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The rank-one 2 by 2 determinantal cone
Example
Assume the Axiom of Choice. Let be an algebraically closed field, let be the coordinates of , so that the ambient ring is , and put equipped with its reduced classical variety structure; let be the origin. Then:
- is nonconstant and squarefree, the principal ideal is radical, and ; thus is a reduced classical variety with coordinate ring , presented by the actual equation ideal;
- is the determinant of the matrix , so is the source's locus of noninvertible matrices over ; is homogeneous of degree , and is invariant under scaling about the origin;
- is nonempty, every irreducible component of has dimension , and the local dimension satisfies at every closed point ;
- for the Jacobian matrix of the single generator is the one-row matrix and the Jacobian-kernel isomorphism gives ; hence so the origin has tangent dimension while every other point of has tangent dimension ;
- the origin is the unique singular point: for one has exactly when , that is and ; the tangent dimension at the origin exceeds the local dimension .
All statements and computations hold in every characteristic.
Facts & Assumptions
Given: AC, an algebraically closed field , the iterated polynomial ring with and , the polynomial , the zero locus with its reduced classical variety structure, the origin , and the notation for a point of .
Polynomial rings in finitely many commuting indeterminates by iteration: the iterated ring is defined by , each preceding indeterminate remaining present and commuting with the coefficients, so .
Monomials, coefficients, degree in each variable and total degree in : every polynomial of over a field has a unique finite expansion over multi-indices; the degree in is the largest with , the total degree the largest with , and both are undefined for the zero polynomial; evaluation at a point is the iterated substitution supplied by the universal property.
A polynomial ring on a finite ordered family agrees canonically with the iterated polynomial-ring construction: the arbitrary-family polynomial ring is canonically isomorphic as an -algebra to the recursively iterated polynomial ring, fixing and sending each indeterminate to the corresponding one, so the iterated ring may be presented with the four variables in any order, monomial exponent vectors and coefficients being unchanged.
Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes: for every field and integer , is a unique factorisation domain, every irreducible element of it is prime, and for the ring is itself.
Unique factorisation domain: a UFD is an integral domain in which every nonzero nonunit is a finite product of irreducible elements, the factorisation being unique up to order and associates.
Irreducible and prime elements of an integral domain: a nonzero nonunit of a domain is irreducible when every factorisation has or a unit, and prime when implies or .
The units of over an integral domain are exactly the constant polynomials whose values are units of : for an integral domain , an element of is a unit if and only if it is a constant polynomial whose constant value is a unit of .
Over an integral domain, degrees add under multiplication of nonzero polynomials: for an integral domain and nonzero one has and .
Every field is a commutative ring with ; it is an integral domain, and it is a commutative division ring: a field is a commutative ring with , it is an integral domain, and it is a division ring.
Field: a field has and is an abelian group with identity , so every has a multiplicative inverse.
The radical of an ideal: , and is radical when .
Strong Nullstellensatz: I(V(I)) equals the radical of I: under AC, for an algebraically closed field and every ideal one has .
Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: under AC the maps and are inverse inclusion-reversing bijections between radical ideals and algebraic sets; nonempty irreducible algebraic sets correspond precisely to proper prime ideals.
The coordinate ring of an affine algebraic set: for an affine algebraic set over an algebraically closed field, its coordinate ring is .
Affine and projective n-space have dimension n: under AC and over an algebraically closed field, for every integer .
A nontrivial principal section has pure codimension one: under AC, for an irreducible affine algebraic set over an algebraically closed field and a nonzero nonunit , the zero locus is nonempty and every irreducible component has dimension .
Local dimension for a reducible classical algebraic set: under AC, for a reduced classical finite-type space over an algebraically closed field and a closed point one has over the irreducible components containing .
Equation rows and coordinate columns in an affine Jacobian: for a specified finite generating list of the actual ideal and a point at which all its members vanish, the Jacobian matrix has rows , the formal monomial derivatives being computed by with the integer coefficient read in , and the definition uses the actual scheme ideal.
