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The dimension of the space of level-one modular forms
Statement
For even , and for , while and for . In particular , , are one-dimensional, and is two-dimensional. Moreover the forms with , , are linearly independent.
Facts & Assumptions
Given: The spaces of level-one modular and cusp forms (Level-one modular forms and cusp forms), the valence formula, and the Eisenstein forms , with constant term at the cusp and zeros only at (for , simple) and (for , simple) (The level-one valence formula, Eisenstein series are modular forms; their Fourier coefficients, The zeros of E4 and E6 at the elliptic points).
Valence: for even and , , all terms nonnegative with (The level-one valence formula).
The constant-term functional , , is linear and nonzero for since ; by definition, and rank-nullity gives (Level-one modular forms and cusp forms, Eisenstein series are modular forms; their Fourier coefficients, Kernel and image of a linear map, The kernel and image are linear subspaces, and a linear map is injective if and only if its kernel is trivial, Rank and nullity of a linear map with finite-dimensional domain, Rank-nullity: , Vector space over a field).
At the class of , and ; hence for all (The zeros of E4 and E6 at the elliptic points, The level-one valence formula).
Proof
Upper bound. Choose distinct non-elliptic classes of points of if , and such classes if ; such classes exist because non-elliptic classes are infinite. Suppose vanished at all chosen classes. Their total contribution to the valence sum is (each has ). If then , contradicting [F1]. If , write , so and . If then the valence sum is at most , a contradiction. If , let , and the contribution of the remaining classes; multiplying the valence identity by gives , so is odd and ; hence , and , again contradicting [F1]. Therefore evaluation at the chosen classes is injective on , so .
Lower bound. If with then by [F3], so in a linear relation the term with least , if its coefficient were nonzero, would give the sum the finite order at the class of ; since the sum is identically zero its order is infinite, so for the least , and induction gives that all coefficients vanish. Hence the monomials are linearly independent, so is at least their number. The pairs with , , are indexed by the integers with and (then is a nonnegative integer). Writing with , put for the least nonnegative residue of modulo . The solutions are for , so their number is for and for ; this is exactly for and for . With 1.1 this proves the dimension formula.
Cusp forms and examples. For , is nonzero and surjective onto , so by [F2] ; for the formula gives for and , so there (for because the kernel of a nonzero functional on a one-dimensional space is zero, for because , and ). In particular (the constants lie in and it is one-dimensional), , are one-dimensional, and is two-dimensional. All the listed monomial counts are covered by 2.1, which also gives the asserted linear independence.
Depends on
- The level-one valence formula
- The zeros of E4 and E6 at the elliptic points
- Eisenstein series are modular forms; their Fourier coefficients
- Level-one modular forms and cusp forms
- Rank-nullity: $\dim_F V=\operatorname{nullity}T+\operatorname{rank}T$
- Kernel and image of a linear map
- The kernel and image are linear subspaces, and a linear map is injective if and only if its kernel is trivial
- Rank and nullity of a linear map with finite-dimensional domain
- Vector space over a field
- A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum
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Sources
- D. Zagier, Elliptic Modular Forms and Their Applications, in The 1-2-3 of Modular Forms (Universitext, Springer, 2008) (standard reference, not scraped)
- J. S. Milne, Modular Functions and Modular Forms (v1.31, 2017) (standard reference, not scraped)
- C. T. McMullen, Advanced Complex Analysis, Math 213a course notes (Harvard, 2010) (standard reference, not scraped)