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Whitney–Graustein classification of plane circle immersions
Statement
Assume . Let be oriented immersions of the circle (regular closed curves). Then and are regularly homotopic through immersions if and only if their rotation numbers agree, . Equivalently, the rotation number induces a bijection ; every integer is realised by a -fold round circle for , and by the Gerono lemniscate for . Reversing the domain negates the rotation number, so the once-traversed round circle cannot be turned inside out in the plane through immersions. A zero-rotation immersed circle is regularly homotopic to its reversal.
Facts & Assumptions
Given: Oriented immersions and their rotation numbers .
A regular homotopy is a smooth family of immersions with prescribed ends; the rotation number is for the normalised velocity, is invariant under regular reparametrisation and negates under reversal of the orientation of the domain. Regular homotopy of immersions, Rotation number of an immersed oriented circle in the plane
A regular homotopy gives a continuous path of formal data in , so every homotopy invariant of formal data, in particular the winding invariant, is constant along it. Regular homotopy preserves the formal Gauss class
For the winding invariant classifies formal immersions: two formal immersions lie in the same path component of exactly when their winding invariants agree, by degree, and the winding invariant of the derivative of an immersion is its rotation number. Formal immersions of the circle in the plane are classified by the winding number
The derivative map is a weak homotopy equivalence (), hence induces a bijection on path components; for compact sources path components of are regular homotopy classes, and the bijection matches regular homotopy classes with homotopy classes of formal immersions. The Smale–Hirsch immersion theorem, Regular homotopy classes of immersions are formal homotopy classes, Weak homotopy equivalence
Path components are the classes of the relation "joined by a path"; a continuous path stays in one path component. Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints, Space of immersions and space of formal immersions
Proof
Necessity: let be a regular homotopy from to . By [F2] the formal data form a continuous path in , so the winding invariant is constant along it by [F5]; for the derivative of an immersion the winding invariant equals the rotation number by [F3]. Hence , and two curves with different rotation numbers are not regularly homotopic.
Sufficiency: assume . By [F3] the winding invariants of the derivatives and are equal, so these formal immersions lie in the same path component of , i.e. are homotopic through formal immersions. The derivative map is a weak homotopy equivalence by [F4], hence a bijection on path components, so and lie in the same path component of ; by [F4] path components of for the compact source are exactly the regular homotopy classes, so and are regularly homotopic.
Consequently rotation number gives a bijection : necessity and sufficiency give well-definedness and injectivity. For , has velocity of norm and unit tangent , a constant rotation of , hence degree . For , take . Its velocity is , where never vanishes for real : if its first coordinate is zero its second is . The homotopy contracts this velocity loop to through nonzero vectors, so its degree is zero. Thus every integer occurs.
Reversing the domain gives for . The constant target rotation by preserves degree and domain reversal negates it, so the reverse of a curve of rotation number has rotation number . In particular the once-traversed round circle and its reverse have values and and are not regularly homotopic. The zero class is nonempty by step 3.1; its representatives are regularly homotopic to their reversals by step 2.1. Countable choice is inherited from [F4].
Depends on
- Regular homotopy preserves the formal Gauss class
- Formal immersions of the circle in the plane are classified by the winding number
- Rotation number of an immersed oriented circle in the plane
- Regular homotopy classes of immersions are formal homotopy classes
- The Smale–Hirsch immersion theorem
- Regular homotopy of immersions
- Space of immersions and space of formal immersions
- Weak homotopy equivalence
- Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
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Sources
- Hassler Whitney, On regular closed curves in the plane, Compositio Mathematica 4 (1937), pp. 276–284 (standard reference, not scraped)
- John Francis, The h-Principle, Lecture 10: Classifying immersions of spheres, after Smale (notes by A. Beaudry) (standard reference, not scraped)