The Jacobian kernel computes the tangent space: for any field, ideal , , rational point and any finite generating list of , the coordinate-velocity map gives a canonical -linear isomorphism , with no reducedness, perfectness or characteristic hypothesis.
The intrinsic Zariski tangent space: the intrinsic Zariski tangent space of a scheme at is the linear dual of the cotangent space, and at a -rational point it agrees with the relative tangent space over .
Regular and singular loci: for a locally Noetherian scheme one sets and ; for a reduced classical finite-type space over an algebraically closed field and a closed point , , where is the maximum over the components containing .
The gradient test for a reduced hypersurface: under AC, for an algebraically closed field , and a nonconstant squarefree , and with its reduced classical structure, a point is singular exactly when every formal first partial derivative of vanishes at ; the criterion is characteristic-free.
The Leibniz formula gives : for every commutative ring, .
A positive-sized square matrix over a commutative ring is invertible if and only if its determinant is a unit: for a commutative ring , and , is invertible if and only if is a unit of .
homogeneous polynomial and homogeneous ideal: a polynomial is homogeneous of degree when each occurring monomial has total degree .
Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis: a vector space over is finite-dimensional when it has a finite basis, and then the dimension of over is the unique with a basis of elements.
The standard list with and for is an ordered basis of ; hence , and is the zero space with basis and dimension : for a field and the standard unit vectors form a basis of with , and .
The Axiom of Choice: every family of nonempty sets has a choice function; the uses of AC in this item are inherited only through the suppliers recorded at the steps that appeal to them.
localisation and polynomial extension of regular rings: under AC, a field is a regular Noetherian ring, and finite polynomial extensions and their localizations are regular (that is, all prime local rings are regular local rings).
Verification
Let be an algebraically closed field, put with by [F1], and put and with its reduced classical structure. In the unique expansion of [F2] the only nonzero coefficients of are those of the monomials and , both of total degree ; the coefficients and are nonzero because in the field [F9, F10], so and is homogeneous of degree by [F25]. The constant coefficient is absent, so and the origin is a -rational point of .
For each variable the degree of in under the expansion of [F2] is : the exponent of is in one of the monomials , and in the other, and both coefficients are nonzero [F9, F10]. By [F3] the same exponent vectors compute these degrees in the presentation of as a polynomial ring in the other three variables over the field , whose coefficient ring is an integral domain by [F4, F5], and there the degree of a nonzero polynomial is additive on products by [F8]. If were a unit, say with , then and , impossible since ; hence is a nonunit. Therefore is nonzero, nonconstant and a nonunit of .
Since is a nonzero nonunit of the UFD [F4, F5], is a finite product of irreducibles [F5]; if some irreducible occurred twice, then for that irreducible , so it suffices to rule this out. Suppose is irreducible with , say : then because is a nonzero nonunit [F6], and because by step 1.2. Present by [F3]; the degree in of a nonzero polynomial over the integral domain [F4, F5] is additive on products [F8], so step 1.2 gives and hence ; the same argument with the other three variables gives . All four degrees of vanish, so in the expansion of [F2] the only possibly nonzero coefficient of is the constant one, and makes that constant nonzero: is a nonzero element of [F10]. By [F7] applied four times through the integral domains , , and [F4, F5], the units of are exactly the units of , that is the nonzero elements of [F10]; hence is a unit of , contradicting that is irreducible [F6]. Therefore no irreducible factor of occurs twice: is squarefree.
The ring is an integral domain by [F4, F5], so by [F12] and [F11], and the coordinate ring of is by [F14]; further by [F15], and is irreducible because is a proper prime ideal of and nonempty irreducible algebraic sets correspond precisely to proper prime ideals by [F13]. The element is nonzero and a nonunit by step 1.2, so [F16] applies to the irreducible affine algebraic set : the zero locus is nonempty and every irreducible component of has dimension .
