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The rank-one 2 by 2 determinantal cone

Example

Assume the Axiom of Choice. Let k be an algebraically closed field, let x,y,z,t be the coordinates of Ak4, so that the ambient ring is k[x,y,z,t], and put f=xt−yz∈k[x,y,z,t],X=V(f)⊆Ak4, equipped with its reduced classical variety structure; let 0=(0,0,0,0) be the origin. Then:

  1. f is nonconstant and squarefree, the principal ideal (f) is radical, and I(X)=(f); thus X is a reduced classical variety with coordinate ring k[X]=k[x,y,z,t]/(f), presented by the actual equation ideal;
  2. f is the determinant of the 2×2 matrix (xyzt), so X is the source's locus of noninvertible 2×2 matrices over k; f is homogeneous of degree 2, and X is invariant under scaling about the origin;
  3. X is nonempty, every irreducible component of X has dimension 3, and the local dimension satisfies dim⁡OX,a=3 at every closed point a∈X;
  4. for a=(ax,ay,az,at)∈X(k) the Jacobian matrix of the single generator f is the one-row matrix J(f)(a)=(at, −az, −ay, ax), and the Jacobian-kernel isomorphism gives TaX≅ker⁡J(f)(a); hence dim⁡kTaX={4,a=0,3,a≠0, so the origin has tangent dimension 4 while every other point of X has tangent dimension 3;
  5. the origin is the unique singular point: for a∈X one has a∈Xsing exactly when a=0, that is Xsing={0} and Xreg=X∖{0}; the tangent dimension 4 at the origin exceeds the local dimension 3.

All statements and computations hold in every characteristic.

Facts & Assumptions

Given: AC, an algebraically closed field k, the iterated polynomial ring R=k[x,y,z,t]=k[x][y][z][t] with A=k[x,y,z] and R=A[t], the polynomial f=xt−yz∈R, the zero locus X=V(f)⊆Ak4 with its reduced classical variety structure, the origin 0=(0,0,0,0), and the notation a=(ax,ay,az,at) for a point of k4.

[F1]

Polynomial rings in finitely many commuting indeterminates by iteration: the iterated ring is defined by R[x1,…,xn+1]:=R[x1,…,xn][xn+1], each preceding indeterminate remaining present and commuting with the coefficients, so k[x,y,z,t]=k[x,y,z][t]=A[t].

[F2]

Monomials, coefficients, degree in each variable and total degree in F[x1,…,xn]: every polynomial of F[x1,…,xn] over a field F has a unique finite expansion ∑tctxt over multi-indices; the degree in xi is the largest ti with ct≠0, the total degree the largest t1+⋯+tn with ct≠0, and both are undefined for the zero polynomial; evaluation at a point is the iterated substitution supplied by the universal property.

[F3]

A polynomial ring on a finite ordered family agrees canonically with the iterated polynomial-ring construction: the arbitrary-family polynomial ring R[xi:i<n] is canonically isomorphic as an R-algebra to the recursively iterated polynomial ring, fixing R and sending each indeterminate to the corresponding one, so the iterated ring may be presented with the four variables in any order, monomial exponent vectors and coefficients being unchanged.

[F4]

Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes: for every field k and integer r≥0, k[x1,…,xr] is a unique factorisation domain, every irreducible element of it is prime, and for r=0 the ring is k itself.

[F5]

Unique factorisation domain: a UFD is an integral domain in which every nonzero nonunit is a finite product of irreducible elements, the factorisation being unique up to order and associates.

[F6]

Irreducible and prime elements of an integral domain: a nonzero nonunit p of a domain is irreducible when every factorisation p=ab has a or b a unit, and prime when p∣ab implies p∣a or p∣b.

[F7]

The units of R[x] over an integral domain are exactly the constant polynomials whose values are units of R: for an integral domain D, an element of D[x] is a unit if and only if it is a constant polynomial whose constant value is a unit of D.

[F8]

Over an integral domain, degrees add under multiplication of nonzero polynomials: for an integral domain D and nonzero f,g∈D[x] one has fg≠0 and deg⁡(fg)=deg⁡f+deg⁡g.

