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The oriented open-closed surface category with colored free boundary
Definition
Fix a set of boundary colors. A black boundary component is a parametrized incoming or outgoing boundary circle or interval. A free boundary component is a connected component of the remaining boundary, labeled by one element of . The corners are exactly the intersections of black and free faces: each corner has one incident black face and one incident free face, with no black--black or free--free corners. A smooth structure with corners means that every point has a chart in an open subset of , , and transition maps extend smoothly to open subsets of .
Each surface representative is equipped with smooth collars of its black and free faces that are product collars in the quadrant charts at corners. A collar of a face is a smooth embedding restricting to the identity on . The collars are used only to define gluing; morphisms forget their lengths and are identified by orientation-preserving diffeomorphisms that fix every black parameterization, preserve incoming/outgoing faces, and preserve each free-boundary color. Under , compatible collars exist: use the smooth collar theorem on rounded ambient surface pieces and the finite chart-and-flow construction below to retain the prescribed product collars at corners.
An object is a finite ordered word in:
- the positively oriented circle ; and
- intervals , for , oriented from their left endpoint of color to their right endpoint of color .
The empty word is allowed. A morphism from a word to a word is an equivalence class of compact oriented smooth surfaces with corners whose black boundary is the disjoint union of a parameterized incoming copy of and a parameterized outgoing copy of , with the induced boundary orientations opposite to the object orientations on incoming components and equal on outgoing components. Every free-boundary component is colored in , and its label must equal the endpoint color of every incident black interval at each corner. No free boundary is required to be connected, and a free component may be a circle (a window) or an interval between corners.
Composition glues the outgoing black boundary of the first surface to the incoming black boundary of the second, component by component, using the fixed parameterizations. A circle matches a circle; matches the oppositely oriented copy of that same interval, with its endpoint colors in the reversed boundary orientation. Tensor product is ordered disjoint union and concatenation of words. The symmetry is the cylinder with the ordered boundary components permuted. The identity on a word is its product cylinder.
Write for this symmetric monoidal category. Its objects include circle and interval words and its morphisms may have colored free boundary.
The closed oriented surface category has only finite words of circles as objects and only morphisms with no free boundary at all. For , it is not the full subcategory of on circle words: that full subcategory also contains circle-to-circle surfaces with colored free-boundary windows. For , no free boundary can be colored, so it is the full subcategory on circle words (and every object is a circle word).
For a field , is the category of finite-dimensional -vector spaces and linear maps with the usual tensor product, unit , associator, unitors, and flip. A (closed or open-closed) 2D TQFT here is a strong monoidal functor from the indicated surface category to that preserves symmetry as in Braided monoidal functor; both categories are symmetric monoidal, so this is a strong symmetric monoidal functor. Morphisms of TQFTs are monoidal natural transformations, with the binary and unit compatibility equations of Monoidal natural transformation.
Facts & Assumptions
Given: A color set , , and the smooth surface and collar conventions above.
is the countable-choice principle used by the collar theorem (The Axiom of Countable Choice ()).
A category has objects, typed morphisms, associative composition, and identities satisfying the two identity laws (Category, object, morphism, domain, codomain, identity, composition, and hom-collection): “” and “.”
A monoidal category has a bifunctor, a unit, associators and unitors satisfying the pentagon and triangle equations (Monoidal category).
A symmetric monoidal category is a braided monoidal category whose double braiding is the identity (Symmetric monoidal category).
Under , every smooth manifold with boundary has a smooth collar (Collar neighborhood theorem).
A strong monoidal functor has invertible tensor and unit structure maps and obeys the associativity and unit coherence equations (Lax, strong, and strict monoidal functors).
A monoidal natural transformation obeys the binary tensor and unit compatibility equations (Monoidal natural transformation).
Nested Euclidean balls admit smooth bumps equal to one on the inner closed ball and supported in the outer open ball (A smooth bump between concentric Euclidean balls).
Smooth fields on boundaryless manifolds have unique smooth local flows with open time-state domain (The fundamental theorem on flows).
If the source and target symmetries are and , a strong symmetric monoidal functor with tensor structure maps satisfies , the symmetry-preservation condition of Braided monoidal functor.
Proof
Finite smooth cutoffs and partitions on the compact corner charts are obtained from [F7]: restrict ambient Euclidean bumps to each half-space or quadrant chart, using a strict support margin to extend by zero. Choose a finite family whose smaller chart neighborhoods cover the compact set, and divide its bumps by their positive sum there. Thus the interpolation below uses actual finite smooth partitions without applying a boundaryless manifold theorem to corners. A corner in a compact surface with faces is isolated, so compactness gives finitely many corners. Choose pairwise disjoint quadrant charts about them; their two coordinate directions give product collars of the incident faces that agree on the quadrant. Delete smaller quadrant neighborhoods and round the new boundary junctions inside those neighborhoods. The remaining ambient surface is a smooth manifold with boundary, so [F4] gives collars of its remaining original boundary arcs. Restrict those collars to the black and free arcs. On each overlap with a corner chart, interpolate their inward transverse vector fields with the coordinate normal field by a smooth partition of unity, taking the coordinate field on a smaller corner neighborhood. Positive inward normal components remain positive under this interpolation. Near a corner use the two coordinate fields for the two incident faces; they commute there and are tangent to the other face. Their smooth ambient local flows from [F8], restricted to inward times and a common sufficiently small width on each compact face, give face collars equal to the fixed product collars in the smaller quadrant. Away from corners the two faces do not meet, so no further compatibility is required. This finite construction gives the compatible face collars in the definition. A black face glues to an oppositely oriented black face of the same type, and the interval endpoint colors match by the stated rule; therefore the quotient retains an oriented surface with corners and the unglued free faces retain their labels.
