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Smale's classification of sphere immersions in Euclidean space
Statement
Assume . Let , let be the Stiefel manifold of orthonormal -frames, and let be the Stiefel bundle of the section-space proposition. Its sections are the fibrewise-injection part of the formal non-holonomic data, and the projection forgetting the underlying map and polar-normalizing the fibrewise injection is a homotopy equivalence, so path components of and of agree.
- If , then is simply connected, admits sections (because ), and the difference class of the evaluation lemma induces a non-canonical bijection . Since the Smale–Hirsch derivative map is a weak homotopy equivalence, the same set classifies regular homotopy classes of immersions: there is a non-canonical bijection between regular homotopy classes of immersions and , realised by the clutching difference class of the tangent framings.
- If , then and the difference class gives a non-canonical bijection ; in particular, if then all immersions are regularly homotopic.
- The instances used on this page: , , where with the rotation number as invariant; and , , where and hence all immersions are regularly homotopic.
Facts & Assumptions
Given: Integers , the sphere , the Stiefel bundle with fibre , and the space of its sections.
has fibre and its sections are isometric injections. Arbitrary smooth bundle monomorphisms over the identity correspond homeomorphically to sections of , whose section space strongly deformation retracts to by polar normalization. There is an actual homeomorphism ; contracting the first factor and normalizing the second give a homotopy equivalence to and a bijection of path components. Euclidean formal immersions are homotopy equivalent to Stiefel-bundle sections
Evaluation at a basepoint of the section space is a Hurewicz fibration; if the fibre is simply connected and , the difference class gives a non-canonical bijection ; if , and , then is path connected. The basepoint evaluation of the Stiefel section space is a fibration
is path connected for and simply connected for , and . Stiefel manifolds are connected in positive codimension and simply connected in codimension at least two, Stiefel spaces, Grassmannians, and tautological bundles
For the derivative map is a weak homotopy equivalence, and for compact sources it induces a bijection between regular homotopy classes of immersions and homotopy classes of formal immersions; a weak homotopy equivalence induces a bijection on path components. The Smale–Hirsch immersion theorem, Regular homotopy classes of immersions are formal homotopy classes, Weak homotopy equivalence, Formal immersion between smooth manifolds, Space of immersions and space of formal immersions
The normal bundle of the standard sphere is trivial with global frame (the radial field is nowhere zero and normal, since ), and the tangent-normal identity gives ; adding trivial summands gives for . Formal immersion gives the tangent normal-bundle identity, Whitney sums of vector bundles, A vector bundle is trivial if and only if it has a global frame, The tangent space of a regular level set is the kernel
, with embedded as ; the quotient map takes the first columns, and and are the special and full orthogonal groups. Stiefel spaces, Grassmannians, and tautological bundles, Orthogonal and special orthogonal Lie groups
For , : two formal immersions of into are in the same path component exactly when their winding invariants agree, and by degree. Formal immersions of the circle in the plane are classified by the winding number
Proof
For the quotient identification in [F7], every orthonormal -frame extends to an orthonormal basis by finite-dimensional Gram–Schmidt. Two matrices have the same first columns exactly when they differ on the right by with . Thus the first-column map induces a continuous bijection ; it is a homeomorphism because the source is compact and the target Hausdorff. When , [F6] gives . Inclusion of the tangent summand is a smooth monomorphism; polar-normalizing it by [F1] gives an isometric section of , so .
Clause 1: if , then by [F3] the fibre is simply connected, and by step 1.1; hence [F2] gives the non-canonical bijection , the non-canonicity coming from the choice of trivialisation and of the section used to identify the difference classes. Passing to immersions: the derivative map is a weak homotopy equivalence by [F5], so it induces a bijection , and [F1] identifies the latter with ; the resulting bijection between regular homotopy classes of immersions and is realised by the clutching difference class of the tangent framings.
Clause 2: if , then by [F3], using the unique final normal vector that completes a frame to a positive orthonormal basis. In particular the fibre is path connected, so [F2] and step 1.1 give the surjection . Its only possible identifications are the evaluation-loop action. Given a loop of evaluated frames based at , write for the uniquely completed oriented matrix and put . These matrices define a loop in with and . For every section with , the sections lift that loop and return to the same section . Thus every evaluation loop acts trivially on every component of the fixed-value section space. The exact-sequence component map is therefore injective as well as surjective, giving the asserted non-canonical bijection . By [F5] it also classifies regular homotopy components of immersions; in particular vanishing of this group gives a single component.
Clause 3: for , , clause 2 applies with ; the winding invariant of [F8] is a surjection that is also injective by the classification of formal immersions of the circle, so and [F5] gives with the rotation number as invariant. For , , clause 2 applies with and by [F4], so is path connected and all immersions are regularly homotopic. The Smale–Hirsch input carries its countable-choice hypothesis.
Depends on
- The basepoint evaluation of the Stiefel section space is a fibration
- Stiefel manifolds are connected in positive codimension and simply connected in codimension at least two
- The second homotopy group of SO(3) vanishes
- Formal immersions of the circle in the plane are classified by the winding number
- Euclidean formal immersions are homotopy equivalent to Stiefel-bundle sections
- Formal immersion gives the tangent normal-bundle identity
- Whitney sums of vector bundles
- Stiefel spaces, Grassmannians, and tautological bundles
- Orthogonal and special orthogonal Lie groups
- Regular homotopy classes of immersions are formal homotopy classes
- The Smale–Hirsch immersion theorem
- Weak homotopy equivalence
- Formal immersion between smooth manifolds
- Space of immersions and space of formal immersions
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- A vector bundle is trivial if and only if it has a global frame
- The tangent space of a regular level set is the kernel
Used by
Dependency tree · two levels
102 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Ralph L. Cohen, Immersions of Manifolds and Homotopy Theory (Harvard CMSA Math-Science Literature Lecture write-up, June 30 2022), §2.1 Theorem 5 (standard reference, not scraped)
- John Francis, The h-Principle, Lecture 10: Classifying immersions of spheres, after Smale (notes by A. Beaudry) (standard reference, not scraped)