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Strict henselization of a DVR and smooth sections

Statement

Assume AC and DC. Let R be a discrete valuation ring with fraction field K, residue field k and a fixed uniformizer π, and fix a separable closure ks of k.

There exists a strictly henselian discrete valuation ring Rsh, the strict henselization of R, which is the filtered colimit of the pointed local etale R-algebras with residue embeddings into ks. It is faithfully flat over R, has residue field ks, has uniformizer π, and is a filtered colimit of local etale R-algebras.

Let Λ be a strictly henselian local ring with separably closed residue field κ (for instance Λ=Rsh), and let V be a smooth Λ-scheme. Every κ-point of the special fibre Vκ lifts to a Λ-section of V; the set of specializations of sections of V is dense in Vκ. For the final assertion, assume additionally that Λ is a strictly henselian DVR with fraction field F and uniformizer π. If V is smooth, integral and of finite type over Λ of pure relative dimension d with nonempty special fibre Vκ, and U⊆VF is a dense open subscheme of its generic fibre, then some Λ-section of V has generic point in U; for Λ=Rsh this is the specialization of BLR 5.3/7 used in the finite translate enlargement.

Facts & Assumptions

Given: AC and DC, a DVR R with fraction field K, residue field k, uniformizer π, and separable closure ks; Rsh, Λ, κ, V and U as in the statement.

[F1]

Henselian local rings are characterized by unique lifting of simple roots of monic polynomials (Henselian pairs and Henselian local rings, A local ring is Henselian exactly when simple residue roots lift uniquely). Together with the standard-etale charts [F2], this lifts a residual rational point of an etale neighbourhood uniquely.

[F2]

An etale morphism is locally standard etale: locally on source and target it is a localization of a monogenic presentation by a monic polynomial with invertible derivative (Étale morphisms are locally standard étale, which assumes AC).

[F3]

A locally finitely presented morphism is smooth at a point exactly where a standard smooth chart with a unit Jacobian minor exists; such charts are flat with geometrically regular fibres (Relative Jacobian criterion with its presentation hypothesis, which assumes AC).

[F4]

A nonzero Noetherian local ring of dimension one is regular if and only if it is a discrete valuation ring, and every DVR is a principal ideal domain (one dimensional regular local rings are dvrs, Every DVR is a PID).

[F5]

Over a principal ideal domain flatness is equivalent to torsion-freeness (Over a principal ideal domain flatness is equivalent to torsion-freeness); a flat local ring homomorphism whose closed fibre is nonzero is faithfully flat (A flat ring map is faithfully flat exactly when it detects proper ideals and is surjective on spectra).

[F6]

Every nonempty smooth finite-type scheme over a field has a closed point with finite separable residue field; over a separably closed field this is a rational point (A nonempty smooth scheme has a finite separable point, which assumes AC).

Proof

technique · direct. The strict henselization is built as a filtered union of pointed etale neighbourhoods, and sections are produced from standard smooth charts by the henselian lifting property
1.1F2F4givenconstruct

Consider the directed system of pairs (R′,α), where R′ is a local R-algebra which is etale over R and whose residue field embeds as an R-subalgebra k→R′/mR′↪ks over those already chosen, with transition maps the local R-algebra maps over ks. Each such R′ is flat over R because etale maps are flat; its residue field is a finite separable extension of k, so mR′=πR′ and dim⁡R′=1; being regular of dimension one it is a DVR with uniformizer π by [F4]. The transition maps are injective local maps preserving π. In the union Rsh=colim⁡R′ over the directed system, every nonzero element lies in a finite stage as πn times a unit, and every nonzero ideal has a least such exponent, so it is principal; hence Rsh is a DVR with uniformizer π and residue field ks, realized as a filtered colimit of local etale R-algebras.

2.1F1F5step 1.1construct

The ring Rsh embeds into a separable closure of K and hence is R-torsion-free, so it is R-flat by [F5] and R-faithfully flat because it is local with nonzero closed fibre. Its strict henselianity follows from the colimit description: an etale neighbourhood of a point with residual coefficients involves finitely many elements of Rsh, hence is defined at a finite stage, and adjoining that pointed neighbourhood to the directed system exhibits its residual lift in the limit; this proves the henselian neighbourhood-lifting criterion of [F1] without assuming the individual stages are henselian.

3.1F1F3step 2.1construct

Let V be smooth over Λ and let x∈Vκ(κ). By [F3] choose a standard smooth chart U=Spec⁡C around x with C=(Λ[t1,…,tn]/(f1,…,fm))g and a unit m×m Jacobian minor. Cutting the chart by the n−m coordinate differences ti−ti(x)~ with chosen lifts of the residue coordinates to Λ that are not involved in that minor produces an etale Λ-scheme through x: the original m equations and the n−m coordinate differences have a unit n×n Jacobian minor. Its special fibre has the same κ-point x. The henselian lifting property of [F1] gives a Λ-section of this etale neighbourhood, hence a section of V through x.

4.1F3F6step 3.1algebra

Every nonempty open of the smooth special fibre contains a κ-rational point by [F6], since κ is separably closed; step 3.1 lifts that point to a section of V. Thus the specializations of sections meet every nonempty open and are dense in Vκ. Empty special fibre makes the density assertion vacuous.

5.1F3F4F6step 3.1algebra∎

Now suppose Λ is a strictly henselian DVR with fraction field F, V is smooth integral of finite type with nonempty special fibre, and U⊂VF is dense. Give VF∖U its reduced closed structure and let Z be its schematic closure. Its ideal is saturated under multiplication by π, since it contracts an ideal after inverting π. At a generic point ξ of a special-fibre component, the local ring B=OV,ξ has maximal ideal (π), because the smooth special fibre is reduced and its local ring there is a field. Since V is integral and flat, π is a nonzero nonunit; the principal ideal theorem (Krull's principal ideal theorem) gives dim⁡B=1, and B is regular, hence a DVR by [F4]. The localized ideal of Z is nonzero (the generic complement is proper in the integral V) and π-saturated, so it is all of B: every nonzero proper DVR ideal is (πn) and fails saturation. Thus Z misses every special-fibre generic point. A rational point of the nonempty smooth open Vκ∖Z exists by [F6] and lifts to a section by step 3.1. Its generic point cannot lie in the closed Z, since its specialization does not. This gives a section with generic point in U.

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