. Given it and the cutoff Cauchy graph, the working-collar supplier gives the separate chronological-set and boundary identities. The scalar-spin computation and normalized-field invariance are separate supplier conclusions. A working bifurcation collar supplies the exact GR section The reciprocal-potential invariant determines the end spin bound Normalized Ernst data and zero Mars–Simon survive stationary gauges
The independent AIK global theorem is invoked only with its complete GR/SBS/PK contract matched in the working spacetime as an additional hypothesis, including its finite regularity constant and normalized end. Its Appendix A gives the asymptotic reciprocal-scalar formulas. The Kerr exterior convention fixes the target domain. AIK global Kerr identification under the full GR/SBS/PK contract Kerr metric, parameters, exterior and extremality
The intrinsic exterior-section result gives the smooth closure , an adapted global identification of with putting outside , and the original physical end with connected cofinal tails and compact smooth truncations. It asserts no agreement of the two coordinate systems. The exterior Cauchy component has a complete asymptotically Euclidean closure Under the inherited Countable Choice, a smooth embedded sphere in has two complementary components whose closures are smooth standard balls. Smooth Schoenflies for an embedded two-sphere in the three-sphere
Import Hatcher's prescribed sphere-map extension and the UCR closed-collar and Cerf–Palais disk theorems at the exact contracts in sources.references and External input. A smooth diffeomorphism of the boundary of a smooth three-ball extends over the ball, including the orientation-reversing case. Two closed collars with the same boundary parametrization are related by a boundary-fixing ambient isotopy. Two smooth embeddings of a closed disk in a connected boundaryless smooth manifold are isotopic as embeddings, with a source reflection allowed. These supply the boundary-map, collar-germ and cap-placement steps below; their proofs are not reconstructed here.
Under Countable Choice, a smooth isotopy of a compact source, with boundary allowed, into a boundaryless target extends to an ambient isotopy supported in a compact subset of any prescribed open neighborhood of its track. Use the general-isotopy clause in the connected target . The isotopy extension theorem
Proof
Given: The full hypotheses in the Statement.
Goal: Establish the local IK and scalar/spin conclusions, the working-horizon identities under the explicit access hypothesis, and the global conclusion conditional on the fully matched AIK source package.
Apply [F1] using the explicit maximality hypothesis on the actual exterior section . The conditional lapse/product conclusion gives positive stationary lapse, its equation and zero boundary value, and a complete Killing-flow product. Its intrinsic closure is smooth, complete and spherical; no agreement of an auxiliary global radial chart with the physical end is asserted. On the original physical end, the lapse expansion in the mass-flux lemma gives . The compact-core and physical-end conclusions of [F6] verify its exterior hypothesis, so that lemma gives .
By [F6] choose an adapted topological identification with and . It need not agree with the physical end chart . Choose a smooth nonincreasing function equal to one near and zero for . For example, normalize the integral from to of the positive bump on , extended by zero, and extend the resulting cutoff constantly at either end. The function has , endpoint limits zero and infinity, and equals for . Thus is a diffeomorphism from to punctured , unchanged near and on . Add the point at to obtain an auxiliary smooth manifold , and let . This is a parametrized smooth closed ball with center and boundary . This auxiliary filling is only a spatial-coordinate construction; it adds no point to the spacetime or its metric.
Choose a sufficiently large physical radius so that the compact physical truncation of [F6] is defined and a two-sided coordinate collar of lies in the physical end. Set and . The compact-truncation contract makes compact, with only boundary , and . The tail is connected and cofinal in the unique end, hence is unbounded in . The smooth sphere theorem in [F6], applied to in the one-point compactification of , gives precisely two complementary components with smooth ball closures. Since is connected, has boundary exactly and is unbounded, it is the component containing the compactifying point after that point is removed. Therefore is the bounded-side smooth standard closed three-ball.
