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A projective cone with a smooth conic base

Example

Assume the Axiom of Choice. Let k be an algebraically closed field with char⁡k≠2, put F=X02+X12−X22∈k[X0,X1,X2,X3],X=V+(F)⊆Pk3, and let v=[0:0:0:1]. The hyperplane V+(X3)={[a0:a1:a2:0]} is identified with Pk2 by dropping the last coordinate, and C=X∩V+(X3)=V+(X02+X12−X22)⊆Pk2 is the base conic. A point of one of these varieties is called singular when its local ring is not a regular local ring, as in the classical dimension test below. Then:

  • F is homogeneous of degree two and does not involve the coordinate X3; the only point of X with X0=X1=X2=0 is v, and X is the cone with vertex v over the conic C: for every p∈C the line vp‾ is contained in X, and every point of X∖{v} lies on one of these lines;
  • in the chart X3≠0 the cone is the affine quadric surface Y3=V(x02+x12−x22)⊆Ak3, and v corresponds to the origin 0=(0,0,0); there the tangent space is three-dimensional and the local dimension is two, so the vertex has tangent dimension three, local dimension two, and is a singular point of the cone: TvX≅k3, dim⁡OX,v=2 and dim⁡kTvX>dim⁡OX,v;
  • the base conic C has no singular point, so it is a smooth (nonsingular) conic: its three standard charts C∩D+(Xi), i=0,1,2, are the plane curves 1+x12−x22=0, x02+1−x22=0 and x02+x12−1=0, and none of these three curves has a point at which both partial derivatives vanish;
  • the vertex is the only singular point of the cone: the charts D+(Xi), i=0,1,2, cover X∖{v}, and in each of them the local equation 1+x12−x22, x02+1−x22 or x02+x12−1, read in the three chart coordinates with the third coordinate absent, has no point at which all partial derivatives vanish.

In each chart the ratio coordinates are again written x0,x1,x2 (omitting the coordinate normalized to 1), so the same displayed letters refer to the chart's own coordinates. All seven chart polynomials displayed above (the four cone equations in three variables and the three conic equations in two variables) are nonconstant squarefree, so the hypersurface gradient test applies on every chart. The hypothesis char⁡k≠2 is used both for squarefreeness and for the partial-derivative computations; in characteristic two the form X02+X12−X22 is the square (X0+X1+X2)2 and the conic degenerates.

Facts & Assumptions

Given: AC; an algebraically closed field k with char⁡k≠2; the polynomial ring k[X0,X1,X2,X3] and F=X02+X12−X22; the projective algebraic set X=V+(F)⊆Pk3; the point v=[0:0:0:1]; the hyperplane V+(X3)≅Pk2 with the conic C=V+(X02+X12−X22); and the standard charts D+(Xi) with their ratio coordinates.

[F1]

The Axiom of Choice: "Every family of nonempty sets has a choice function."

[F2]

projective space points: for n≥0, Pkn=(kn+1∖{0})/∼, where a∼b exactly when b=λa for some λ∈k×, and a class is written [a0:⋯:an].

[F3]

projective algebraic set: for homogeneous T⊆k[x0,…,xn], V+(T)={[a]∈Pkn:F(a)=0 for all F∈T}.

[F4]

homogeneous polynomial and homogeneous ideal: a polynomial is homogeneous of degree d if each occurring monomial has total degree d; 0 is homogeneous in every degree.

[F5]

standard projective opens are affine spaces: "For every i, normalization of the ith coordinate identifies D+(xi) with Akn."

[F6]

projective hypersurface affine pieces: "If X=V+(F), then X∩D+(xi) is the affine hypersurface obtained by setting xi=1 in F, with the usual ratio-coordinate transition formulas."

[F7]

The gradient test for a reduced hypersurface: "For every a∈X(k), the point a is singular exactly when every formal first partial derivative of f vanishes at a."

[F8]

The gradient test for a reduced hypersurface: "The affine scheme Spec⁡(k[t1,…,tn]/(f)) uses the actual ideal (f), which is already radical for squarefree f."

