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DefinitionDefinition: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passjudge pass (gpt-6-luna)
How statement and proof provenance work

The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

These labels describe origin, not correctness: citations and verification chips remain separate evidence.

Finite block encoding

Definition

Write T† for the adjoint T∗ characterized by The adjoint T∗:W→V is characterised by ⟨Tv,w⟩W=⟨v,T∗w⟩V. Fix integers m,n≥1, a≥0, and d≥max⁡(m,n). On each coordinate space Cr use ⟨x,y⟩root:=∑q=1rxqyq‾, linear in the first argument. Put the ancilla register before the system register in every tensor product, and let e0=(1,0,…,0) be the first standard basis vector in C2a. For A:Cn→Cm, choose as part of the data padding maps Ein:Cn→Cd and Eout:Cm→Cd satisfying Ein†Ein=In and Eout†Eout=Im. The default padding sends a coordinate vector to the same coordinates followed by zeros. Set A^:=EoutAEin†:Cd→Cd.

Let Ja:Cd→C2a⊗Cd be Jax=e0⊗x, where e0 is the all-zero computational basis vector, and let Πa:=JaJa†. For a unitary U on C2a⊗Cd, its projected block is the endomorphism BU:=Ja†UJa of Cd. It is not asserted to be unitary.

For α>0 and ε≥0, the tuple (U,a,α,ε,d,Ein,Eout) is an (α,a,ε) block encoding of A when α≥∥A∥op and ∥BU−A^/α∥op≤ε. The exact case is ε=0. For square A, take m=n=d and both embeddings equal to the identity. For rectangular A, the dimensions and embeddings remain part of the encoding data.

The equivalent projector notation identifies BU with the restriction of ΠaUΠa to ran⁡(Πa), transported to Cd by Ja; it does not regard ΠaUΠa as a unitary.

Remarks

This item uses normalized compression error: its ε corresponds to an unnormalized tolerance αε. In Gilyén et al., Definition 43, the stated condition is ∥A−αBU∥op≤εsrc, which implies ∥A∥op≤α+εsrc; the local promise α≥∥A∥op is additional in the approximate case. The choice of α≥∥A∥op follows the exact rescaling convention in Childs, §29.1.

Facts & Assumptions

Given: Finite coordinate spaces with their standard complex inner products, a unitary U on C2a⊗Cd, and the declared dimensions and embeddings above.

[F1]

Real and complex inner-product spaces and their induced length: the complex inner product is linear in its first argument and its induced length is ∥x∥=⟨x,x⟩.

[F2]

The norm ∥v∥=⟨v,v⟩ induced by a real or complex inner product: the inner-product norm is the nonnegative square root of the diagonal pairing.

[F3]

The operator norm is zero on the zero domain and otherwise is max_{||v||=1} ||Tv||: the operator norm on a nonzero finite-dimensional domain is the maximum of ∥Tx∥ over unit vectors, and on the zero domain it is zero.

[F4]

The adjoint T∗:W→V is characterised by ⟨Tv,w⟩W=⟨v,T∗w⟩V: ⟨Tx,y⟩=⟨x,T∗y⟩ for every x,y; this item writes T∗ as T†.

[F6]

Linear isometries, and orthogonal or unitary operators on finite-dimensional inner product spaces: a unitary on a finite-dimensional complex inner-product space is an invertible linear isometry.

Proof

1.1givenF1F4F5algebra

Since e0 is a unit vector, Ja†Ja=I and JaJa†=Πa. Therefore Ja†(ΠaUΠa)Ja=Ja†UJa=BU and ΠaUΠa=JaBUJa†. Thus Ja identifies the restriction of ΠaUΠa on its range with BU.

1.2givenF1F2F4F5algebra

The padding conditions give Ein†Ein=In and Eout†Eout=Im. Thus Pin:=EinEin† is a self-adjoint idempotent. For every z, Pinz and (I−Pin)z are orthogonal, so ∥Pinz∥2≤∥z∥2. By [F4], ∥Ein†z∥2=⟨Pinz,z⟩=∥Pinz∥2 and ∥Einx∥2=⟨x,Ein†Einx⟩=∥x∥2. The same adjoint identity gives ∥Eouty∥2=⟨y,Eout†Eouty⟩=∥y∥2. Thus the input adjoint is contractive and both padding maps preserve length.

2.1givenF6step 1.1algebra

For a=1 and U=X⊗Id, where X=(0110), the displayed matrix satisfies X†X=XX†=I, so U is unitary, but ΠaUΠa=0. Hence the full projected operator need not be unitary.

3.1step 1.2F1F2F3algebra∎

For a unit z∈Cd, if Ein†z≠0, normalize that vector in the maximum defining [F3]; if it is zero, its image under A is zero. In either case, ∥EoutAEin†z∥≤∥A∥op∥Ein†z∥≤∥A∥op, so ∥A^∥op≤∥A∥op. Conversely, for each unit x∈Cn, Einx is unit and ∥A^Einx∥=∥EoutAx∥=∥Ax∥. Taking suprema yields ∥A^∥op=∥A∥op by [F3].

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