By [F23], , so is the set of matrices over with vanishing determinant; a square matrix over is invertible exactly when its determinant is a unit of by [F24], and the units of the field are its nonzero elements [F10], so is exactly the source's locus of noninvertible matrices. By step 1.1 is homogeneous of degree , so for and the evaluation rule of [F2] and distributivity and commutativity in [F9] give , hence : the variety is invariant under scaling about the origin, a cone with vertex .
The principal ideal is radical. Indeed, if with , then ; writing the squarefree element as with a unit and the pairwise nonassociate irreducibles [F5, F6], each is prime by [F4] and divides , hence divides , and the pairwise nonassociate primes all dividing have a product dividing , so and ; thus by [F11]. Therefore by [F12], so is a reduced classical variety whose coordinate ring is by [F14], presented by the actual ideal that the Jacobian and tangent computations of [F18, F19] use.
Every closed point lies on at least one irreducible component of , and all components have dimension by step 2.2; since is a reduced classical finite-type space over the algebraically closed field by step 3.1, [F17] gives for every closed point .
The ideal has the one-element generating list . At a point the Jacobian matrix of [F18] is the one-row matrix ; the monomial derivative formula of [F18] gives , , , , and all other variable derivatives of the two monomials are zero, with the coefficients and read in [F9, F10]; hence . By [F19] the coordinate-velocity map gives a canonical -linear isomorphism , where is the intrinsic tangent space of [F20] at the -rational point ; step 3.1 identifies the reduced classical variety with at its rational points and the actual ideal is the one used by [F18], so no hypothesis on the characteristic enters.
At the origin all four entries of vanish, so is the zero row and , of dimension by [F26, F27]. At a point at least one of is nonzero; if , the single equation of the row is solved for as , so the kernel is exactly the image of the -linear map , which is injective because its first three coordinates are ; the images of the standard basis vectors of [F27] are a basis of , since they span by the previous sentence and are linearly independent as is injective, so by [F26]; the cases , , are identical with the corresponding coordinate solved for, the divisions being by the nonzero element or its analogue, available in every characteristic [F10].
The four partial derivatives of vanish simultaneously at a -point exactly when , that is exactly at the origin. By step 2.1 the polynomial is nonconstant and squarefree, so the gradient test [F22] applies to the reduced classical variety over the algebraically closed field and shows for every closed point : the point is singular if and only if all formal first partials of vanish at , if and only if . This does not yet address nonclosed points. Cover the complement of the origin in the underlying scheme by . On the equation eliminates , giving a coordinate-ring isomorphism . Similarly, elimination of on , of on , and of on identifies their rings with localizations of polynomial rings in three variables over . By [F29], each of these rings is regular at every prime. Thus every point outside the origin, including every nonclosed point, is regular. At the origin by steps 5.1 and 4.1, so it is singular by [F21]. Therefore and as subsets of the full scheme.
Boundary and scope dispositions. Nonemptiness: contains the origin, which is a -rational point by step 1.1, and step 2.2 proves nonempty again through [F16], so the empty case has no instance. Zero cases: the origin has the zero Jacobian row of step 5.1 with kernel all of , the zero vector lies in every kernel and every tangent space, has zero constant term so , and the origin corresponds to the zero matrix of vanishing determinant in step 2.3; itself is nonzero by step 1.2. One: there is one defining equation, one Jacobian row of length four, and one singular point, the origin, in steps 4.2 and 6.1. Degenerate case: no division by occurs anywhere; the kernel computation of step 5.1 divides only by a nonzero field element, and the gradient test [F22] is characteristic-free, so the conclusions hold in characteristic as well, where the source's nondegeneracy conventions for quadrics would otherwise require care. Endpoints: the variable degrees of are all by step 1.2, the ambient dimension and the component and local dimensions are the two ends of the dimension comparison in steps 2.2 and 4.1, and the tangent dimensions at the origin and elsewhere of step 5.1 are the two values, the maximum occurring only at the vertex. Nonempty choice: AC is declared in [F28] and is used through [F12], [F13], [F15], [F16], [F17], [F22] and [F29], each cited at the step that uses it; the polynomial, degree, unit and Jacobian arguments of steps 1.1, 1.2, 2.1, 4.2, 5.1 and 2.3, the basis arguments built on [F26, F27], and the determinant items [F23, F24] are choice-free. Both directions of the gradient biconditional are used at closed points in step 6.1, and the four principal charts cover every nonclosed point outside the origin.