Take a smooth ball diffeomorphism . The boundary map is a smooth diffeomorphism. The prescribed sphere-map extension in [F7], after constant rescaling, gives a smooth ball diffeomorphism extending , so agrees with on . To obtain agreement of germs, choose small and, for with , form the two closed inward collars and , . Both are smooth embeddings and have boundary value . Closed-collar uniqueness in [F7] gives a diffeomorphism of , fixing its boundary, with . Thus equals on the whole physical inward collar. Gluing on to on now yields a smooth global diffeomorphism , since both formulas equal the same physical coordinates near the seam. It is exactly on the far tail.
Let be the parametrization from , with . The embeddings and of have image in the connected boundaryless manifold . The disk theorem in [F7] gives an isotopy of to or to , where is a source reflection fixing zero. Its compact source has compact track. Apply [F8] to extend that isotopy with support in a compact subset of , then extend its terminal diffeomorphism by the identity to all of . Thus and , while is the identity near and outside . The radial diffeomorphism from punctured to is the identity for . Hence is a global smooth section chart with , and on the physical tail . The possible reflection changes only the cap parametrization, not the fixed physical end coordinates. No section, metric or maximality property was changed. Transporting by the stationary flow gives spatial parameters on the product. Its time vanishes on and has derivative one along , so on the original end it is the original stationary time. This establishes the full global-chart agreement required by the cutoff supplier before its application.
Match IK AF on the original ambient spacetime: the chart of step 4.1 agrees with the original physical spatial coordinates at infinity and puts at radius one; the original bounds imply IK's undifferentiated AF bounds; , by step 1.1, and the complete orbits meet . Its future normal satisfies there. The actual smooth transverse null nonexpanding boundary branches, their sphere topology and tangency with are precisely SBS. The same supplied Ernst potential tends uniformly to one along the physical end; both assumed sphere conditions are exactly IK T in the fixed orientation and curvature conventions. Thus the local-criterion interface gives exactly local isometry to a Kerr DOC of mass with . Apply the separate reciprocal-invariant supplier under these same matched AF/SBS/T hypotheses to obtain , and a single on , with its stated horizon values. The tensor/scalar assertions are not inferred from the local-isometry conclusion alone.
Import the stationary-end compactification/analyticity inputs through the normalization lemma. It applies on the timelike far tail only, with the original O6 bounds and positive mass just established, and gives the exact AIK O6 angular-momentum chart. In this normalization, the old and reconstructed stationary connection one-forms have the same exterior derivative on the spherical tail. Their difference is exact by the spherical-period input, producing the exact stationary time change. The same and normalized Ernst fields are used. Alternation gives , so are stationary. The normalized metric bounds give by inversion near the identity. The normalized asymptotic expansion and source Appendix A yield , . Apply the scalar-spin lemma to the single constant B of step 5.1, obtaining and . The normalization lemma's ADM integral identifies this coefficient with physical ADM spin, rather than an unrelated source symbol. This uses neither the desired global isometry nor AIK's assumed parameter bound to prove that bound.
The horizon scalar relations in [F2] exclude . If it were zero, and , hence . The vacuum Ernst identity and common end normalization give . Since is tangent to both transverse horizon branches, it is tangent to their spacelike intersection ; its positive definite induced metric then forces everywhere on , contradicting the rotating hypothesis. Thus , and step 6.1 gives . This conclusion precedes, and does not assume, a global Kerr identification.
