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Annular state expansion for the Kauffman bracket skein module

Statement

Assume the Axiom of Choice. Let A be a planar annulus and identify the solid torus with A×[−1,1]. Let R=Z[A±1], δ=−A2−A−2, and let z be a formal polynomial variable. For a regular annular diagram D, a state S smooths every crossing. Let a(S) and b(S) count its A- and B-smoothings, let u(S) count the resulting circles that bound disks in A, and let e(S) count the resulting circles that do not bound disks in A; call a circle that does not bound a disk essential. If m is the total full-twist correction from the blackboard framing to the specified framing, counting an A-type twist positively and its inverse negatively as in the framed diagram calculus, set

Ψ(D,m)=(−A3)m∑SAa(S)−b(S)δu(S)ze(S).

This value is independent of the regular annular diagram and twist correction of the framed link and induces an R-linear map

Ψ:KA(A×[−1,1])⟶R[z].

For the empty link, the empty diagram has its unique empty state and the formula gives Ψ(∅)=1.

The diagram below shows one essential core curve and one contractible circle in an annular state; every smoothed component is classified by these two types.

z°essentialcoreandcontractiblecircle

Facts & Assumptions

Given: The Axiom of Choice, a framed link in the solid torus A×[−1,1], and a regular annular diagram with its full-twist correction.

[A1]

The Axiom of Choice, written AC (The Axiom of Choice).

[A2]

Countable choice, written ACω, means every countable family of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[A3]

In ZF, AC implies ACω (AC implies DC implies countable choice).

[F1]

At a crossing, the Kauffman bracket state sum uses the A-smoothing with weight A, the B-smoothing with weight A−1, and the loop value δ=−A2−A−2 (Kauffman bracket smoothing and loop value).

[F2]

The module is generated by framed-link classes modulo the crossing and trivial-circle relations (Kauffman bracket skein module of a three-manifold).

[F3]

Every framed link in the solid-torus product admits a regular annular diagram with signed full-twist correction marks, and framed isotopies of links are represented by annular planar isotopies and finitely many R1, R2, and R3 moves; R1 changes the blackboard twist correction by the opposite unit (Framed link diagrams and local Reidemeister moves in plane products).

[F4]

In the fixed source-chart convention, the crossing operators cancel under R2 and satisfy the three-strand braid relation under R3; these are equalities of local Temperley–Lieb tangles (Kauffman bracket R2 and R3 identities).

[F5]

For two disjoint smoothly embedded circles in S2, the complement consists of two open disks and a unique open annulus bounded by the circles (Two disjoint circles in the two-sphere cobound an annulus).

Proof

1.1A1F1F5givencasesconstruct

Let Bi and Bo be the inner and outer boundary circles of the planar annulus. For any embedded state circle C, apply [F5] to C and Bi. Their complement has a disk component on the Bi side, a disk component on the C side, and an annulus component. Since Bo lies outside the disk bounded by Bi, it lies either in the annulus component or in the disk component on the C side. In the first case the disk component on the C side lies inside the disk bounded by Bo and outside the disk bounded by Bi, so C bounds a disk in A. In the second case C separates Bi from Bo, and the annulus component between C and Bi lies inside the disk bounded by Bo and outside the disk bounded by Bi. The two disk sides of C then contain Bi and Bo, respectively, so neither is contained in A; hence C is essential exactly in this second case. Thus an essential C has Bi and Bo on opposite disk sides. For two disjoint essential state circles, apply [F5] to the pair. Each disk side containing Bi contains the disk bounded by Bi, while Bo lies on the opposite side of both; therefore the curves are nested and the complementary annulus between them lies outside the disk bounded by Bi and inside the disk bounded by Bo, hence in A. Ordering the finitely many essential circles by disk inclusion shows every consecutive pair bounds such an annular band, so they are parallel. Thus u(S) and e(S) are unambiguous finite counts, and each state contributes a Laurent-polynomial multiple of ze(S).

2.1F1F2step 1.1algebra

The state set is finite. At a chosen crossing, partition it into states using the A-smoothing and states using the B-smoothing. In a framed skein triple the exterior annular strips agree; place the same twist marks on those common arcs and none on the blackboard-framed local crossing or smoothings. Their total correction m is common to all three, so the partition gives Ψ(D×,m)=AΨ(DA,m)+A−1Ψ(DB,m). Adding a zero-framed trivial circle increases u(S) by one in every state, so it multiplies Ψ by δ. Hence the state expansion annihilates both relation generators in [F2].

3.1A2A3F1F3F4step 1.1step 2.1algebra

Annular planar isotopy preserves which state circles bound disks. Under R2 and R3, the local tangle identities in [F4] remain equal after attaching the same exterior annular tangle; evaluating each resulting contractible loop by δ and each essential circle by z is an R-linear operation, so the state expansions agree. For an A-type R1 kink the local state factor is Aδ+A−1=−A3; for the opposite B-type kink it is A+A−1δ=−A−3. By [F3] the correction decreases by one for the A-type kink and increases by one for the B-type kink, so the factor (−A3)m cancels the raw state-sum change. The value is therefore independent of diagram and framing correction.

4.1A3F2F3step 2.1step 3.1algebra∎

By [F3], every framed-link generator has a regular annular diagram and framing correction. Steps 2.1 and 3.1 show that the state expansion is independent of that choice and vanishes on both generators of the defining submodule [F2]. Its R-linear extension therefore factors through the quotient and gives the stated map Ψ.

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