[F9]

Every field is a commutative ring with 1≠0; it is an integral domain, and it is a commutative division ring: a field F is a commutative ring with 1≠0, it is an integral domain, and it is a division ring.

[F10]

Field: a field has 0≠1 and (F∖{0},⋅) is an abelian group with identity 1, so every x≠0 has a multiplicative inverse.

[F11]

The radical of an ideal: I={x∈R:xn∈I for some integer n≥1}, and I is radical when I=I.

[F12]

Strong Nullstellensatz: I(V(I)) equals the radical of I: under AC, for an algebraically closed field k and every ideal I⊆k[x1,…,xn] one has I(V(I))=I.

[F13]

Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals: under AC the maps I and V are inverse inclusion-reversing bijections between radical ideals and algebraic sets; nonempty irreducible algebraic sets correspond precisely to proper prime ideals.

[F14]

The coordinate ring of an affine algebraic set: for an affine algebraic set X⊆Akn over an algebraically closed field, its coordinate ring is k[X]:=k[x1,…,xn]/I(X).

[F15]

Affine and projective n-space have dimension n: under AC and over an algebraically closed field, dim⁡Akn=dim⁡Pkn=n for every integer n≥0.

[F16]

A nontrivial principal section has pure codimension one: under AC, for an irreducible affine algebraic set X over an algebraically closed field and a nonzero nonunit f∈k[X], the zero locus VX(f) is nonempty and every irreducible component has dimension dim⁡X−1.

[F17]

Local dimension for a reducible classical algebraic set: under AC, for a reduced classical finite-type space X over an algebraically closed field and a closed point x one has dim⁡OX,x=max⁡x∈Xidim⁡Xi over the irreducible components Xi containing x.

[F18]

Equation rows and coordinate columns in an affine Jacobian: for a specified finite generating list of the actual ideal and a point at which all its members vanish, the Jacobian matrix has rows (∂fi/∂tj(a)), the formal monomial derivatives being computed by ∂tj(t1e1⋯tnen) with the integer coefficient read in k, and the definition uses the actual scheme ideal.

[F19]

The Jacobian kernel computes the tangent space: for any field, ideal I⊆k[t1,…,tn], X=Spec⁡(k[t]/I), rational point a∈X(k) and any finite generating list of I, the coordinate-velocity map gives a canonical k-linear isomorphism TaX≅ker⁡J(a), with no reducedness, perfectness or characteristic hypothesis.

[F20]

The intrinsic Zariski tangent space: the intrinsic Zariski tangent space of a scheme X at x is the linear dual TxX=Hom⁡κ(x)(CxX,κ(x)) of the cotangent space, and at a k-rational point it agrees with the relative tangent space over k.

[F21]

Regular and singular loci: for a locally Noetherian scheme X one sets Xreg={x∈∣X∣:OX,x is a regular local ring} and Xsing=∣X∣∖Xreg; for a reduced classical finite-type space over an algebraically closed field and a closed point x, x∈Xreg⟺dim⁡κ(x)TxX=dim⁡xX, where dim⁡xX is the maximum over the components containing x.

[F22]

The gradient test for a reduced hypersurface: under AC, for an algebraically closed field k, n≥1 and a nonconstant squarefree f∈k[t1,…,tn], and X=V(f) with its reduced classical structure, a point a∈X(k) is singular exactly when every formal first partial derivative of f vanishes at a; the criterion is characteristic-free.

[F23]

The Leibniz formula gives det⁡(abcd)=ad−bc: for every commutative ring, det⁡(abcd)=ad−bc.

[F24]

A positive-sized square matrix over a commutative ring is invertible if and only if its determinant is a unit: for a commutative ring R, n≥1 and A∈Mn(R), A is invertible if and only if det⁡(A) is a unit of R.

[F25]

homogeneous polynomial and homogeneous ideal: a polynomial is homogeneous of degree d when each occurring monomial has total degree d.

[F26]

Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis: a vector space over F is finite-dimensional when it has a finite basis, and then the dimension of V over F is the unique n with a basis of n elements.

[F28]

The Axiom of Choice: every family of nonempty sets has a choice function; the uses of AC in this item are inherited only through the suppliers recorded at the steps that appeal to them.