[F9]

Regular and singular loci: for a closed point x of a reduced classical finite-type space over an algebraically closed field and AC, x∈Xreg⟺dim⁡κ(x)TxX=dim⁡xX.

[F10]

Local dimension for a reducible classical algebraic set: "If Xi are the irreducible components of X, then dim⁡OX,x=max⁡x∈Xidim⁡Xi."

[F11]

A nontrivial principal section has pure codimension one: "Let X be irreducible affine and 0≠f∈k[X] be a nonunit. Then VX(f) is nonempty and every irreducible component has dimension dim⁡X−1, hence codimension one."

[F12]

Affine and projective n-space have dimension n: "For every integer n≥0, dim⁡Akn=dim⁡Pkn=n."

[F13]

A polynomial ring in finitely many indeterminates over an integral domain is an integral domain: "If R is an integral domain, then R[x1,…,xn] is an integral domain for every n∈N, including n=0."

[F14]

Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: "Nonempty irreducible algebraic sets correspond precisely to proper prime ideals, and points to maximal ideals."

[F15]

R/P is an integral domain if and only if P is a prime ideal: "R/P is an integral domain if and only if P is a prime ideal."

[F16]

The Jacobian kernel computes the tangent space: "Then the coordinate-velocity map gives a canonical k-linear isomorphism TaX≅ker⁡ ⁣(J(f1,…,fr)(a):kn⟶kr)."

[F17]

Equation rows and coordinate columns in an affine Jacobian: "The Jacobian matrix at a, with the equation-row convention, is the r×n matrix J(f1,…,fr)(a)=(∂fi/∂tj(a))"; formal derivatives are computed on monomials by the displayed rule and extended k-linearly.

[F18]

The intrinsic Zariski tangent space: "The intrinsic Zariski tangent space of X at x is its linear dual over the residue field: TxX:=Hom⁡κ(x)(CxX,κ(x))", where CxX=mx/mx2.

[F19]

The local ring at a point of an affine variety is the localization at its maximal ideal: for a classical affine variety X and x∈X, "there is a canonical isomorphism of local rings OX,x→∼k[X]mx".

[F20]

The stalk of the affine structure sheaf at a prime is A_p: "For p∈Spec⁡A, there is a canonical isomorphism OSpec⁡A,p≅Ap."

[F21]

The stalk of a presheaf at a point: "The stalk of F at x is the filtered colimit Fx:=lim→⁡Nxop⁡F(U)" over the open neighbourhoods of x, concretely equivalence classes of pairs (U,s).

[F22]

Classical algebraic prevarieties, regular maps, and varieties: "At a point z its stalk is the ring of germs of such functions. Evaluation at z maps it onto k, with kernel the germs vanishing at z"; these affine models are locally ringed spaces with residue fields canonically k.

[F23]

embedding dimension and regular local ring: "For a nonzero commutative Noetherian local ring (R,m,k), define edim⁡R=dim⁡k(m/m2). The ring is regular local when edim⁡R=dim⁡R."

[F24]

The coordinate ring of an affine algebraic set: "Its coordinate ring is k[X]:=k[x1,…,xn]/I(X)."

[F25]

Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes: "Then k[x1,…,xr] is a unique factorisation domain ... Every irreducible element of it is prime."

[F26]

Over an integral domain, degrees add under multiplication of nonzero polynomials: "If R is an integral domain and f,g∈R[x] are nonzero, then fg≠0 and deg⁡(fg)=deg⁡f+deg⁡g."

[F27]

The units of R[x] over an integral domain are exactly the constant polynomials whose values are units of R: "Let R be an integral domain. A polynomial f∈R[x] is a unit if and only if it is a constant polynomial whose constant value is a unit of R."

[F28]

Irreducible and prime elements of an integral domain: "The element p is irreducible if every factorisation p=ab has a or b a unit."

[F29]

Polynomial rings in finitely many commuting indeterminates by iteration: the iterated ring satisfies R[x1,…,x0]=R and R[x1,…,xn+1]=R[x1,…,xn][xn+1].

[F30]

Monomials, coefficients, degree in each variable and total degree in F[x1,…,xn]: "The degree in xi is the largest ti with ct≠0", computed from the unique finite expansion f=∑tctxt.

