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The gradient test for a reduced hypersurface

Statement

Assume the Axiom of Choice. Let k be an algebraically closed field, let n≥1, and let f∈k[t1,…,tn] be nonconstant and squarefree, meaning that no irreducible factor occurs more than once. Put X=V(f) with its reduced classical variety structure. For every a∈X(k), the point a is singular exactly when every formal first partial derivative of f vanishes at a. Equivalently, Xsing=V(f,∂1f,…,∂nf)as subsets of kn.

The affine scheme Spec⁡(k[t1,…,tn]/(f)) uses the actual ideal (f), which is already radical for squarefree f. For a non-squarefree equation, passing from its principal ideal to its radical can change the scheme and its tangent space; for example, t2 and its radical t have different tangent spaces at 0.

Facts & Assumptions

Given: AC, an algebraically closed field k, a finite integer n≥1, a nonconstant squarefree polynomial f∈R=k[t1,…,tn], the classical zero set X=V(f), and a point a∈X(k). The word squarefree means that the finite factorization of f in the polynomial-ring UFD has no repeated irreducible factor.

[F1]

The Jacobian kernel computes the tangent space: for an affine scheme over any field, its tangent space at a rational point is the kernel of the Jacobian matrix of any finite generating list for the actual scheme ideal.

[F2]

Regular and singular loci: for a reduced classical finite-type space over an algebraically closed field and a closed point, the singular locus is the complement of the regular locus, and regularity is characterized by tangent dimension equalling the maximum dimension of the irreducible components through the point.

[F3]

Local dimension for a reducible classical algebraic set: under AC, the local dimension at a closed point of a reduced classical finite-type space is the maximum dimension of its irreducible components through that point.

[F4]

A nontrivial principal section has pure codimension one: under AC, the zero locus of a nonzero nonunit on an irreducible affine variety is nonempty and each irreducible component has dimension one less than the ambient variety.

[F5]

Affine geometric dimension equals ring dimension: under AC, the dimension of a nonempty affine algebraic set is the Krull dimension of its coordinate ring.

[F6]

A polynomial ring in n variables over a field has dimension n: for a field k and finite n, dim⁡k[t1,…,tn]=n.

[F7]

Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes: the finite variable polynomial ring over a field is a UFD, and its irreducible elements are prime.

[F8]

Strong Nullstellensatz: I(V(I)) equals the radical of I: under AC and for an algebraically closed field, I(V(J))=J for every polynomial ideal J.

[F9]

The Axiom of Choice: AC says every family of nonempty sets has a choice function; its uses here are inherited through [F2]–[F5] and [F8].

Proof

technique · direct
1.1F7F8F9givenalgebra

The polynomial ring R is a UFD by [F7], so write f=uq1⋯qm with u∈k× and pairwise nonassociate irreducibles qi; each qi is prime. If gr∈(f) for some r≥1, every qi divides gr and hence divides g. Since the qi are distinct prime factors, their product divides g, so g∈(f) and (f) is radical. By [F8], I(X)=I(V(f))=(f)=(f), so X is reduced and its affine scheme is Spec⁡(R/(f)) with the actual equation ideal. This finite factorization argument makes no choice; AC is used here only for the Nullstellensatz identification.

1.2F3F4F5F6F7F9givenalgebra

The affine space Akn is irreducible because R is a domain by [F7], and [F5] and [F6] give dim⁡Akn=n. The polynomial f is a nonzero nonunit of its coordinate ring, so [F4] gives that X is nonempty and each irreducible component Xi has dimension n−1. For the fixed closed point a, [F3] therefore gives dim⁡OX,a=max⁡a∈Xidim⁡Xi=n−1. Component dimensions come from [F4], and AC identifies their maximum with local dimension through [F3].

1.3F1givenalgebra

By [F1] applied to the actual ideal (f) and its one-element generating list, the intrinsic tangent space at a is the kernel of the single row df(a)=(∂1f(a),…,∂nf(a)):kn⟶k. If some coefficient cj=∂jf(a) is nonzero, the equation ∑i∂if(a)vi=0 determines vj=−cj−1∑i≠j∂if(a)vi, so the other n−1 coordinates vary freely and dim⁡kTaX=n−1. If every partial vanishes, the kernel is all of kn and has dimension n. These alternatives include every characteristic because [F1] uses formal polynomial derivatives without a characteristic restriction.

2.1F2F3F4F9step 1.2step 1.3givenalgebra

The point a is closed in the reduced classical finite-type space X. By [F2], it is regular exactly when dim⁡kTaX=max⁡a∈Xidim⁡Xi. Step 1.2 identifies this maximum as n−1, and step 1.3 shows that equality holds exactly when some partial derivative of f is nonzero. Since the singular locus is the complement of the regular locus by [F2], a is singular exactly when all partial derivatives vanish. Since f(a)=0, this proves both inclusions in the displayed equality. The choice use is inherited through [F2]–[F4], as recorded in [F9].

3.1F1F4F9step 1.1step 1.2step 1.3step 2.1givenalgebra∎

The non-squarefree distinction is visible in one variable: in k[t]/(t2) at 0 the actual Jacobian row is (2t)∣0=0 in every characteristic, so [F1] gives tangent space k, whereas for the radical ideal (t) the row is (1) and the tangent space is zero. Thus radicalizing a non-squarefree equation changes its tangent computation; for the squarefree f here, step 1.1 proves radicalization is redundant. For n=1 and f=t, the unique point has nonzero derivative, tangent dimension zero and local dimension zero, so it is regular. For the reducible squarefree example f=xy in k[x,y], at the origin the gradient (y,x) vanishes, the tangent dimension is two and the local dimension is one; away from the origin on either axis the gradient is nonzero and tangent dimension is one, so those points are regular. The zero tangent vector lies in every Jacobian kernel. Here n≥1 and nonconstant nonzero f make the principal-subvariety theorem applicable; [F4] makes the hypersurface nonempty, so the empty case has no instance. Steps 1.3–2.1 establish both implications, and no arbitrary choice is made beyond the declared AC uses.

Depends on

Used by

Dependency tree · two levels

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