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Strict henselization of a DVR and smooth sections
Statement
Assume AC and DC. Let be a discrete valuation ring with fraction field , residue field and a fixed uniformizer , and fix a separable closure of .
There exists a strictly henselian discrete valuation ring , the strict henselization of , which is the filtered colimit of the pointed local etale -algebras with residue embeddings into . It is faithfully flat over , has residue field , has uniformizer , and is a filtered colimit of local etale -algebras.
Let be a strictly henselian local ring with separably closed residue field (for instance ), and let be a smooth -scheme. Every -point of the special fibre lifts to a -section of ; the set of specializations of sections of is dense in . For the final assertion, assume additionally that is a strictly henselian DVR with fraction field and uniformizer . If is smooth, integral and of finite type over of pure relative dimension with nonempty special fibre , and is a dense open subscheme of its generic fibre, then some -section of has generic point in ; for this is the specialization of BLR 5.3/7 used in the finite translate enlargement.
Facts & Assumptions
Given: AC and DC, a DVR with fraction field , residue field , uniformizer , and separable closure ; , , , and as in the statement.
Henselian local rings are characterized by unique lifting of simple roots of monic polynomials (Henselian pairs and Henselian local rings, A local ring is Henselian exactly when simple residue roots lift uniquely). Together with the standard-etale charts [F2], this lifts a residual rational point of an etale neighbourhood uniquely.
An etale morphism is locally standard etale: locally on source and target it is a localization of a monogenic presentation by a monic polynomial with invertible derivative (Étale morphisms are locally standard étale, which assumes AC).
A locally finitely presented morphism is smooth at a point exactly where a standard smooth chart with a unit Jacobian minor exists; such charts are flat with geometrically regular fibres (Relative Jacobian criterion with its presentation hypothesis, which assumes AC).
A nonzero Noetherian local ring of dimension one is regular if and only if it is a discrete valuation ring, and every DVR is a principal ideal domain (one dimensional regular local rings are dvrs, Every DVR is a PID).
Over a principal ideal domain flatness is equivalent to torsion-freeness (Over a principal ideal domain flatness is equivalent to torsion-freeness); a flat local ring homomorphism whose closed fibre is nonzero is faithfully flat (A flat ring map is faithfully flat exactly when it detects proper ideals and is surjective on spectra).
Every nonempty smooth finite-type scheme over a field has a closed point with finite separable residue field; over a separably closed field this is a rational point (A nonempty smooth scheme has a finite separable point, which assumes AC).
Proof
Consider the directed system of pairs , where is a local -algebra which is etale over and whose residue field embeds as an -subalgebra over those already chosen, with transition maps the local -algebra maps over . Each such is flat over because etale maps are flat; its residue field is a finite separable extension of , so and ; being regular of dimension one it is a DVR with uniformizer by [F4]. The transition maps are injective local maps preserving . In the union over the directed system, every nonzero element lies in a finite stage as times a unit, and every nonzero ideal has a least such exponent, so it is principal; hence is a DVR with uniformizer and residue field , realized as a filtered colimit of local etale -algebras.
The ring embeds into a separable closure of and hence is -torsion-free, so it is -flat by [F5] and -faithfully flat because it is local with nonzero closed fibre. Its strict henselianity follows from the colimit description: an etale neighbourhood of a point with residual coefficients involves finitely many elements of , hence is defined at a finite stage, and adjoining that pointed neighbourhood to the directed system exhibits its residual lift in the limit; this proves the henselian neighbourhood-lifting criterion of [F1] without assuming the individual stages are henselian.
Let be smooth over and let . By [F3] choose a standard smooth chart around with and a unit Jacobian minor. Cutting the chart by the coordinate differences with chosen lifts of the residue coordinates to that are not involved in that minor produces an etale -scheme through : the original equations and the coordinate differences have a unit Jacobian minor. Its special fibre has the same -point . The henselian lifting property of [F1] gives a -section of this etale neighbourhood, hence a section of through .
Every nonempty open of the smooth special fibre contains a -rational point by [F6], since is separably closed; step 3.1 lifts that point to a section of . Thus the specializations of sections meet every nonempty open and are dense in . Empty special fibre makes the density assertion vacuous.
Now suppose is a strictly henselian DVR with fraction field , is smooth integral of finite type with nonempty special fibre, and is dense. Give its reduced closed structure and let be its schematic closure. Its ideal is saturated under multiplication by , since it contracts an ideal after inverting . At a generic point of a special-fibre component, the local ring has maximal ideal , because the smooth special fibre is reduced and its local ring there is a field. Since is integral and flat, is a nonzero nonunit; the principal ideal theorem (Krull's principal ideal theorem) gives , and is regular, hence a DVR by [F4]. The localized ideal of is nonzero (the generic complement is proper in the integral ) and -saturated, so it is all of : every nonzero proper DVR ideal is and fails saturation. Thus misses every special-fibre generic point. A rational point of the nonempty smooth open exists by [F6] and lifts to a section by step 3.1. Its generic point cannot lie in the closed , since its specialization does not. This gives a section with generic point in .
Depends on
- The Axiom of Choice
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- Henselian pairs and Henselian local rings
- A local ring is Henselian exactly when simple residue roots lift uniquely
- Krull's principal ideal theorem
- Étale morphisms are locally standard étale
- Relative Jacobian criterion with its presentation hypothesis
- one dimensional regular local rings are dvrs
- Over a principal ideal domain flatness is equivalent to torsion-freeness
- A flat ring map is faithfully flat exactly when it detects proper ideals and is surjective on spectra
- A nonempty smooth scheme has a finite separable point
- Every DVR is a PID
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