[F29]

localisation and polynomial extension of regular rings: under AC, a field is a regular Noetherian ring, and finite polynomial extensions and their localizations are regular (that is, all prime local rings are regular local rings).

Verification

technique · direct
1.1F1F2F9F10F25givenalgebra

Let k be an algebraically closed field, put R=k[x,y,z,t]=k[x][y][z][t]=A[t] with A=k[x,y,z] by [F1], and put f=xt−yz∈R and X=V(f)⊆Ak4 with its reduced classical structure. In the unique expansion of [F2] the only nonzero coefficients of f are those of the monomials xt and yz, both of total degree 2; the coefficients 1 and −1 are nonzero because 1≠0 in the field k [F9, F10], so f≠0 and f is homogeneous of degree 2 by [F25]. The constant coefficient is absent, so f(0)=0 and the origin 0=(0,0,0,0) is a k-rational point of X.

1.2F2F3F4F5F8F9F10givenalgebra

For each variable v∈{x,y,z,t} the degree of f in v under the expansion of [F2] is 1: the exponent of v is 1 in one of the monomials xt, yz and 0 in the other, and both coefficients are nonzero [F9, F10]. By [F3] the same exponent vectors compute these degrees in the presentation of R as a polynomial ring in the other three variables over the field k, whose coefficient ring is an integral domain by [F4, F5], and there the degree of a nonzero polynomial is additive on products by [F8]. If f were a unit, say fg=1 with g∈R, then g≠0 and 0=deg⁡x1=deg⁡xf+deg⁡xg=1+deg⁡xg, impossible since deg⁡xg≥0; hence f is a nonunit. Therefore f is nonzero, nonconstant and a nonunit of k[A4]=R.

2.1F2F3F4F5F6F7F8F9F10step 1.2algebra

Since f is a nonzero nonunit of the UFD R [F4, F5], f is a finite product of irreducibles [F5]; if some irreducible occurred twice, then q2∣f for that irreducible q, so it suffices to rule this out. Suppose q is irreducible with q2∣f, say f=q2r: then q≠0 because q is a nonzero nonunit [F6], and r≠0 because f≠0 by step 1.2. Present R=k[y,z,t][x] by [F3]; the degree in x of a nonzero polynomial over the integral domain k[y,z,t] [F4, F5] is additive on products [F8], so step 1.2 gives 1=deg⁡xf=deg⁡x(q2)+deg⁡xr=2deg⁡xq+deg⁡xr and hence deg⁡xq=0; the same argument with the other three variables gives deg⁡yq=deg⁡zq=deg⁡tq=0. All four degrees of q vanish, so in the expansion of [F2] the only possibly nonzero coefficient of q is the constant one, and q≠0 makes that constant nonzero: q is a nonzero element of k× [F10]. By [F7] applied four times through the integral domains k, k[x], k[x,y] and k[x,y,z] [F4, F5], the units of R=k[x,y,z][t] are exactly the units of k, that is the nonzero elements of k [F10]; hence q is a unit of R, contradicting that q is irreducible [F6]. Therefore no irreducible factor of f occurs twice: f is squarefree.

2.2F4F5F11F12F13F14F15F16step 1.2algebra

The ring R is an integral domain by [F4, F5], so I(A4)=I(V(0))=(0)=(0) by [F12] and [F11], and the coordinate ring of A4 is k[A4]=R/(0)=R by [F14]; further dim⁡A4=4 by [F15], and A4 is irreducible because (0) is a proper prime ideal of R and nonempty irreducible algebraic sets correspond precisely to proper prime ideals by [F13]. The element f∈k[A4]=R is nonzero and a nonunit by step 1.2, so [F16] applies to the irreducible affine algebraic set A4: the zero locus X=V(f) is nonempty and every irreducible component of X has dimension 4−1=3.

