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Positive ricci curvature without a uniform lower bound implies compactness
Statement
Assume the inherited Axiom of Countable Choice . False claim: if is a complete, connected, boundaryless Riemannian manifold whose Ricci curvature is pointwise positive, for every and every , then is compact.
The claim drops the uniformity of the lower bound in Bonnet–Myers: it asks only for a positive value at each point, with no common satisfying . The paraboloid, the standard surface whose positive curvature decays to zero, refutes it.
Facts & Assumptions
Given: The inherited of [A1], the paraboloid with the Riemannian metric induced from Euclidean , and the false claim displayed in the statement.
The countable-choice premise is the inherited (The Axiom of Countable Choice ()), carried by the hypersurface-curvature and submanifold-completeness suppliers cited below; the paraboloid computation itself selects nothing.
Hypersurface curvature and the shape operator of a graph (Euclidean hypersurface sectional curvature from principal curvatures, Shape operator, Principal curvatures, Gaussian curvature, and mean curvature of an oriented hypersurface, Induced connection and second fundamental form): for an embedded Euclidean hypersurface of dimension with a smooth unit normal and orthonormal principal directions of principal curvatures , the sectional curvature of is ; the principal curvatures are the eigenvalues of the shape operator , so on a surface the only sectional curvature is . For a parametrized surface with first and second fundamental forms and one has and ; for the graph of a smooth over the -plane with unit normal , , one has , and .
Ricci curvature is (Ricci curvature), computed in an orthonormal basis by (Ricci curvature is symmetric and basis independent), and the sectional curvature of an orthonormal two-plane spanned by is (Sectional curvature). The four-tensor satisfies first-pair and last-pair skewness and pair interchange (Algebraic symmetries of the Riemann tensor).
Bonnet–Myers: a nonempty, complete, connected, boundaryless Riemannian manifold of dimension with for a constant is compact (Bonnet myers). Its hypothesis is a uniform lower bound, not pointwise positivity.
Graphs, closedness, completeness and compactness (The graph of a smooth map is an embedded submanifold, The graph of a continuous map into a Hausdorff space is closed in the product, Closed embedded submanifolds of complete Riemannian manifolds are complete, and for with the Euclidean metric are complete, componentwise from the Cauchy criterion in , Complete metric space: every Cauchy sequence converges in the space, Open cover, subcover, compact metric space, and compact subset of a metric space, Greatest lower bound (infimum)): the graph of a smooth map is an embedded submanifold and is closed in the product, and a closed embedded submanifold of a complete Riemannian manifold whose connected components are complete is complete in the induced Riemannian metric; Euclidean is complete. A metric space is compact exactly when every sequence in it has a convergent subsequence, and a convergent sequence in is bounded. The infimum of a nonempty set of reals bounded below is its greatest lower bound.
Connectedness ( is polygonally connected, connected, locally path-connected and locally connected, Every path-connected space is connected, and every path component lies inside a component, A continuous image of a connected space is connected, and connectedness is a topological property): is path connected, hence connected, and a continuous image of a connected space is connected.
Refutation
Proof technique: direct: the paraboloid is an embedded complete noncompact graph; its first and second fundamental forms give , which is positive everywhere with infimum zero; on a surface the Ricci tensor is times the metric, so the paraboloid has pointwise positive Ricci curvature while its curvature infimum is zero, and it is complete and noncompact.
The paraboloid is a complete, connected, noncompact surface. [F4, F5, given] The map , , is smooth and continuous, so its graph is an embedded submanifold of and is closed in by [F4]. The Euclidean metric of is complete and its Riemannian distance is the Euclidean distance, so [F4] makes complete in the induced Riemannian metric. The map is continuous with image , and is path connected by [F5], so is path connected, hence connected, by [F5]. For noncompactness consider for : the Euclidean norms are unbounded, so has no convergent subsequence and [F4] shows that is not compact.
