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The dimension of the space of level-one modular forms

Statement

For even k≥0, dim⁡CMk={⌊k/12⌋+1,k≢2(mod12),⌊k/12⌋,k≡2(mod12), and dim⁡Sk=dim⁡Mk−1 for k≥4, while S0=0 and Sk=0 for 2≤k<12. In particular M0=C, M2=0, M4,M6,M8,M10 are one-dimensional, and M12 is two-dimensional. Moreover the forms E4aE6b with 4a+6b=k, a,b≥0, are linearly independent.

Facts & Assumptions

Given: The spaces Mk,Sk of level-one modular and cusp forms (Level-one modular forms and cusp forms), the valence formula, and the Eisenstein forms E4∈M4, E6∈M6 with constant term 1 at the cusp and zeros only at ω (for E4, simple) and i (for E6, simple) (The level-one valence formula, Eisenstein series are modular forms; their Fourier coefficients, The zeros of E4 and E6 at the elliptic points).

[F1]

Valence: for even k and 0≠f∈Mk, ∑P≠∞ord⁡P(f)/νP=k/12−ord⁡∞(f), all terms nonnegative with νP∈{1,2,3} (The level-one valence formula).

[F2]

The constant-term functional ε∞:Mk→C, f↦Ff(0)=f(∞), is linear and nonzero for k≥4 since ε∞(Ek)=1; Sk=ker⁡ε∞ by definition, and rank-nullity gives dim⁡Sk=dim⁡Mk−dim⁡im⁡ε∞ (Level-one modular forms and cusp forms, Eisenstein series are modular forms; their Fourier coefficients, Kernel and image of a linear map, The kernel and image are linear subspaces, and a linear map is injective if and only if its kernel is trivial, Rank and nullity of a linear map with finite-dimensional domain, Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T, Vector space over a field).

[F3]

At the class of ω, ord⁡(E4)=1 and ord⁡(E6)=0; hence ord⁡ω(E4aE6b)=a for all a,b≥0 (The zeros of E4 and E6 at the elliptic points, The level-one valence formula).

Proof

1.1F1givenalgebra

Upper bound. Choose d:=⌊k/12⌋+1 distinct non-elliptic classes of points of H if k≢2(mod12), and d:=⌊k/12⌋ such classes if k≡2(mod12); such classes exist because non-elliptic classes are infinite. Suppose 0≠f∈Mk vanished at all chosen classes. Their total contribution to the valence sum is N≥d (each has νP=1). If k≢2(mod12) then d=⌊k/12⌋+1>k/12≥k/12−ord⁡∞(f), contradicting [F1]. If k≡2(mod12), write k=12q+2, so k/12=q+1/6 and d=q. If ord⁡∞(f)≥1 then the valence sum is at most q+1/6−1=q−5/6<q≤N, a contradiction. If ord⁡∞(f)=0, let m=ord⁡i(f), r=ord⁡ω(f) and N≥q the contribution of the remaining classes; multiplying the valence identity by 6 gives 6N+3m+2r=6q+1, so m is odd and r≡2(mod3); hence m≥1, r≥2 and N+m/2+r/3≥q+1/2+2/3=q+7/6>q+1/6=k/12, again contradicting [F1]. Therefore evaluation at the d chosen classes is injective on Mk, so dim⁡Mk≤d.

2.1F3step 1.1givenalgebra

Lower bound. If 4a+6b=4a′+6b′=k with a<a′ then ord⁡ω(E4aE6b)=a<a′=ord⁡ω(E4a′E6b′) by [F3], so in a linear relation ∑acaE4aE6b(a)=0 the term with least a, if its coefficient were nonzero, would give the sum the finite order a at the class of ω; since the sum is identically zero its order is infinite, so ca=0 for the least a, and induction gives that all coefficients vanish. Hence the monomials are linearly independent, so dim⁡Mk is at least their number. The pairs (a,b) with 4a+6b=k, a,b≥0, are indexed by the integers a≥0 with a≡k(mod3) and a≤k/4 (then b=(k−4a)/6≥0 is a nonnegative integer). Writing k=12q+s with s∈{0,2,4,6,8,10}, put a0∈{0,1,2} for the least nonnegative residue of s modulo 3. The solutions are a=a0+3j for 0≤j≤⌊(k/4−a0)/3⌋, so their number is max⁡(0,⌊(k/4−a0)/3⌋+1)=q+1 for s=0,4,6,8,10 and q for s=2; this is exactly ⌊k/12⌋+1 for k≢2(mod12) and ⌊k/12⌋ for k≡2(mod12). With 1.1 this proves the dimension formula.

3.1F2step 1.1step 2.1givenalgebra∎

Cusp forms and examples. For k≥4, ε∞ is nonzero and surjective onto C, so by [F2] dim⁡Sk=dim⁡Mk−1; for 0≤k<12 the formula gives dim⁡Mk=1 for k=0,4,6,8,10 and dim⁡M2=0, so Sk=0 there (for k=0,4,6,8,10 because the kernel of a nonzero functional on a one-dimensional space is zero, for k=2 because M2=0, and S0⊆M0). In particular M0=C (the constants lie in M0 and it is one-dimensional), M2=0, M4,M6,M8,M10 are one-dimensional, and M12 is two-dimensional. All the listed monomial counts are covered by 2.1, which also gives the asserted linear independence.

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