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A nonradical ideal need not enlarge every tangent space

Statement refuted

False claim (a nonradical ideal enlarges every tangent space): let k be a field, let I⊆k[x,y] be an ideal with I⊊I, and put X=Spec⁡(k[x,y]/I) and Y=Spec⁡(k[x,y]/I). Then at every k-rational point a of X the tangent space TaX is strictly larger than TaY, both being viewed as subspaces of TaAk2=k2 through the coordinate-velocity maps of the Jacobian-kernel theorem.

Refutation. Let k be any field and let I=(x2,xy)⊆k[x,y]=k[x][y],I=(x)=J. Then I⊊J: the element x lies in J but not in I. The points (0,1) and (0,0) are k-rational points of X and of the reduced line Y=Spec⁡(k[x,y]/(x)), and at (0,1) the two Jacobian matrices have the same kernel k⋅(0,1)⊆k2, so T(0,1)X≅k⋅(0,1)≅T(0,1)Y are the same one-dimensional tangent space: the nonradical ideal does not enlarge the tangent space there. The reason is that y is a unit in the local ring at (0,1), so I and (x) agree after localisation at that point, and the tangent space depends only on the local ring. At the origin, by contrast, the tangent space of X is all of k2, of dimension two, while the reduced line has the one-dimensional tangent space k⋅(0,1); so the naive tangent space is strictly larger there. The witness works over an arbitrary field and in every characteristic, retains the nilpotents of k[x,y]/I, performs no reduction, and uses no Axiom of Choice.

Facts & Assumptions

Given: A field k, the ring R=k[x,y]=k[x][y], the ideals I=(x2,xy) and J=(x) of R, and the closed subschemes X=Spec⁡(R/I) and Y=Spec⁡(R/J).

[F1]

Polynomial rings in finitely many commuting indeterminates by iteration: the iterated polynomial ring is defined by R[x1,…,x0]=R and R[x1,…,xn+1]=R[x1,…,xn][xn+1], so k[x,y]=k[x][y] and each coefficient ring embeds as the constants.

[F2]

The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution: the polynomial ring A[y] is the set of finitely supported coefficient functions, written ∑jajyj with aj∈A; the coefficient sequence is the element, so coefficients are unique and a polynomial is zero exactly when all its coefficients are zero.

[F3]

Left, right and two-sided ideals: a two-sided ideal of a ring is an additive subgroup closed under multiplication by ring elements on both sides, and in a commutative ring the left, right and two-sided notions agree.

[F4]

The ideal generated by a subset and principal ideals: for S⊆R the ideal (S) is the intersection of all two-sided ideals containing S, hence an ideal containing S and contained in every ideal containing S; for a∈R one writes (a) for ({a}) and calls it principal.

[F5]

The radical of an ideal: the radical of an ideal I is I={x∈R:xn∈I for some integer n≥1}, and I is radical when I=I.

[F6]

A polynomial ring in finitely many indeterminates over an integral domain is an integral domain: if R is an integral domain then R[x1,…,xn] is an integral domain for every n, including n=0.

[F7]

Every field is a commutative ring with 1≠0; it is an integral domain, and it is a commutative division ring: every field is a commutative ring with 1≠0 and is an integral domain.

[F8]

Universal property of R[x]: a coefficient homomorphism and the image of x determine a unique ring homomorphism: for commutative rings R,S, a unital ring homomorphism φ:R→S and an element s∈S there is a unique unital ring homomorphism R[x]→S extending φ and sending x to s, given by the evaluation formula.

[F9]

Division by a monic polynomial over a commutative ring: for a monic polynomial g∈R[x] and any f∈R[x] there are unique q,r with f=qg+r and r=0 or deg⁡r<deg⁡g.

[F10]

A ring homomorphism whose kernel contains a two-sided ideal factors uniquely through the quotient ring: a ring homomorphism whose kernel contains an ideal I factors uniquely through the quotient R/I.