[F31]

Field: a field is a commutative structure in which every x≠0 has a multiplicative inverse and 0≠1; the field operations are the ring operations.

[F32]

The characteristic of a ring: the least n≥1 with n⋅1R=0 when one exists, and 0 otherwise: the characteristic of a ring is the least positive n with n⋅1R=0R, and 0 when no such n exists; hence char⁡k≠2 means 2⋅1k≠0.

[F33]

Evaluation at a point has kernel (x_1-a_1, ..., x_n-a_n): "The evaluation map ev⁡a:k[x1,…,xn]→k, f↦f(a), has kernel (x1−a1,…,xn−an). In particular, this ideal is maximal."

Verification

technique · direct
1.1F1F2F3F4F31F32givenalgebra

Set up the objects. By [F1] the Axiom of Choice is available. Since k is a field [F31] and char⁡k≠2 [F32], the element 2=2⋅1k is nonzero, hence invertible in k. Every monomial of F=X02+X12−X22 has total degree two, so F is homogeneous of degree two [F4] and does not involve X3. The points of projective space are the classes [a0:⋯:an] of [F2]; the hyperplane V+(X3) consists exactly of the classes [a0:a1:a2:0], which dropping the last coordinate identifies with Pk2, and under this identification X∩V+(X3)=V+(X02+X12−X22)=C [F3]. Also F(v)=0, so v∈X [F3], and 1+0−1=0, so [1:0:1]∈C; both X and C are nonempty.

1.2F5F6givenalgebra

Chart equations. For each i∈{0,1,2,3} the normalization of the ith coordinate identifies D+(Xi) with Ak3 [F5], and [F6] identifies X∩D+(Xi) with the affine hypersurface obtained by setting Xi=1 in F. Explicitly, in the chart's own coordinates, X∩D+(X3) is V(g3) for g3=x02+x12−x22, while X∩D+(X0), X∩D+(X1) and X∩D+(X2) are V(g0), V(g1) and V(g2) for g0=1+x12−x22, g1=x02+1−x22 and g2=x02+x12−1; in these three charts the ratio x3=X3/Xi does not occur. The vertex v=[0:0:0:1] lies in D+(X3) with coordinates (0,0,0)=0. In the plane V+(X3)≅Pk2 with coordinates X0,X1,X2 the same lemma gives C∩D+(Xi)=V(hi)⊆Ak2 for i=0,1,2, with h0=1+x12−x22, h1=x02+1−x22 and h2=x02+x12−1, the same displayed quadratics read in the two remaining coordinates.

1.3F21F22F23givenalgebra

Open-chart locality. Let W be a classical prevariety over k and let U⊆W be open with p∈U. By [F21] the stalk OW,p is the filtered colimit of the OW(V) over the open neighbourhoods V of p, and the neighbourhoods of p contained in U are cofinal among all of them: for any open V∋p the intersection V∩U is an open neighbourhood of p contained in U and in V. Hence the stalks of OW and of the restricted sheaf at p are canonically isomorphic, OW,p≅OU,p, and the maximal ideals correspond; by [F22] these are local rings with residue field k. Since the tangent space, the dimension of the local ring and regularity are invariants of this local ring [F23], the point p has the same tangent space, the same local dimension and the same regularity status computed in W and in U.

1.4F16F18F19F20F24F33givenalgebra

Affine charts and their schemes. Let U be an affine chart of a classical variety with coordinate ring k[U] [F24] and let p∈U with vanishing ideal mp. By [F19] there is a canonical isomorphism OU,p≅k[U]mp; if p is a k-rational point, its evaluation ideal is maximal with residue field k [F33], and the affine scheme Spec⁡(k[U]) has the same local ring k[U]mp at that point [F20]. Therefore the intrinsic tangent space of [F18] and the Jacobian-kernel description of [F16] applied to the chart scheme compute the tangent space of the classical point p, and the local dimension and regularity computed on the chart scheme agree with those of p in the variety.

