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Regular homotopy classes of immersions are formal homotopy classes

Statement

Assume ACω. Let m<n, let M be a compact smooth boundaryless m-manifold and let Nn be smooth and boundaryless. The derivative map induces a bijection {regular homotopy classes of immersions M→N}⟷{homotopy classes of formal immersions M→N}. Thus two immersions are regularly homotopic if and only if their formal derivatives are homotopic through formal immersions. For every finite CW pair (P,Q) and a fixed genuine family on Q, derivative induces a bijection between relative homotopy classes of continuous P-families of genuine and formal immersions with that prescribed restriction. The compact smooth parameter-pair form is exactly that of the main theorem: original formal data smoothly holonomic on an open parameter neighbourhood of Q admit relative holonomization; the same holds for a prescribed formal family homotopy whose relative end and parameter data satisfy that neighbourhood hypothesis. A smooth input admits a smooth relative deformation.

Facts & Assumptions

Given: Countable choice, compact boundaryless source Mm, boundaryless Nn, m<n, and the prescribed relative family data where applicable.

[L1]

The derivative map is a weak homotopy equivalence, including a bijection on components, and supplies the stated neighbourhood-relative compact smooth parameter form (The Smale–Hirsch immersion theorem, Weak homotopy equivalence, Compact parameter pairs and relative families).

[L2]

For compact M, path components of the genuine immersion space are regular homotopy classes, with continuous paths smoothed relative to endpoints (Smooth families and path components in the weak topology, Regular homotopy of immersions).

[L3]

A weak equivalence gives lifting up to homotopy relative to every finite CW pair (Finite relative homotopy lifting across a weak equivalence). Relative homotopies are fixed on their prescribed subset (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).

Proof

technique · direct component and finite-relative lifting comparison
1.1L1L2

By [L1], derivative induces a bijection on π0. By [L2], the genuine components are the regular homotopy classes; the formal components are exactly homotopy classes of formal data. This gives the displayed bijection and both directions of the stated regular-homotopy criterion.

1.2L1L3construct

For a finite CW pair and a genuine restriction u:Q→Imm⁡(M,N), [L3] deforms every formal extension v:P→FImm⁡(M,N) to the derivative of a genuine extension, fixing Q. Hence the relative family comparison is surjective. If two genuine extensions have formally homotopic derivatives rel Q, apply [L3] to the finite CW pair (P×I,P×{0,1}∪Q×I) with the prescribed genuine end families and constant Q tracks. The resulting genuine family on P×I is a relative homotopy between the two extensions. This proves injectivity. Time remains a parameter of maps with source M, so this argument does not require an immersion of P×M.

2.1L1L2L3step 1.1

For the compact smooth parameter class, apply the separate relative assertion of [L1] to the family itself or to its supplied family homotopy with the full prescribed relative region. Its hypothesis concerns the original data on an open neighbourhood, so it gives exactly the stated relative holonomization and smooth version. For ordinary paths the endpoint flattening and smoothing in [L2] produce regular homotopies. No arbitrary-compact relative conclusion is inferred from weak equivalence alone.

3.1L1L2L3step 1.1step 1.2step 2.1∎

If the source or the parameter is empty, the corresponding mapping spaces or families have their unique vacuous data; degree-zero source manifolds are finite and the same component argument applies. Both directions of every classification follow from the bijections proved above. The finite-relative comparison uses no extra choice by [L3]; the countable-choice premise is inherited from [L1] and [L2]. Thus all asserted conclusions are proved.

Scope orientation

The proved relative comparison applies to finite CW pairs and to the neighbourhood-relative compact smooth parameter data specified in the Statement. It does not assert classification for an arbitrary compact parameter pair.

Depends on

Used by

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