[F11]

Evaluation at a point has kernel (x_1-a_1, ..., x_n-a_n): for a field k and a∈kn the evaluation map k[x1,…,xn]→k has kernel (x1−a1,…,xn−an), which is a maximal ideal.

[F12]

Affine schemes are contravariantly equivalent to commutative rings: Hom⁡CRing(A,B)≅Hom⁡LRS(Spec⁡B,Spec⁡A), so k-algebra homomorphisms A→k are exactly the k-rational points of Spec⁡A.

[F13]

Equation rows and coordinate columns in an affine Jacobian: for an ideal with a finite generating list f1,…,fr and a point a with f(a)=0 for all f∈I, the equation-row Jacobian matrix is J(f1,…,fr)(a)=(∂fi/∂tj(a)), the formal monomial derivatives reading integer coefficients in k and using the actual scheme ideal.

[F14]

The Jacobian kernel computes the tangent space: for any field, ideal I⊆k[t1,…,tn], X=Spec⁡(k[t]/I), rational point a∈X(k) and any finite generating list of I, the coordinate-velocity map gives a canonical k-linear isomorphism TaX≅ker⁡J(f1,…,fr)(a).

[F15]

The intrinsic cotangent space: the intrinsic cotangent space is CxX=mx/mx2 for the maximal ideal of the local ring OX,x, a vector space over the residue field.

[F16]

The intrinsic Zariski tangent space: the intrinsic tangent space is TxX=Hom⁡κ(x)(CxX,κ(x)), so it is computed from the local ring OX,x and its maximal ideal alone.

[F17]

Localisation at a prime ideal: Rp=(R∖p)−1R: for a prime ideal p the localisation Rp=(R∖p)−1R consists of fractions r/s with s∉p.

[F18]

Multiplicative subsets and the localisation S−1R as equivalence classes of fractions: for a multiplicative subset S the localisation map λS:R→S−1R sends every s∈S to a unit.

[F19]

Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I): for an ideal I, a multiplicative subset S and its image Sˉ in R/I there is a canonical isomorphism (S−1R)/(S−1I)≅Sˉ−1(R/I).

[F20]

The stalk of the affine structure sheaf at a prime is A_p: for p∈Spec⁡A there is a canonical isomorphism OSpec⁡A,p≅Ap.

Counterexample

technique · direct
1.1givenF1F2F6F7F8

The ring R=k[x,y]=k[x][y] is a commutative ring and an integral domain in which 1≠0, every element of R has a unique expression as a finite sum f=∑jaj(x)yj with coefficients aj∈k[x], and for every commutative ring S, every unital ring homomorphism φ:k→S and every pair s1,s2∈S there is a unique unital ring homomorphism R→S extending φ with x↦s1 and y↦s2.

1.2givenF3F4algebra

The ideals I=(x2,xy) and J=(x) of R satisfy I⊆J with x2,xy∈I and x∈J; every element of I is a finite sum ax2+bxy and every element of J is a multiple xh with a,b,h∈R, and every ideal of R is an additive subgroup closed under multiplication by elements of R.

1.3givenF1F2F7F8

The universal property gives unique unital ring homomorphisms ev(0,1),ev(0,0),ev(1,0):R→k with values x↦0, y↦1; x↦0, y↦0; x↦1, y↦0, and a unique homomorphism ev:R→k[y] with x↦0 and y↦y; the restriction of ev to k[x] is the unique homomorphism k[x]→k with x↦0, so ev(f)=∑jaj(0)yj for f=∑jaj(x)yj, where aj(0) denotes the image of aj under that map; since ev(1,0)(x)=1≠0 and the unique homomorphism k[y]→k with y↦1 sends y to 1≠0, both x≠0 in R and y≠0 in k[y].

2.1step 1.3F3F4algebra

Each of ev(0,1), ev(0,0) and ev sends x to 0 and hence kills x2 and xy; their kernels are additive subgroups closed under multiplication by ring elements, hence ideals, so these kernels contain the generators x2,xy and therefore contain I=(x2,xy), and they contain x and therefore contain J=(x); in particular I⊆ker⁡ev.

