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Regular homotopy classes of immersions are formal homotopy classes
Statement
Assume . Let , let be a compact smooth boundaryless -manifold and let be smooth and boundaryless. The derivative map induces a bijection Thus two immersions are regularly homotopic if and only if their formal derivatives are homotopic through formal immersions. For every finite CW pair and a fixed genuine family on , derivative induces a bijection between relative homotopy classes of continuous -families of genuine and formal immersions with that prescribed restriction. The compact smooth parameter-pair form is exactly that of the main theorem: original formal data smoothly holonomic on an open parameter neighbourhood of admit relative holonomization; the same holds for a prescribed formal family homotopy whose relative end and parameter data satisfy that neighbourhood hypothesis. A smooth input admits a smooth relative deformation.
Facts & Assumptions
Given: Countable choice, compact boundaryless source , boundaryless , , and the prescribed relative family data where applicable.
The derivative map is a weak homotopy equivalence, including a bijection on components, and supplies the stated neighbourhood-relative compact smooth parameter form (The Smale–Hirsch immersion theorem, Weak homotopy equivalence, Compact parameter pairs and relative families).
For compact , path components of the genuine immersion space are regular homotopy classes, with continuous paths smoothed relative to endpoints (Smooth families and path components in the weak topology, Regular homotopy of immersions).
A weak equivalence gives lifting up to homotopy relative to every finite CW pair (Finite relative homotopy lifting across a weak equivalence). Relative homotopies are fixed on their prescribed subset (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
Proof
By [L1], derivative induces a bijection on . By [L2], the genuine components are the regular homotopy classes; the formal components are exactly homotopy classes of formal data. This gives the displayed bijection and both directions of the stated regular-homotopy criterion.
For a finite CW pair and a genuine restriction , [L3] deforms every formal extension to the derivative of a genuine extension, fixing . Hence the relative family comparison is surjective. If two genuine extensions have formally homotopic derivatives rel , apply [L3] to the finite CW pair with the prescribed genuine end families and constant tracks. The resulting genuine family on is a relative homotopy between the two extensions. This proves injectivity. Time remains a parameter of maps with source , so this argument does not require an immersion of .
For the compact smooth parameter class, apply the separate relative assertion of [L1] to the family itself or to its supplied family homotopy with the full prescribed relative region. Its hypothesis concerns the original data on an open neighbourhood, so it gives exactly the stated relative holonomization and smooth version. For ordinary paths the endpoint flattening and smoothing in [L2] produce regular homotopies. No arbitrary-compact relative conclusion is inferred from weak equivalence alone.
If the source or the parameter is empty, the corresponding mapping spaces or families have their unique vacuous data; degree-zero source manifolds are finite and the same component argument applies. Both directions of every classification follow from the bijections proved above. The finite-relative comparison uses no extra choice by [L3]; the countable-choice premise is inherited from [L1] and [L2]. Thus all asserted conclusions are proved.
Scope orientation
The proved relative comparison applies to finite CW pairs and to the neighbourhood-relative compact smooth parameter data specified in the Statement. It does not assert classification for an arbitrary compact parameter pair.
Depends on
- Finite relative homotopy lifting across a weak equivalence
- Compact parameter pairs and relative families
- The Smale–Hirsch immersion theorem
- Smooth families and path components in the weak topology
- Regular homotopy of immersions
- Space of immersions and space of formal immersions
- Weak homotopy equivalence
- Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
- A reflected sphere embedding is regularly homotopic but not isotopic to the standard one Counterexample
- Immersing the circle in the plane from a formal line monomorphism Example
- Smale's classification of sphere immersions in Euclidean space Theorem
- Sphere eversion Theorem
- Whitney–Graustein classification of plane circle immersions Theorem
Dependency tree · two levels
45 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Andrew Ranicki, Algebraic and Geometric Surgery, Ch. 7 §7.4 “The Smale–Hirsch classification of immersions”, printed pp. 142–146 (Theorem 7.35, Proposition 7.39) (standard reference, not scraped)
- Ralph L. Cohen, Bundles, Manifolds, and Homotopy, Ch. 7 §2 “Obstructions to the existence of embeddings and immersions, the Hirsch–Smale theorem”, printed pp. 226–232 (Theorem 7.5, Corollary 7.6) (standard reference, not scraped)
- John Francis, The h-Principle, Lectures 5 & 6: The Hirsch–Smale theorem (notes by C. Elliott), PDF pp. 1–4: Lemma 1.1, Corollary 1.2, Lemma 1.3 (Hirsch–Smale Fibration Lemma, n > k), Theorems 1.5 and 1.7, Lemma 1.6, Lemma 1.9 (standard reference, not scraped)