1.5F2F3F4givenalgebra

The cone over the conic. Let p=[a0:a1:a2:0]∈C and let [s:t]∈P1. The point [sa0:sa1:sa2:t] lies on the line vp‾, and F(sa0,sa1,sa2,t)=s2(a02+a12−a22)=0 by F-homogeneity and X3-independence [F3, F4], so the line is contained in X. Conversely, if [b0:b1:b2:b3]∈X has (b0,b1,b2)≠0, then [b0:b1:b2:0]∈C and the point lies on the line joining it to v; the only point of X with b0=b1=b2=0 is v, by [F2]. Thus X is the union of v with the lines joining v to the points of C.

2.1F13F25F26F27F28F29F30F31F32step 1.2givenalgebra

Squarefreeness of the chart equations. Each of the seven chart polynomials displayed in step 1.2 is nonzero, nonconstant, and of the shape f=c+∑j∈Sϵjxj2 with c∈k, ∣S∣≥2 and nonzero coefficients ϵj∈k: the four three-variable equations are x02+x12−x22, 1+x12−x22, x02+1−x22, x02+x12−1, and the three two-variable equations are the last three read in two variables. Suppose such an f were not squarefree, so that some irreducible factor q occurs in it at least twice [F25]; then f=q2r with r≠0. Fix a variable xj, view k[x1,…,xN] as the one-variable polynomial ring in xj over the remaining variables [F29, F30], and use that this coefficient ring is a domain [F13] and that degrees in xj add [F26]; for q2=q⋅q this gives deg⁡xj(f)=2deg⁡xj(q)+deg⁡xj(r). For j∈S this degree is 2, and for j∉S it is 0, so deg⁡xj(q)=deg⁡xj(r)=0 for j∉S. If deg⁡xj(q)=0 for every j∈S as well, then q is a nonzero constant, hence a unit [F27], contradicting irreducibility [F28]. Otherwise fix z∈S with deg⁡z(q)≥1; then deg⁡z(q)=1 and deg⁡z(r)=0, so q=q0+xzq1 with q1≠0 and r involving no xz, and comparing xz-coefficients in f=q2r gives 2q0q1r=0. The coefficient 2 is nonzero in k [F31, F32], q1 and r are nonzero, and the coefficient ring is a domain [F13], so q0=0; then q=xzq1, and since q is irreducible and xz is a nonunit [F27], the cofactor q1 is a unit [F28], so q=uxz with u a unit [F27]. Then f=u2xz2r is divisible by xz, but ∣S∣≥2 provides j∈S with j≠z, and the monomial ϵjxj2 has no factor xz, contradicting divisibility. Hence every displayed chart polynomial is nonconstant and squarefree.

2.2F17F31F32step 1.2givenalgebra

Partial derivatives of the chart equations. By the formal monomial rule of [F17], ∂x0g3=2x0, ∂x1g3=2x1 and ∂x2g3=−2x2; for g0=1+x12−x22 the partials are 2x1, −2x2 and 0 with respect to the three chart variables, for g1=x02+1−x22 they are 2x0, −2x2 and 0, and for g2=x02+x12−1 they are 2x0, 2x1 and 0; the same three pairs of nonzero partials occur for h0,h1,h2 in two variables. Since 2≠0 in k [F31, F32], the three partials of g3 vanish simultaneously exactly at the origin (0,0,0), the two nonzero partials of g0 vanish exactly where x1=x2=0, and at every such point g0=1≠0, so no point of V(g0) has all its partials zero; the same computation shows that no point of V(g1), V(g2), V(h0), V(h1) or V(h2) has all its partials zero, and V(hi)=V(gi)∩{x3=0} inside V(gi) for i=0,1,2.

3.1F8F16F17F24F33step 1.3step 1.4step 2.1step 2.2givenalgebra

Tangent space at the vertex. The origin is a k-rational point of the affine scheme Spec⁡(k[x0,x1,x2]/(g3)): by the squarefreeness of step 2.1 the ideal (g3) is radical and is the vanishing ideal of V(g3) [F8], so the coordinate ring of the chart is k[x0,x1,x2]/(g3) [F24], and the evaluation ideal (x0,x1,x2) is maximal with residue field k [F33]. By [F16] the tangent space at that point is the kernel of the Jacobian matrix of [F17], whose single row is Jg3(0)=(0,0,0) by step 2.2, so the kernel is all of k3 and dim⁡kT0=3. By the chart comparisons of steps 1.3 and 1.4 this is the tangent space of the vertex, TvX≅k3, of dimension three.

