How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
An immersed disk in the four-ball cannot always be cleaned relative to its boundary
Statement refuted
"Every smooth properly immersed disk in with embedded boundary can be homotoped relative to the boundary to a smooth properly embedded disk."
Facts & Assumptions
The trefoil cannot bound a smooth proper disk, since its branched boundary cover has first-homology order three rather than a square. The trefoil does not bound a smooth proper disk in the four-ball
Counterexample
Assume AC for the local duality and nonsliceness suppliers. The trefoil bounds a smooth properly immersed disk with exactly one transverse interior double point. Use the trefoil diagram given by the closure of the two-strand braid . Changing its middle crossing gives , whose inverse pair cancels by the explicit cylinder rotation below; the remaining one-crossing closure bounds an embedded disk formed from two disks and one band. The trace of this single crossing change in a collar is an immersed annulus with exactly one transverse double point. Cap its inner unknot boundary by an embedded disk deeper in and smooth the join. No smooth properly embedded disk with boundary exists: the locally proved branched-cover nonsliceness lemma excludes it. The boundary cover has first homology of order , whereas a slice-disk cover would be a rational homology ball whose boundary first homology has square order. Hence this immersed disk cannot be cleaned relative to its boundary. It witnesses the failure of unrestricted disk cleaning in smooth dimension four; by itself it does not specify two transverse sheets making a Whitney circle or supply the boundary framing data of a Whitney disk.
Given: The trefoil as the closure of and AC.
Change the middle positive crossing to a negative crossing, giving . Cancel the first inverse pair by an explicit local ambient isotopy. In a braid cylinder , write its two strands as , where makes one half-turn and then its inverse and is zero near both cylinder ends. Choose a smooth cutoff of the squared radius, equal to one near and zero near the boundary value. The maps preserve radius, have inverse obtained by changing to , and are the identity near the cylinder boundary. They extend by the identity to ambient isotopies of and straighten these two strands at . The remaining one-crossing closure bounds an explicit embedded disk in : take the two disks spanning its oriented smoothing circles at separate heights and join them by the single narrow half-twisted crossing band. This surface is embedded, and two disks joined by one band connecting their components form a disk. Its boundary is exactly the one-crossing closure. Thus the knot movie from the trefoil reaches a disk-bounding knot with one crossing change and otherwise only the displayed ambient isotopy; no external Reidemeister theorem is used.
Put this movie into by sending a strand point at movie time to . Away from the crossing-change time, each time slice is embedded and the time coordinate separates distinct slices. Near the event use spatial coordinates and time , with the two sheets parametrized by and . They coincide only at . Their tangent planes are spanned by and by , respectively; these four vectors are independent. Both branches are immersions and meet transversely at this single point. Patch this local movie to the stationary outside strands, and choose stationary time collars at both endpoints. This constructs an immersed annulus with exactly one transverse interior double point.
Use the embedded disk in the inner collar sphere constructed in step 1.1 as a cap. In a fresh inward collar write its graph as , where is that disk, vanishes on its boundary, is positive in its interior, and has positive inward derivative near its boundary. The graph is embedded because is, and its boundary is the inner movie knot. Its interior lies deeper than the movie annulus, so there are no new coincidences. Glue along their stationary boundary collars and round the corner. Annulus plus disk is a properly immersed disk whose only double point is the transverse crossing-change event of step 2.1.
The local trefoil nonsliceness lemma proves that no smooth proper embedded disk has boundary : a putative slice disk would have a rationally acyclic branched double cover, but its trefoil boundary cover has first homology of order , contradicting the locally proved square-order consequence of duality. Thus the immersed disk cannot be homotoped relative to its boundary to a proper embedding. This is a disk-cleaning obstruction; calling the disk a Whitney disk additionally requires sheet arcs and their boundary data, which are not part of this witness.
Depends on
- Smooth manifolds and their smooth charts
- Smooth embeddings
- Smooth maps between manifolds with boundary
- The trefoil does not bound a smooth proper disk in the four-ball
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The double cover branched over a slice disk is a rational homology ball
- A rational homology four-ball has square boundary torsion order
- The Axiom of Choice
- AC implies DC implies countable choice
Used by
Nothing in the library uses this result yet.
Dependency tree · two levels
44 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- R. H. Fox and J. W. Milnor, Singularities of 2-spheres in 4-space and cobordism of knots, Osaka Journal of Mathematics 3 (1966), 257-267 (standard reference, not scraped)
- Andrew Ranicki, Algebraic and Geometric Surgery (Oxford Mathematical Monographs, Oxford University Press 2002; complete electronic copy) (standard reference, not scraped)
- John Milnor, Lectures on the h-Cobordism Theorem (notes by L. Siebenmann and J. Sondow, Princeton University Press 1965; scanned edition with searchable text layer) (standard reference, not scraped)