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Sphere eversion

Statement

Assume ACω for the existence and classification assertions. The standard embedding ι:S2↪R3 is regularly homotopic, through immersions S2→R3, to its inside-out reflection ι∘a (equivalently to r∘ι for a reflection r of R3). More precisely, every two immersions S2→R3 are regularly homotopic: the space Imm⁡(S2,R3) is path connected, and a regular homotopy from ι to ι∘a cannot be chosen through embeddings (this last assertion uses AC, through the Jordan–Brouwer separation theorem).

Facts & Assumptions

Given: The unit sphere S2, the standard embedding ι, the antipodal map a(x)=−x, a reflection r of R3, the space Imm⁡(S2,R3) with the weak compact-open C∞ topology, and the formal-immersion space FImm⁡(S2,R3).

[F1]

The formal data of ι and of ι∘a are homotopic: they lie in the same path component of FImm⁡(S2,R3), and the difference class in π2(V2(R3))≅π2(SO(3)) vanishes. Standard and reflected two-sphere immersions have homotopic formal data in R^3

[F2]

The derivative map Imm⁡(S2,R3)→FImm⁡(S2,R3) is a weak homotopy equivalence (2<3, compact closed source), hence induces a bijection on path components; for the compact source S2, path components of Imm⁡ are the regular homotopy classes. The Smale–Hirsch immersion theorem, Regular homotopy classes of immersions are formal homotopy classes, Weak homotopy equivalence

[F3]

All immersions S2→R3 are regularly homotopic, since π2(SO(3))=0 and V2(R3)≅SO(3); equivalently the immersion space is path connected by the classification theorem. Smale's classification of sphere immersions in Euclidean space, The second homotopy group of SO(3) vanishes

[F4]

A regular homotopy is a smooth family whose every slice is an immersion; a homotopy through embeddings is a smooth family whose every slice is injective and immersive, hence an embedding of the compact sphere. Regular homotopy of immersions, Immersions, submersions, and constant-rank maps

[F5]

Jordan–Brouwer separation (AC): the image of every embedding S2↪R3 has exactly two complementary components, one bounded and one unbounded, with common boundary the image. Jordan–Brouwer separation, The Axiom of Choice

[F6]

The divergence theorem for bounded C1 Euclidean domains: for a bounded domain B with C1 boundary and the field X=13x, ∫Bdiv⁡X dV=∫∂BX⋅n dA, so the flux of 13x through the outward-oriented boundary equals vol⁡(B); with the opposite orientation the flux is −vol⁡(B). Divergence on a bounded C1 Euclidean domain

Proof

1.1F1F2F4

ι and ι∘a are regularly homotopic: by [F1] their formal data lie in one path component of FImm⁡(S2,R3), and the derivative map is a weak homotopy equivalence, hence a bijection on path components by [F2]; path components of Imm⁡(S2,R3) are the regular homotopy classes by [F2], so there is a regular homotopy S2×[0,1]→R3 from ι to ι∘a. Follow this homotopy by t↦At∘(ι∘a), where At is a smooth rotation path from I to A=−r. For a reflection in a plane with unit normal u, A fixes u and rotates u⊥ by π, so rotation through πt supplies this path. Reparametrizing both paths to be constant near their endpoints makes their concatenation smooth, with initial map ι and final map r∘ι.

1.2F3F4

Imm⁡(S2,R3) is path connected: by [F3] every two immersions of S2 into R3 are regularly homotopic, and regular homotopies are paths in the immersion space by [F4].

1.3F4F5F6

No regular homotopy from ι to r∘ι can be chosen through embeddings. Suppose H:S2×[0,1]→R3 were such a family with every slice an embedding. Define the flux S(t)=∫S2Ht∗ω, where ω is the 2-form of the field 13x, that is, the integral over the parametrised surface of 13H⋅(∂1H×∂2H) in positively oriented local coordinates. The integrand depends continuously on (x,t) and S2×[0,1] is compact, so S is continuous. For each t, Ht is a smooth embedding of the compact sphere, so by [F5] its image bounds a compact region Bt; the divergence theorem in the form of [F6] identifies S(t) with ±vol⁡(Bt), the sign being + or − according to the orientation of the parametrisation, so S(t)≠0 for every t; a continuous nonzero function on [0,1] has constant sign.

2.1F5F6step 1.1step 1.2step 1.3∎

Evaluating the two ends: for H0=ι with the positively oriented coordinates of S2 as the boundary of the unit ball, ι∗ω is the outward-oriented flux form of 13x through the unit sphere, whose integral is the volume 4π3 of the unit ball by [F6]. For H1=r∘ι or H1=ι∘a=(−I)∘ι, the chain rule gives ∂i(r∘ι)=r∘∂iι, and the identity (Au)×(Av)=det⁡(A)A(u×v) for either orthogonal map with determinant −1 shows that the pulled-back flux form changes sign: ∫S2(r∘ι)∗ω=−∫S2ι∗ω=−4π3. Hence S(0)>0>S(1), contradicting the constant sign forced in step 1.3. Therefore no homotopy from ι to r∘ι through embeddings exists, every regular homotopy between them has non-injective slices, and the inside/outside labelling necessarily changes along any eversion. The existence assertion of the theorem is step 1.1 and the path-connectedness is step 1.2; the Jordan–Brouwer input of step 1.3 carries AC, while the existence and classification assertions inherit countable choice from Smale–Hirsch.

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