3.2F2F7step 1.2step 1.3step 2.1step 2.2givenalgebra

The base conic is smooth. Every point of C lies in C∩D+(Xi) for at least one i∈{0,1,2} [F2], and on that chart C∩D+(Xi)=V(hi)⊆Ak2 with hi nonconstant and squarefree by steps 1.2 and 2.1. By the gradient test [F7], a point a∈V(hi) is singular precisely when both partial derivatives of hi vanish at a; by step 2.2 none of the three polynomials has such a point, so no point of the conic is a singular point of its chart. By the open-chart locality of step 1.3 (applied to the conic C and its open chart C∩D+(Xi)), no point of C is singular on C: the conic has no singular point, that is, it is a smooth conic.

4.1F7F9F10F11F12F13F14F15F25F27step 2.2step 3.1givenalgebra

Local dimension at the vertex and singularity. The affine space Ak3 is irreducible: its coordinate ring k[x0,x1,x2] is an integral domain [F13] and the zero ideal is prime because the quotient by it is that domain [F15], and the corresponding nonempty algebraic set is A3 itself by the Nullstellensatz correspondence [F14]. Moreover dim⁡Ak3=3 [F12]. The polynomial g3 is a nonzero nonunit of k[x0,x1,x2] [F25, F27], so by the principal-subvariety theorem [F11] every irreducible component of V(g3) has dimension 3−1=2. The local dimension at the origin is therefore dim⁡OV(g3),0=max⁡0∈Xidim⁡Xi=2 [F10], and by step 1.3 the local ring of the cone at the vertex, hence also its local dimension, is the same: dim⁡OX,v=2. With dim⁡kTvX=3 from step 3.1, the numerical criterion of the classical dimension test [F9] shows that the vertex satisfies dim⁡kTvX≠dim⁡vX and is therefore a singular point of the cone; equivalently, all partials of g3 vanish at the origin by step 2.2, and the gradient test [F7] makes the origin a singular point of the chart V(g3). Thus the vertex has tangent dimension three, local dimension two, and is singular.

5.1F7step 1.2step 1.3step 2.1step 2.2step 4.1givenalgebra

The cone is smooth away from the vertex. Let q∈X with q≠v. If q had X0=X1=X2=0, then by [F2] it would equal [0:0:0:1]=v, so q∈D+(Xi) for some i∈{0,1,2}. On that chart X∩D+(Xi)=V(gi) with gi nonconstant and squarefree by steps 1.2 and 2.1, and by step 2.2 no point of V(gi) has all three partial derivatives equal to zero; hence no point of the chart is singular by the gradient test [F7], in particular q is not singular, and step 1.3 transfers this conclusion from the chart to X. Together with step 4.1, the singular locus of the cone is exactly the vertex {v}.

6.1F1F7F9F10F11F12F14F19F31F32step 1.1step 2.1step 2.2step 3.1step 4.1step 5.1givenalgebra∎