The curvature at each point is . [F1, given] Parametrize by , so that , and where . The upward unit normal is , and the second fundamental form has matrix By [F1] the shape operator satisfies and By [F1] the sectional curvature of the tangent plane at , the only tangent two-plane of the surface, is .
On a surface the Ricci tensor is times the metric. [F2] Let and let be an orthonormal basis of . Since is two-dimensional, is its only tangent two-plane; every orthonormal basis of this plane computes its basis-independent sectional curvature, so by [F2]. Using the orthonormal-basis formula of [F2] and the skew symmetries, the middle equality by pair interchange, and likewise ; and because the two terms have respectively equal first and equal last entries. By bilinearity and symmetry of the Ricci tensor, at every point.
The curvature is positive with infimum zero. [F4, step 1.2] For every the numerator and the denominator are positive, so by step 1.2: the paraboloid has positive sectional curvature everywhere. On the other hand, given any choose with ; then the point has . Hence lies below every value of but no positive number is a lower bound, so the greatest lower bound of the set of values of is by [F4].
The paraboloid has pointwise positive Ricci curvature but no uniform positive lower bound. [step 1.3, step 2.1] By steps 1.3 and 2.1, for every and every , so the pointwise positivity hypothesis of the false claim holds. If there were a constant with (the case of the Bonnet–Myers bound ), then evaluating at a unit vector would give for every , contradicting from step 2.1. Hence no uniform positive lower bound exists.
The false claim fails, and Bonnet–Myers is not contradicted. [F3, step 1.1, step 3.1] The surface is complete, connected, boundaryless, two-dimensional, and has pointwise positive Ricci curvature by step 3.1, but it is noncompact by step 1.1. Therefore the claim that pointwise positive Ricci curvature forces compactness is false. The theorem of [F3] is unaffected: its hypothesis with a fixed fails on by step 3.1, so no contradiction arises; the example isolates the uniformity of the lower bound, not the pointwise sign of the curvature, as the hypothesis that forces compactness. Dimension zero and one are not witnesses, since Bonnet–Myers and the deduction are stated in dimension at least two; the paraboloid realizes the minimal dimension . No choice beyond the inherited [A1] is used.
Source locator
Datar §27.1 and §28.2, pp.199–200 and 210–212, and Eschenburg §12, pp.59–62, state Myers' theorem with the uniform lower bound and note that positivity alone does not suffice. The paraboloid computation (graph fundamental forms, shape operator, Gauss curvature and completeness) is carried out above from the published hypersurface-curvature, graph-submanifold and completeness suppliers.
Depends on
- Bonnet myers
- Ricci curvature
- Euclidean hypersurface sectional curvature from principal curvatures
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Sectional curvature
- Shape operator
- Principal curvatures, Gaussian curvature, and mean curvature of an oriented hypersurface
- Induced connection and second fundamental form
- The graph of a smooth map is an embedded submanifold
- The graph of a continuous map into a Hausdorff space is closed in the product
- Closed embedded submanifolds of complete Riemannian manifolds are complete
- $\mathbb{R}$ and $\mathbb{R}^n$ for $n \ge 1$ with the Euclidean metric are complete, componentwise from the Cauchy criterion in $\mathbb{R}$
- Complete metric space: every Cauchy sequence converges in the space
- Open cover, subcover, compact metric space, and compact subset of a metric space
- Greatest lower bound (infimum)
- $\mathbb{R}^n$ is polygonally connected, connected, locally path-connected and locally connected
- Every path-connected space is connected, and every path component lies inside a component
- A continuous image of a connected space is connected, and connectedness is a topological property
- Ricci curvature is symmetric and basis independent
- Algebraic symmetries of the Riemann tensor
- Riemann curvature four-tensor
Used by
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Sources
- Ved Datar, Lectures on Riemannian Geometry (2025) (standard reference, not scraped)
- J.-H. Eschenburg, Comparison Theorems in Riemannian Geometry (standard reference, not scraped)