2.2step 1.1step 1.2step 1.3F6F7F8algebra

The inclusion I⊊J is strict: x∈J by step 1.2 and x∉I, since x∈I would give x=ax2+bxy=x(ax+by) for some a,b∈R, whence x(1−ax−by)=0; R is an integral domain with x≠0 by steps 1.1 and 1.3, so ax+by=1, and applying ev(0,0) gives 0=1 in k, contradicting 1≠0.

3.1step 1.3step 2.1F2F4F8F9algebra

The kernel of ev is J=(x): if f=∑jaj(x)yj lies in the kernel, then ∑jaj(0)yj=0 in k[y] by step 1.3, so every coefficient aj(0) is zero; dividing aj by the monic polynomial x gives aj=qjx+rj with rj a constant, and applying the homomorphism k[x]→k with x↦0 gives rj=aj(0)=0, so aj=qjx∈(x) and f=x∑jqjyj∈(x); the reverse inclusion is step 2.1.

3.2step 2.1F10F11F12F14given

The points (0,1) and (0,0): by step 2.1 the homomorphisms ev(0,1) and ev(0,0) kill I and J, so by the quotient universal property they induce k-algebra homomorphisms R/I→k and R/J→k; under the affine anti-equivalence these are k-rational points of X=Spec⁡(R/I) and of Y=Spec⁡(R/J) with coordinate tuples (0,1) and (0,0), so the Jacobian-kernel theorem applies to both schemes at both points; also I and J are proper, because I⊆ker⁡ev(0,1)=(x,y−1) and J⊆(x,y−1) with (x,y−1) maximal by the evaluation-ideal lemma.

4.1step 1.2step 2.1step 3.1F4F5F6algebra

The radical of I is I=J=(x): if f∈I then fn∈I for some n≥1 by the definition of the radical, and I⊆ker⁡ev by step 2.1, so ev(f)n=ev(fn)=0 in the integral domain k[y] and hence ev(f)=0, which by step 3.1 gives f∈(x)=J; conversely x2∈I by step 1.2 gives x∈I, and each f=xh∈J has f2=x2h2∈I because I is an ideal containing x2, so f∈I and J⊆I.

4.2step 3.2F13F14algebra

The Jacobian matrix of the two equations x2,xy has rows (∂xx2,∂yx2)=(2x,0) and (∂xxy,∂yxy)=(y,x); at the point (0,1) these rows are (0,0) and (1,0), whose common kernel is {v:v1=0}=k⋅(0,1), of dimension one, while at the origin both rows are zero and the kernel is all of k2, of dimension two; since (0,1) and (0,0) are k-rational points of X by step 3.2, the coordinate-velocity isomorphism of the Jacobian-kernel theorem gives T(0,1)X≅k⋅(0,1) and T(0,0)X≅k2.

4.3step 3.2F13F14algebra

The Jacobian matrix of the single equation x is the row (∂xx,∂yx)=(1,0), the same at (0,1) and at (0,0), with kernel {v:v1=0}=k⋅(0,1), of dimension one; the Jacobian-kernel theorem, applicable by step 3.2, gives T(0,1)Y≅k⋅(0,1)≅T(0,0)Y for Y=Spec⁡(R/J).

5.1step 4.2step 4.3

Comparison of the two computations: at (0,1) the two Jacobian kernels are the same subspace k⋅(0,1) of k2, so under the coordinate-velocity identifications the tangent spaces T(0,1)X and T(0,1)Y coincide as one-dimensional spaces, and the nonradical ideal I does not enlarge the tangent space there; at the origin the kernel k2 of the Jacobian of I strictly contains the kernel k⋅(0,1) of the Jacobian of J, so T(0,0)X=k2 is two-dimensional and strictly larger than the one-dimensional T(0,0)Y=k⋅(0,1).