Use the global section chart of step 4.1 in the cutoff supplier; it places at unit radius and agrees exactly with the original physical coordinates on a far tail. Choose the cutoff radius beyond that tail threshold. The stationary product time is Cauchy temporal by its supplier. Use the coordinate/time cutoff lemma to extend the normalized end chart while keeping the section unchanged near S; its bounded spacelike graph C-prime is Cauchy in E and has the original spherical-exterior topology. New-slice maximality is unnecessary. Now impose the Statement's additional access hypothesis on the selected stationary end , chosen beyond all cutoff thresholds. The two identities give both interior access statements directly. Inclusion of these curves in and give by the two opposite inclusions; ambient DOC equality is not used to infer interior access. The working-bifurcation-collar lemma gives an open spacetime M-prime containing E and S with a smooth embedded partial Cauchy extension Sigma-prime and both separate source equalities Sigma-prime intersect I-minus(end)=Sigma-prime intersect I-plus(end)=C-prime. Its global spatial chart agrees with the normalized chart at infinity and places S at radius1. More precisely, write for this end and for the collar in the strengthened working-collar interface. It gives separately and , hence and . Their full double boundary in is . The supplier proves these individual identities by timelike curves from the old past set to and from to the old future set within , followed by two-sided tail access. Thus the actual new boundaries required by AIK SBS are the old smooth transverse null branches near . The metric and its connection are restricted without alteration, so their null second fundamental forms and zero expansions are unchanged; remains tangent to both and is not identically zero on . These are the retained horizon and section clauses in the conditional global matching; the complete source-native package is still imposed separately in the final application.
For the global implication, now assume the entire additional AIK GR/SBS/PK package for the working tuple specified in the Statement, including every source regularity/neighborhood condition defining finite . Step 7.2 identifies its DOC with the original and preserves the two individual horizon boundaries and chronological-section equalities. The normalized chart, mass and spin in step 6.1 are the same data as in GR, with the positive subextremal range proved in step 7.1. Positive lapse and stationary transport make nonzero in , and the bounded-graph supplier makes every complete orbit meet once. The normalized-field lemma preserves the same Ernst potential and geometric Mars–Simon tensor under the passive chart/time changes, so its zero value from step 5.1 gives zero in every source frame contraction in PK for every positive threshold. This observation does not discharge the other source clauses, which remain explicit matching hypotheses. Apply the independent AIK Main Theorem under that whole package to obtain one global isometry from onto the full Kerr DOC of mass and ADM angular momentum magnitude . With the Kerr convention this is the full exterior with and ; it asserts no extension across its horizon. The conditional composition proves the stated global implication without claiming the original theorem under its shorter assumptions.
External input
Source 0 imports the AIK Main Theorem only under its full source-native GR/SBS/PK hypotheses and imports Appendix A only for the normalized-end asymptotic formulas. Source 1 imports the IK local Main Theorem and analytic/tensor/scalar inputs under the full AF/SBS/T hypotheses. Their exact statements, hypotheses, locators and reading limits are recorded in the first two statement-bearing source records. The local-criterion and reciprocal-invariant suppliers have the distinct roles in [F2]. These are cited premises of the local composition, not a claim to reconstruct either analytic theorem.
Hatcher, Notes on Basic 3-Manifold Topology, Chapter 1, printed p.4 (PDF p.5), states that every smooth diffeomorphism of extends to a smooth diffeomorphism of . The smooth category is fixed on printed p.1. This is used for the prescribed boundary map in step 3.1, rather than inferred from an unspecified ball recognition.
The UCR handout, PDF p.11, gives ambient uniqueness of closed collars fixing the boundary; PDF pp.11–12 gives the Cerf–Palais disk theorem for embeddings in a connected boundaryless smooth manifold, allowing reflection of the source disk. Those are the imported inputs in steps 3.1 and 4.1. Compact support in step 4.1 is supplied by the declared mathematical isotopy-extension theorem. The fillings, seam agreement, cap correction, final global chart and its application are local deductions here. This chart construction does not change the section, physical end or metric and does not assert a new maximal slice. The actual-section maximality, selected-tail access and full AIK matching assumptions are explicitly recorded separately above.
