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A boundary-fixed punctured-disk homeomorphism acting trivially on the fundamental group is isotopic to the identity

Statement

Assume AC. Let h∈Homeo⁡+(D2,∂D2) preserve Qn setwise and act as the identity on π1(D2∖Qn,d). Then h is isotopic to idD2 relative to ∂D2 and Qn.

Facts & Assumptions

Given: AC, the canonical configuration Qn, and a boundary-fixed homeomorphism h preserving it setwise and inducing the identity on the based fundamental group of X=D2∖Qn.

[F1]

Trivial induced action fixes every puncture and gives, for every standard stem, a homotopy on the compact square with fixed endpoints d,qi, avoiding all marked points at other arc parameters (Trivial action on the standard meridians fixes the punctures and the stem arcs up to homotopy, Standard meridians of a punctured disk).

[F2]

Under AC, the kernel of forgetting qn in the pure mapping class group is the image of Push⁡n:π1(Yn,qn)→PMod⁡(D2,Qn;∂D2), where Yn=int⁡D2∖{q1,…,qn−1}. The target of forgetting uses the actual truncation Qn′, rather than the canonical rank-(n−1) configuration (Point pushing is the kernel of forgetting the last disk puncture).

[F3]

The point push of a loop γ is represented by the inverse endpoint of an ambient isotopy lifting its motion, and depends only on its based homotopy class (Point pushing the last puncture).

[F4]

Smooth separated finite point motions extend to boundary-fixed disk isotopies under countable choice, implied by AC (Smooth finite point motions extend to disk isotopies, AC implies DC implies countable choice, The Axiom of Choice). Isotopy relative to a marked set is exactly equality of the corresponding mapping classes (Boundary-fixed mapping class group of a punctured disk).

[F5]

At n=1 the geometric braid group is trivial, and the boundary-fixed one-puncture mapping class group is isomorphic to it (Pure geometric braids and ordered configuration loops, Braid group as boundary-fixed punctured-disk mapping classes).

[F6]

The boundary-fixed disk homeomorphism group is contractible by the Alexander formula (Alexander contraction of the boundary-fixed disk homeomorphism group).

Proof

1.1givenF1F5F6base

Base case and purity. For n=0 the conclusion is the boundary-fixed disk Alexander contraction of [F6]; for n=1 it follows from [F5]. For n≥2, [F1] first shows that h fixes every qi, so its class lies in the pure mapping class group and the forgetting map of [F2] applies. We prove the assertion by induction on n.

2.1F4step 1.1ihconstruct

Filling the last puncture and applying induction at the correct configuration. Put Z=D2∖{q1,…,qn−1} and let j:X↪Z. The induced j∗ is surjective: any loop in Z is homotopic rel d to a finite polygonal loop avoiding the finite marked set, and a further small detour removes any passage through the single extra point qn. The homotopy and detour stay in Z. Since h∗j∗=j∗h∗ and h∗∣π1(X,d)=id⁡, this surjectivity implies h∗∣π1(Z,d)=id⁡. To transport the truncation Qn′ to the canonical rank-(n−1) tuple C=(cj), use the explicit motion qj↦(1+t/n)qj+t/(4n), j<n, on the real axis; it ends at cj=(2j−n)/(4n), preserves order, and remains in the interior. Reparametrize smoothly to be constant near the time endpoints and apply [F4], giving a boundary-fixed endpoint homeomorphism R with R(Qn′)=C. The map RhR−1 induces the identity on the fundamental group of the canonical (n−1)-punctured disk. Induction therefore makes its mapping class trivial; conjugating the isotopy back shows that h is isotopic to the identity relative to the actual truncation Qn′. Thus [h] lies in the forgetting kernel of [F2].

3.1F2F3F4step 2.1construct

An actual point-motion representative of the kernel. By [F2], write [h]=Push⁡n([γ]) for a loop γ in Yn based at qn. A compact loop avoiding the finite set of other marked points can be replaced in its based class by a finite polygonal loop, then rounded smoothly and made constant near the time endpoints; each replacement stays in small disks missing those points. Apply [F4] to this last-point motion and the constant motions of all the other points. It gives a jointly continuous ambient isotopy Ht with H0=id⁡, Ht(qj)=qj for j<n, and Ht(qn)=γ(t). Put k=H1. By [F3], [k]=[h]−1 relative to the boundary and all Qn, so k∗=id⁡ on π1(X,d): a marked-set isotopy restricts to a based homotopy on X, and the inverse class of h also induces the identity.

4.1F1step 3.1construct

The compact tether square detects the moving-point loop. Let s=sn. The map B(u,t)=Ht(s(u)) is a continuous map of the compact square into Z: its image never meets qj for j<n, since Ht fixes those points and is injective. Its left edge is the constant d, its lower edge is s, its right edge is γ, and its upper edge is k∘s. Its boundary relation is therefore s⋅γ⋅(k∘s)−1≃1 in Z. Independently, apply [F1] to the endpoint homeomorphism k, whose induced action is the identity. This gives a compact relative-endpoint homotopy k∘s≃s with fixed endpoints d,qn. Filling qn makes this an ordinary relative path homotopy in Z. Substitute it into the boundary relation to obtain s⋅γ⋅s−1≃1, hence [γ]=1 in π1(Z,qn) by basepoint transport along s. This uses the compact endpoint homotopy supplied by [F1], not an extension of an arbitrary homotopy on X.

5.1F3F4step 3.1step 4.1discharge-induction∎

Returning to the interior and closing induction. The loop γ lies in the interior and has compact image. Choose r0<1 so that all its points and all qj have norm less than r0. Compress the outer collar radially by r↦r for r≤r0 and r↦r0+(r−r0)/2 for r≥r0. This continuous map sends Z into Yn, fixes γ and qn, and avoids the other marked points because it changes only the outer collar. Composing the nullhomotopy from step 4.1 with it shows [γ]=1 already in π1(Yn,qn). [F3] now gives [h]=Push⁡n(1)=1. By [F4] this is precisely an isotopy to the identity relative to ∂D2∪Qn. The induction is complete. AC is used through the point-pushing kernel theorem and point-motion extensions; no general arc-tameness or arc-isotopy theorem is needed in this proof.

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