Boundary and scope dispositions. Nonemptiness: v∈X and [1:0:1]∈C by step 1.1, and each of the four cone charts and three conic charts is nonempty because the corresponding equation is satisfied at the origin of the vertex chart and at x1=0,x2=1 or x0=1,x1=0 in the other charts; the empty case therefore has no instance. Zero cases: the vertex is the origin, the zero tuple, of the vertex chart; the Jacobian row there is the zero row of step 3.1 with kernel all of k3, and the zero vector lies in every kernel and every tangent space. One: each chart uses one defining equation, one Jacobian row, and the vertex is the one singular point of the cone by steps 4.1 and 5.1. Degenerate case: the excluded characteristic two is genuinely degenerate, since there X02+X12−X22=(X0+X1+X2)2 is a square and the partials of step 2.2 become 0; the hypothesis char⁡k≠2 enters through [F31, F32] in steps 1.1, 2.1 and 2.2. Endpoints: the statement concerns a fixed quadric over a field and has no ordered parameter or interval; its numerical values, the tangent dimension three and the local dimension two at the vertex and the dimension one of the conic, are discrete, so no endpoint case arises. Nonempty choice: AC is declared in [F1] and used through the cited suppliers [F7], [F9], [F10], [F11], [F12], [F14] and [F19], each cited at the step that uses it; the squarefreeness argument of step 2.1, the derivative computations of step 2.2, the chart comparisons of steps 1.3–1.4 and the line containment of step 1.5 use no choice. Both directions of the biconditional in [F7] are used: the reverse direction at the vertex in step 4.1 and the forward direction, through its contrapositive, at every other point in steps 3.2 and 5.1; likewise the numerical criterion of [F9] is used in the direction regular implies equal dimensions, through its contrapositive at the vertex.

J. S. Milne, Algebraic Geometry v6.10, Exercise 4-8 (printed p. 99 / PDF p. 98) reads: "Show that the cone X2+Y2=Z2 is a normal variety, even though the origin is singular (characteristic ≠2)." Its solution (printed p. 223) uses only that the singular locus has codimension at least two, a normality argument not reproduced here; the item verifies the singularity part, namely that the origin of the affine quadric cone is a singular point with tangent dimension three and local dimension two, and does not assert normality. The projective setting is covered by Exercise 6-1 (printed p. 159): "Show that a point P on a projective curve F(X,Y,Z)=0 is singular if and only if ∂F/∂X, ∂F/∂Y, and ∂F/∂Z are all zero at P." The item does not invoke that projective criterion as a black box: it verifies smoothness of the base conic and of the cone away from the vertex chart by chart, using the affine gradient test of cor-hypersurface-singular-locus-gradient together with the observation that a point's local ring, tangent space and regularity are unchanged when computed in an open chart (step 1.3). Milne's projective curve of Exercise 6-1 is a plane curve in P2; the item's conic is exactly such a curve, and the three-variable cone equations are handled by the same chartwise derivative computations with the third partial identically zero. Milne's book-wide conventions are an algebraically closed field and classical varieties; the item follows those conventions and records the characteristic hypothesis explicitly, because the form X02+X12−X22 is a square in characteristic two. The statements that the conic and the cone minus the vertex are "smooth" are the pointwise nonsingularity statements verified on the charts; no smoothness of a morphism and no normality claim is made.

Source qualification

J. S. Milne, Algebraic Geometry v6.10, Exercise 4-8 (printed p. 99 / PDF p. 98) reads: "Show that the cone X2+Y2=Z2 is a normal variety, even though the origin is singular (characteristic ≠2)." Its solution (printed p. 223) uses only that the singular locus has codimension at least two, a normality argument not reproduced here; the item verifies the singularity part, namely that the origin of the affine quadric cone is a singular point with tangent dimension three and local dimension two, and does not assert normality. The projective setting is covered by Exercise 6-1 (printed p. 159): "Show that a point P on a projective curve F(X,Y,Z)=0 is singular if and only if ∂F/∂X, ∂F/∂Y, and ∂F/∂Z are all zero at P." The item does not invoke that projective criterion as a black box: it verifies smoothness of the base conic and of the cone away from the vertex chart by chart, using the affine gradient test of cor-hypersurface-singular-locus-gradient together with the observation that a point's local ring, tangent space and regularity are unchanged when computed in an open chart (step 1.3). Milne's projective curve of Exercise 6-1 is a plane curve in P2; the item's conic is exactly such a curve, and the three-variable cone equations are handled by the same chartwise derivative computations with the third partial identically zero. Milne's book-wide conventions are an algebraically closed field and classical varieties; the item follows those conventions and records the characteristic hypothesis explicitly, because the form X02+X12−X22 is a square in characteristic two. The statements that the conic and the cone minus the vertex are "smooth" are the pointwise nonsingularity statements verified on the charts; no smoothness of a morphism and no normality claim is made.

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