Depends on
- Stationary vacuum model and asymptotic normalization
- Regular non-degenerate stationary vacuum spacetime
- Remark 1.3: lapse bounds and stationary product
- Ionescu–Klainerman local Kerr criterion with full interface
- Ernst sublevels and the Mars–Simon tensor interface
- Kerr metric, parameters, exterior and extremality
- Strict mass positivity from the stationary lapse flux
- Stationary end normalization from quotient compactification
- Extending normalized end coordinates while preserving the section
- A working bifurcation collar supplies the exact GR section
- The IK continuation also fixes one global reciprocal invariant
- Stationary product time is a Cauchy temporal coordinate
- Bounded spacelike stationary graphs remain Cauchy
- A decaying stationary time gauge gives bounded section displacement
- The reciprocal-potential invariant determines the end spin bound
- Normalized Ernst data and zero Mars–Simon survive stationary gauges
- AIK global Kerr identification under the full GR/SBS/PK contract
- Periods and primitives on a spherical exterior
- The Axiom of Choice
- Vacuum Killing and Ernst differential identities
- The exterior Cauchy component has a complete asymptotically Euclidean closure
- Smooth Schoenflies for an embedded two-sphere in the three-sphere
- The isotopy extension theorem
- Exact asymptotic and orbit package for the IK criterion
- Exact bifurcate-sphere package for the IK criterion
- S. Alexakis, A. D. Ionescu and S. Klainerman, Uniqueness of smooth stationary black holes in vacuum: small perturbations of the Kerr spaces · §1.1 GR/SBS/PK and Main Theorem, pp.4–5; §2.1 (2.1)–(2.5), pp.6–7; Appendix A (A.9)–(A.12), p.37
- A. D. Ionescu and S. Klainerman, On the uniqueness of smooth, stationary black holes in vacuum · §1.2 AF/SBS/T and Main Theorem, PDF pp.6–8; §7 (7.1)–(7.3), p.35; Lemma 7.1 (7.17)–(7.18), p.37; §8 (8.1) and Lemma 8.1, pp.41–42; §8.2 completion, pp.48–49
- Allen Hatcher, Notes on Basic 3-Manifold Topology · Chapter 1 §1.1, smooth-category convention and Theorem 1.1, printed p.1/PDF p.2; boundary sphere-map extension paragraph, printed p.4/PDF p.5.
- The Isotopy Extension Theorem, University of California Riverside differential topology handout · PDF p.11, closed-collar uniqueness; PDF pp.11–12, Cerf–Palais Disk Theorem; PDF p.2, compact-source isotopy extension.
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External dependencies
The exact GR/SBS/PK package implies one global isometry of the DOC onto the Kerr DOC. Appendix A identifies the reciprocal scalar asymptotic limit as J²/(4M⁴) from the source end expansions.
Hypotheses: All source GR/SBS/PK clauses, including the separate chronological-section equalities, normalized angular-momentum end, complete nonvanishing stationary field, smooth nonexpanding bifurcate horizons and finite regularity constant A from (2.1)–(2.5). Global identification below is conditional on this entire matched package in the working spacetime; none of these clauses is replaced by the desired Kerr conclusion. Appendix A uses the normalized stationary end expansions.
Reading limits: In this repair read text freshly extracted from the local arXiv:0904.0982v1 PDF: §1.1 on PDF pp.4–5, §2.1 on pp.6–7, §2.3 on pp.8–9 and Appendix A on pp.35–37; also opened the independent arXiv PDF. Checked the hypotheses, Main Theorem, regularity constant, field conventions and asymptotic formulas only. No visual inspection or reconstruction or independent audit of the analytic/global rigidity proof is claimed.
Under the full AF/SBS/T hypotheses, the Main Theorem gives local Kerr isometry with mass M and 0<a<M. The completion gives 1-sigma nonzero and Mars–Simon zero on the section; stationary transport supplies the exterior conclusion in the separate declared supplier. On a connected zero region satisfying the sphere-normalized Killing-scalar relation, Lemma 7.1 makes B=z²+4M²(y²+z²)g⁻¹(dz,dz) constant, with z²≤B. Lemma 8.1 gives 0≤B<1/4 and y on the horizon equal to (1+sqrt(1-4B))/2.