Arbitrary compatible black collars can also be compared. Each collar is the flow collar of its normal-coordinate vector field near the face. These fields are inward transverse to that face and tangent to its incident free faces; interpolate the two fields linearly on a common neighborhood. Transversality stays positive, and tangency is preserved. Their flows give a smooth family of collars of a common smaller width, fixed on the face and preserving the free faces. On this neighborhood the velocity vanishes on the black face and is tangent to the free faces. Multiply it by a cutoff equal to one on a still smaller collar and zero outside the common neighborhood. The ambient time-dependent flow (obtained from [F8] on the product with the time coordinate) is a diffeomorphism carrying to on that smaller collar, fixing all black parameterizations and preserving the free faces. At the corners use ambient extensions of the product charts; tangency makes their restricted flows preserve each free face. Thus the resulting collar comparison descends across a glued seam. Shortening or increasing reparameterization of a collar is handled by the same construction. A diffeomorphism of either input transports its collar to a compatible collar on the other representative, so this comparison also proves independence of representatives.
For three composable representatives, both parenthesized composites identify the same three collared surfaces along the same two black boundary parameterizations. In product coordinates, both quotients are obtained by replacing the two seam collars by the same concatenated interval; a smooth increasing reparameterization of that interval gives a diffeomorphism fixed on the exterior black boundary. Hence composition is associative on equivalence classes. Gluing an identity cylinder merely lengthens a collar and is equivalent to the original surface by step 2.1.
Ordered disjoint union is associative with the empty surface as strict unit at the level of words and diffeomorphism classes, and interchange makes it a bifunctor. The cylinder that permutes components gives the symmetry. Its double application is the identity permutation. For any morphisms and , the two composites in the symmetry-naturality square are the same disjoint union of and with the same block permutation of boundary components, so they represent the same relative surface, with the component identification equal to the identity in every corresponding black collar. Each of the two hexagon composites for three words is a cylinder for the same permutation of the three blocks, so those composites also agree; a permutation with an empty block is the identity. The unit and associator are identities in this strict category, so the monoidal pentagon and triangle also hold. Thus the component-permutation cylinders satisfy the braiding and symmetry axioms directly.
The condition is preserved by gluing and disjoint union, so the circle-only objects and no-free-boundary morphisms form the stated closed symmetric monoidal subcategory. If , choose : a genus-zero circle-to-circle surface with an additional free circular face colored lies in the full circle-object subcategory but not in the closed category. If , a coloring of a nonempty free boundary would require an element of the empty set, so every morphism has no free boundary and the full subcategory equals the closed category.
For the strong symmetric monoidal functors of [F5] and [F9], identity natural transformations satisfy the binary and unit compatibility equations of [F6]; if two transformations satisfy them, substitution in those equations shows their componentwise vertical composite also satisfies them. Their identity and associativity laws hold componentwise in the target category [F1]. Thus the morphisms between the functors in the definition form the stated category.
Depends on
- A smooth bump between concentric Euclidean balls
- The fundamental theorem on flows
- Category, object, morphism, domain, codomain, identity, composition, and hom-collection
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Lax, strong, and strict monoidal functors
- Braided monoidal functor
- Monoidal category
- Monoidal natural transformation
- Symmetric monoidal category
- Collar neighborhood theorem
Used by
- The marked boundary-relative open-closed normal word Definition
- Elementary colored surface sewings give the Frobenius relations Lemma
- Face-relative Morse decomposition into the ten sewing generators Lemma
- The complete colored boundary-relative surface normal-form theorem Lemma
- Closed oriented two-dimensional TQFTs are commutative Frobenius algebras Theorem
- Typed colored knowledgeable Frobenius data classify open-closed sewing Theorem
Dependency tree · two levels
36 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Aaron D. Lauda and Hendryk Pfeiffer, Open-closed strings: Two-dimensional extended TQFTs and Frobenius algebras, arXiv:math/0510664v3 (standard reference, not scraped)
- Joachim Kock, Frobenius algebras and 2D topological quantum field theories, complete minicourse notes (standard reference, not scraped)
- Gregory W. Moore and Graeme Segal, D-branes and K-theory in 2D topological field theory, arXiv:hep-th/0609042v1 (standard reference, not scraped)