2.3F2F9F10F23F24step 1.1algebra

By [F23], f=det⁡(xyzt)=xt−yz, so X is the set of 2×2 matrices over k with vanishing determinant; a square matrix over k is invertible exactly when its determinant is a unit of k by [F24], and the units of the field k are its nonzero elements [F10], so X is exactly the source's locus of noninvertible 2×2 matrices. By step 1.1 f is homogeneous of degree 2, so for a∈X(k) and λ∈k the evaluation rule of [F2] and distributivity and commutativity in k [F9] give f(λa)=(λax)(λat)−(λay)(λaz)=λ2(axat−ayaz)=λ2f(a)=0, hence λa∈X(k): the variety X is invariant under scaling about the origin, a cone with vertex 0.

3.1F4F5F6F11F12F14F18F19step 2.1givenalgebra

The principal ideal (f) is radical. Indeed, if gN∈(f) with N≥1, then f∣gN; writing the squarefree element f as uq1⋯qm with u a unit and the qi pairwise nonassociate irreducibles [F5, F6], each qi is prime by [F4] and divides gN, hence divides g, and the pairwise nonassociate primes q1,…,qm all dividing g have a product dividing g, so f∣g and g∈(f); thus (f)=(f) by [F11]. Therefore I(X)=I(V(f))=(f)=(f) by [F12], so X is a reduced classical variety whose coordinate ring is k[X]=R/(f)=k[x,y,z,t]/(f) by [F14], presented by the actual ideal (f) that the Jacobian and tangent computations of [F18, F19] use.

4.1F17step 3.1step 2.2givenalgebra

Every closed point a∈X lies on at least one irreducible component of X, and all components have dimension 3 by step 2.2; since X is a reduced classical finite-type space over the algebraically closed field k by step 3.1, [F17] gives dim⁡OX,a=max⁡a∈Xidim⁡Xi=3 for every closed point a∈X.

4.2F9F10F18F19F20step 3.1givenalgebra

The ideal (f) has the one-element generating list (f). At a point a∈X(k) the Jacobian matrix of [F18] is the one-row matrix J(f)(a)=(∂xf(a),∂yf(a),∂zf(a),∂tf(a)); the monomial derivative formula of [F18] gives ∂x(xt)=t, ∂t(xt)=x, ∂y(yz)=z, ∂z(yz)=y, and all other variable derivatives of the two monomials are zero, with the coefficients 1 and −1 read in k [F9, F10]; hence J(f)(a)=(at,−az,−ay,ax). By [F19] the coordinate-velocity map gives a canonical k-linear isomorphism TaX≅ker⁡J(f)(a), where TaX is the intrinsic tangent space of [F20] at the k-rational point a; step 3.1 identifies the reduced classical variety with Spec⁡(R/(f)) at its rational points and the actual ideal is the one used by [F18], so no hypothesis on the characteristic enters.

5.1F9F10F26F27step 4.2algebra

At the origin all four entries of J(f)(0) vanish, so J(f)(0) is the zero row and ker⁡J(f)(0)=k4, of dimension 4 by [F26, F27]. At a point a≠0 at least one of ax,ay,az,at is nonzero; if ax≠0, the single equation atv1−azv2−ayv3+axv4=0 of the row is solved for v4 as v4=(azv2+ayv3−atv1)/ax, so the kernel is exactly the image of the k-linear map φ(u1,u2,u3)=(u1,u2,u3,(azu2+ayu3−atu1)/ax), which is injective because its first three coordinates are u1,u2,u3; the images of the standard basis vectors e1,e2,e3 of k3 [F27] are a basis of ker⁡J(f)(a), since they span by the previous sentence and are linearly independent as φ is injective, so dim⁡kker⁡J(f)(a)=3 by [F26]; the cases ay≠0, az≠0, at≠0 are identical with the corresponding coordinate solved for, the divisions being by the nonzero element ax∈k× or its analogue, available in every characteristic [F10].