Hypotheses: Every AF/SBS/T hypothesis and the normalized Killing/Ernst conventions of the source are retained; this is not a claim for arbitrary reciprocal potentials.
Reading limits: In this repair read text freshly extracted from the local arXiv:0711.0040v2 PDF at the listed hypothesis, theorem, identity, lemma and completion passages, and opened the independent arXiv PDF. Analytic continuation and the local differential identities are imported under their full hypotheses. The declared reciprocal-invariant supplier, not the local-isometry conclusion by itself, supplies stationary transport and scalar gluing. No visual inspection, Carleman or null-frame proof reconstruction, or independent source-proof audit is claimed.
In the smooth category, every diffeomorphism of the boundary S2 of a standard three-ball extends to a diffeomorphism of that ball, including orientation-reversing maps. The notes also state smooth embedded two-sphere recognition in R3.
Hypotheses: A smooth diffeomorphism of the whole boundary of a smooth standard three-ball. Constant rescaling identifies the round radius-R ball with the standard ball. The local application first establishes that D_R is a smooth standard ball and constructs the boundary diffeomorphism x composed with beta inverse.
Reading limits: In this repair read text freshly extracted from the local PDF at PDF pp.2 and 5, including the smooth-category convention and the prescribed boundary-map extension paragraph. The underlying Cerf proof was not reconstructed. No visual PDF inspection or independent source-proof audit is claimed.
Two closed collar embeddings of the boundary of a smooth manifold are ambient isotopic by an isotopy fixing the boundary. Two smooth embeddings of the closed n-disk into a connected smooth boundaryless n-manifold are ambient isotopic, or become so after precomposing one embedding with a source reflection.
Hypotheses: For collar uniqueness, smooth embeddings of boundary(M) times [0,1] with the same boundary parametrization. For the disk theorem, smooth closed-disk embeddings into a connected boundaryless smooth n-manifold; the handout states that these extend slightly beyond the disk. The application uses n=3, target int(B_R), and the reflection alternative. The separate declared isotopy-extension supplier gives support in a compact subset of that target.
Reading limits: In this repair read text freshly extracted from the local PDF at PDF pp.2 and 11–12, including the full closed-collar and disk statements and the source-reflection qualification. Their underlying Cerf, Palais and Hirsch proofs were not reconstructed. No visual PDF inspection or independent source-proof audit is claimed.
Sources
- S. Alexakis, A. D. Ionescu and S. Klainerman, Uniqueness of smooth stationary black holes in vacuum: small perturbations of the Kerr spaces · §1.1 GR/SBS/PK and Main Theorem, pp.4–5; §2.1 (2.1)–(2.5), pp.6–7; Appendix A (A.9)–(A.12), p.37
- A. D. Ionescu and S. Klainerman, On the uniqueness of smooth, stationary black holes in vacuum · §1.2 AF/SBS/T and Main Theorem, PDF pp.6–8; §7 (7.1)–(7.3), p.35; Lemma 7.1 (7.17)–(7.18), p.37; §8 (8.1) and Lemma 8.1, pp.41–42; §8.2 completion, pp.48–49
- The uniqueness of smooth stationary black holes · PDF pp. 2,4,28; §1.1; Theorem 1.1 consequence; §5 introduction
- Allen Hatcher, Notes on Basic 3-Manifold Topology · Chapter 1 §1.1, smooth-category convention and Theorem 1.1, printed p.1/PDF p.2; boundary sphere-map extension paragraph, printed p.4/PDF p.5.
- The Isotopy Extension Theorem, University of California Riverside differential topology handout · PDF p.11, closed-collar uniqueness; PDF pp.11–12, Cerf–Palais Disk Theorem; PDF p.2, compact-source isotopy extension.