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The gradient test for a reduced hypersurface
Statement
Assume the Axiom of Choice. Let be an algebraically closed field, let , and let be nonconstant and squarefree, meaning that no irreducible factor occurs more than once. Put with its reduced classical variety structure. For every , the point is singular exactly when every formal first partial derivative of vanishes at . Equivalently,
The affine scheme uses the actual ideal , which is already radical for squarefree . For a non-squarefree equation, passing from its principal ideal to its radical can change the scheme and its tangent space; for example, and its radical have different tangent spaces at .
Facts & Assumptions
Given: AC, an algebraically closed field , a finite integer , a nonconstant squarefree polynomial , the classical zero set , and a point . The word squarefree means that the finite factorization of in the polynomial-ring UFD has no repeated irreducible factor.
The Jacobian kernel computes the tangent space: for an affine scheme over any field, its tangent space at a rational point is the kernel of the Jacobian matrix of any finite generating list for the actual scheme ideal.
Regular and singular loci: for a reduced classical finite-type space over an algebraically closed field and a closed point, the singular locus is the complement of the regular locus, and regularity is characterized by tangent dimension equalling the maximum dimension of the irreducible components through the point.
Local dimension for a reducible classical algebraic set: under AC, the local dimension at a closed point of a reduced classical finite-type space is the maximum dimension of its irreducible components through that point.
A nontrivial principal section has pure codimension one: under AC, the zero locus of a nonzero nonunit on an irreducible affine variety is nonempty and each irreducible component has dimension one less than the ambient variety.
Affine geometric dimension equals ring dimension: under AC, the dimension of a nonempty affine algebraic set is the Krull dimension of its coordinate ring.
A polynomial ring in n variables over a field has dimension n: for a field and finite , .
Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes: the finite variable polynomial ring over a field is a UFD, and its irreducible elements are prime.
Strong Nullstellensatz: I(V(I)) equals the radical of I: under AC and for an algebraically closed field, for every polynomial ideal .
The Axiom of Choice: AC says every family of nonempty sets has a choice function; its uses here are inherited through [F2]–[F5] and [F8].
Proof
The polynomial ring is a UFD by [F7], so write with and pairwise nonassociate irreducibles ; each is prime. If for some , every divides and hence divides . Since the are distinct prime factors, their product divides , so and is radical. By [F8], , so is reduced and its affine scheme is with the actual equation ideal. This finite factorization argument makes no choice; AC is used here only for the Nullstellensatz identification.
The affine space is irreducible because is a domain by [F7], and [F5] and [F6] give . The polynomial is a nonzero nonunit of its coordinate ring, so [F4] gives that is nonempty and each irreducible component has dimension . For the fixed closed point , [F3] therefore gives . Component dimensions come from [F4], and AC identifies their maximum with local dimension through [F3].
By [F1] applied to the actual ideal and its one-element generating list, the intrinsic tangent space at is the kernel of the single row . If some coefficient is nonzero, the equation determines , so the other coordinates vary freely and . If every partial vanishes, the kernel is all of and has dimension . These alternatives include every characteristic because [F1] uses formal polynomial derivatives without a characteristic restriction.
The point is closed in the reduced classical finite-type space . By [F2], it is regular exactly when . Step 1.2 identifies this maximum as , and step 1.3 shows that equality holds exactly when some partial derivative of is nonzero. Since the singular locus is the complement of the regular locus by [F2], is singular exactly when all partial derivatives vanish. Since , this proves both inclusions in the displayed equality. The choice use is inherited through [F2]–[F4], as recorded in [F9].
The non-squarefree distinction is visible in one variable: in at the actual Jacobian row is in every characteristic, so [F1] gives tangent space , whereas for the radical ideal the row is and the tangent space is zero. Thus radicalizing a non-squarefree equation changes its tangent computation; for the squarefree here, step 1.1 proves radicalization is redundant. For and , the unique point has nonzero derivative, tangent dimension zero and local dimension zero, so it is regular. For the reducible squarefree example in , at the origin the gradient vanishes, the tangent dimension is two and the local dimension is one; away from the origin on either axis the gradient is nonzero and tangent dimension is one, so those points are regular. The zero tangent vector lies in every Jacobian kernel. Here and nonconstant nonzero make the principal-subvariety theorem applicable; [F4] makes the hypersurface nonempty, so the empty case has no instance. Steps 1.3–2.1 establish both implications, and no arbitrary choice is made beyond the declared AC uses.
Depends on
- The Jacobian kernel computes the tangent space
- Regular and singular loci
- Local dimension for a reducible classical algebraic set
- A nontrivial principal section has pure codimension one
- Affine geometric dimension equals ring dimension
- A polynomial ring in n variables over a field has dimension n
- Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes
- Strong Nullstellensatz: I(V(I)) equals the radical of I
- The Axiom of Choice
Used by
Dependency tree · two levels
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