6.1F21F22F29step 2.1step 4.1step 5.1algebra

The four partial derivatives of f vanish simultaneously at a k-point a exactly when at=az=ay=ax=0, that is exactly at the origin. By step 2.1 the polynomial f is nonconstant and squarefree, so the gradient test [F22] applies to the reduced classical variety X=V(f) over the algebraically closed field k and shows for every closed point a∈X: the point a is singular if and only if all formal first partials of f vanish at a, if and only if a=0. This does not yet address nonclosed points. Cover the complement of the origin in the underlying scheme by D(x),D(y),D(z),D(t). On D(x) the equation xt−yz=0 eliminates t, giving a coordinate-ring isomorphism (R/(f))x≅k[x,x−1,y,z]. Similarly, elimination of z on D(y), of y on D(z), and of x on D(t) identifies their rings with localizations of polynomial rings in three variables over k. By [F29], each of these rings is regular at every prime. Thus every point outside the origin, including every nonclosed point, is regular. At the origin dim⁡kT0X=4≠3=dim⁡0X by steps 5.1 and 4.1, so it is singular by [F21]. Therefore Xsing={0} and Xreg=X∖{0} as subsets of the full scheme.

7.1F2F9F10F12F13F15F16F17F22F23F24F26F27F28F29step 1.1step 1.2step 2.2step 4.1step 4.2step 5.1step 6.1step 2.3algebra∎

Boundary and scope dispositions. Nonemptiness: X contains the origin, which is a k-rational point by step 1.1, and step 2.2 proves V(f) nonempty again through [F16], so the empty case has no instance. Zero cases: the origin has the zero Jacobian row of step 5.1 with kernel all of k4, the zero vector lies in every kernel and every tangent space, f has zero constant term so f(0)=0, and the origin corresponds to the zero 2×2 matrix of vanishing determinant in step 2.3; f itself is nonzero by step 1.2. One: there is one defining equation, one Jacobian row of length four, and one singular point, the origin, in steps 4.2 and 6.1. Degenerate case: no division by 2 occurs anywhere; the kernel computation of step 5.1 divides only by a nonzero field element, and the gradient test [F22] is characteristic-free, so the conclusions hold in characteristic 2 as well, where the source's nondegeneracy conventions for quadrics would otherwise require care. Endpoints: the variable degrees of f are all 1 by step 1.2, the ambient dimension 4 and the component and local dimensions 3 are the two ends of the dimension comparison in steps 2.2 and 4.1, and the tangent dimensions 4 at the origin and 3 elsewhere of step 5.1 are the two values, the maximum 4 occurring only at the vertex. Nonempty choice: AC is declared in [F28] and is used through [F12], [F13], [F15], [F16], [F17], [F22] and [F29], each cited at the step that uses it; the polynomial, degree, unit and Jacobian arguments of steps 1.1, 1.2, 2.1, 4.2, 5.1 and 2.3, the basis arguments built on [F26, F27], and the determinant items [F23, F24] are choice-free. Both directions of the gradient biconditional are used at closed points in step 6.1, and the four principal charts cover every nonclosed point outside the origin.

Source qualification

Donu Arapura, Notes on Basic Algebraic Geometry, Example 5.1.3 (printed p. 35) reads: "The locus of noninvertible matrices (x y; z t) is given by xt - yz = 0. The Jacobian J = (t, -z, -y, x) so the tangent space at the zero matrix is 4 dimensional while the tangent space at any other point is 3 dimensional." The same printed page, in §5.2, adds that "the hypersurface xt - yz = 0 has dimension equal to 3. Therefore the origin is the unique singular point," with nonsingular defined there as dim⁡TaX=dim⁡X. The item derives the dimension statement as the local statement dim⁡OX,a=3 at every closed point (steps 2.2 and 4.1), which is the form that remains valid for reducible or non-equidimensional hypersurfaces and which implies the source's global dimension here; it derives the tangent dimensions from the Jacobian-kernel isomorphism of the pair; and it verifies the squarefreeness and nonconstancy hypotheses of the gradient test, which the source does not mention. The source does not state a characteristic hypothesis for Example 5.1.3; the item's squarefreeness, Jacobian, kernel and gradient arguments are characteristic-free, and no characteristic hypothesis is imposed. The title's description as a rank-one determinantal cone refers to the generic 2×2 determinant f=xt−yz of step 2.3; the source calls X the locus of noninvertible matrices, and the item verifies the determinant identity and the invertibility criterion it uses, but it does not develop matrix rank theory and makes no formal rank claim. The item treats the reduced classical variety over the algebraically closed field k; no scheme-level nilpotent thickening of the hypersurface is considered, and step 3.1 records that the actual ideal (f) agrees with I(X) here.

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