5.2step 1.2step 4.2step 4.3F4F11F15F16F17F18F19F20algebra

Local reason for the coincidence: the point (0,1) is the closed point m/I of X with m=(x,y−1)=ker⁡ev(0,1), and y∉m, since otherwise 1=y−(y−1)∈m against properness; hence y is inverted in Rm and is a unit of Rm, so IRm=JRm: the inclusion IRm⊆JRm follows from I⊆J in step 1.2, while x=y−1(xy)∈IRm with xy∈I gives (x)Rm⊆IRm; the local rings of the two closed subschemes at the corresponding closed points are OX,x≅(R/I)m/I≅Rm/IRm=Rm/JRm≅(R/J)m/J≅OY,x by the affine stalk identification and the localisation-quotient isomorphism, and since the cotangent space and the tangent space at a point are computed from its local ring alone, this is why the tangent spaces at (0,1) coincide, while at the origin the distinct tangent dimensions of steps 4.2 and 4.3 show that the local rings there are not isomorphic.

6.1step 2.2step 4.1step 5.1step 5.2F5F7F13given

Conclusion: by steps 2.2 and 4.1 the ideal I=(x2,xy) is strictly smaller than its radical I=(x)=J, so Y=Spec⁡(R/J) is the reduced subscheme Spec⁡(R/I) of X=Spec⁡(R/I); over an arbitrary field k, at the k-rational point (0,1) the tangent spaces of X and Y coincide with the common line k⋅(0,1) of dimension one, while at the origin T(0,0)X=k2 strictly contains T(0,0)Y=k⋅(0,1); hence a nonradical ideal does not always enlarge the tangent space, and the false claim stated above is refuted by this single ideal; the computation is valid in every characteristic, the integer coefficients of the formal derivatives being read in k and 1≠0 in k, and no reduction of I is performed.

7.1step 2.2step 3.2step 4.1step 4.2step 4.3step 5.1F13algebra∎

Boundary and scope dispositions: X and Y are nonempty, since (0,1) and (0,0) are k-rational points of both by step 3.2; the zero case appears at the origin, where the Jacobian rows of I vanish identically and the kernel is all of k2 by step 4.2, the zero velocity lying in every kernel as a subspace; J is generated by the single element x with the one-dimensional tangent spaces of step 4.3, while I needs the two generators x2,xy; the example is itself the degenerate case of a nonradical ideal, I⊊I by steps 2.2 and 4.1, with all nilpotents of R/I retained and no reduction performed, the equality at (0,1) in step 5.1 showing that the nilpotent direction is invisible there; the points (0,1) and (0,0) are the two extreme cases x=0,y=1 and x=y=0 of the reduced line x=0, and characteristic 2 is included because the entry 2x of the Jacobian is evaluated at x=0, where it vanishes by the formal monomial rule in every characteristic; no Axiom of Choice or dependent choice is used, all objects being exhibited explicitly from the single field k.

Source qualification

Milne, Algebraic Geometry v6.10, Exercise 4-9 (printed p.99) asks whether, for V=V(a) with a≠I(V) and Ta′ defined by the equations (df)a=0 for f∈a, the spaces Ta′ and Ta(V) must always be different. The official solution (printed p.223) answers no: for a=(X2Y) one has V(a) equal to the union of the coordinate axes and I(V(a))=(XY), and at the points (a,b) with a≠0, b=0 the two systems of first-order equations have the same solutions. The witness used here is the ideal (x2,xy)=x⋅(x,y) promised by the scaffold, whose radical is (x); the coincidence now occurs at the points (0,b) with b≠0 of the reduced line, where y is a unit of the local ring and (x2,xy) localises to (x), while at the origin the two tangent spaces differ. Both examples give the same answer to the question. The source states the phenomenon and its official solution; the ideal, the two Jacobian computations, the localisation argument and the conclusion are proved here from the library's own suppliers, using the Jacobian-kernel theorem as the scheme-theoretic form of the classical comparison T′⊃T. The source works over an algebraically closed field; the item imposes no such hypothesis and works over an arbitrary field and in every characteristic.

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