Source qualification
Donu Arapura, Notes on Basic Algebraic Geometry, Example 5.1.3 (printed p. 35) reads: "The locus of noninvertible matrices (x y; z t) is given by xt - yz = 0. The Jacobian J = (t, -z, -y, x) so the tangent space at the zero matrix is 4 dimensional while the tangent space at any other point is 3 dimensional." The same printed page, in §5.2, adds that "the hypersurface xt - yz = 0 has dimension equal to 3. Therefore the origin is the unique singular point," with nonsingular defined there as . The item derives the dimension statement as the local statement at every closed point (steps 2.2 and 4.1), which is the form that remains valid for reducible or non-equidimensional hypersurfaces and which implies the source's global dimension here; it derives the tangent dimensions from the Jacobian-kernel isomorphism of the pair; and it verifies the squarefreeness and nonconstancy hypotheses of the gradient test, which the source does not mention. The source does not state a characteristic hypothesis for Example 5.1.3; the item's squarefreeness, Jacobian, kernel and gradient arguments are characteristic-free, and no characteristic hypothesis is imposed. The title's description as a rank-one determinantal cone refers to the generic determinant of step 2.3; the source calls the locus of noninvertible matrices, and the item verifies the determinant identity and the invertibility criterion it uses, but it does not develop matrix rank theory and makes no formal rank claim. The item treats the reduced classical variety over the algebraically closed field ; no scheme-level nilpotent thickening of the hypersurface is considered, and step 3.1 records that the actual ideal agrees with here.
Depends on
- Affine and projective n-space have dimension n
- The gradient test for a reduced hypersurface
- A polynomial ring on a finite ordered family agrees canonically with the iterated polynomial-ring construction
- A positive-sized square matrix over a commutative ring is invertible if and only if its determinant is a unit
- Strong Nullstellensatz: I(V(I)) equals the radical of I
- The units of $R[x]$ over an integral domain are exactly the constant polynomials whose values are units of $R$
- The Axiom of Choice
- The coordinate ring of an affine algebraic set
- Finite-dimensional vector space, and its dimension $\dim_F V$; infinite-dimensional means having no finite basis
- Field
- homogeneous polynomial and homogeneous ideal
- Irreducible and prime elements of an integral domain
- Equation rows and coordinate columns in an affine Jacobian
- Monomials, coefficients, degree in each variable and total degree in $F[x_1,\dots,x_n]$
- Polynomial rings in finitely many commuting indeterminates by iteration
- The radical of an ideal
- Regular and singular loci
- Unique factorisation domain
- The intrinsic Zariski tangent space
- The Leibniz formula gives $\det\begin{pmatrix}a&b\\c&d\end{pmatrix}=ad-bc$
- Every field is a commutative ring with $1 \ne 0$; it is an integral domain, and it is a commutative division ring
- Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes
- Local dimension for a reducible classical algebraic set
- The standard list $e : n \to F^{n}$ with $e_i(i) = 1_F$ and $e_i(j) = 0_F$ for $j \ne i$ is an ordered basis of $F^{n}$; hence $\dim_F F^{n} = n$, and $F^{0}$ is the zero space with basis $\varnothing$ and dimension $0$
- Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals
- Over an integral domain, degrees add under multiplication of nonzero polynomials
- A nontrivial principal section has pure codimension one
- localisation and polynomial extension of regular rings
- The Jacobian kernel computes the tangent space
Used by
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Sources
- Donu Arapura, Notes on Basic Algebraic Geometry, Example 5.1.3 and §5.2 (printed p. 35) (standard reference, not scraped)