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Exterior finite-energy functions have a trace controlled by their gradient

Statement

Assume the Axiom of Choice and Countable Choice. For the connected exterior domain Ω+ of Lipschitz polyhedral boundary, orientation, and trace spaces, let E+(Ω+)={u∈Hloc1(Ω+):u∈L6(Ω+), ∇u∈L2(Ω+)}. There is a constant C depending only on Ω− and its fixed trace atlas such that every u∈E+(Ω+) has γ+u∈H1/2(Γ) and ∥γ+u∥H1/2(Γ)≤C∥∇u∥L2(Ω+).

Facts & Assumptions

Given: The Axiom of Choice, Countable Choice, a bounded connected Lipschitz domain Ω−, and u∈E+(Ω+). Choose R so large that Ω−‾⊂BR/4 and set A=Ω+∩BR.

[A1]

The Axiom of Choice is assumed through Poincare–Wirtinger and Countable Choice through polar slicing (The Axiom of Choice, The Axiom of Countable Choice (ACω)).

[F1]

Poincare–Wirtinger controls the mean-zero part of an H1 function on a bounded connected extension domain (Poincare-Wirtinger on bounded connected extension domains by Rellich compactness).

[F2]

The trace theorem bounds the H1/2 trace on Γ by the H1 norm in a bounded exterior collar (The H1 trace and lifting theorem on a compact Lipschitz boundary).

[F3]

Tonelli/Fubini applies after the actual polar measure formula in [F90], including to nonnegative squared Sobolev derivatives. (Tonelli and Fubini for the completed product, with only almost-everywhere section measurability)

[F90]

Polar integration uses the published radial formula, not a linear substitution: dx=rn−1dr dσ(ω). The sphere measure agrees with graph-chart surface measure and scales by Rn−1. (Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma, Agreement with the existing polar sphere measure)

[F4]

The already assumed AC supplies bounded H1 extension on every bounded Lipschitz domain, connected or not, by Scalar H1 and H2 extension across a bounded Lipschitz boundary. After a bounded-support cutoff, approximate identities converge in L2 for the extension and each first derivative, and convolution commutes with those derivatives. Thus ambient smooth restrictions are H1 dense on bounded annuli. (Weak Leibniz rule with a smooth factor, A unit-mass smooth bump generates an L1 approximate identity, Every L1 approximate identity converges to the identity in Lp for 1≤p<∞, Convolution with a mollifier is smooth, and derivatives pass under the integral sign)

[F5]

A one-dimensional H1 class on a bounded interval has an absolutely continuous representative with its weak derivative as derivative, and that representative obeys the fundamental theorem; AC supplies the CC/DC hypotheses of the cited theorem. The one-dimensional Sobolev-to-AC identification is the n=1 ACL characterization; completeness is the Sobolev Banach theorem. (The ACL characterisation of W1,p) (Fundamental theorem of calculus for absolutely continuous functions, Integer-order Sobolev spaces are Banach)

Proof

1.1A1F3F4F5F90givenconstruct

We justify the Sobolev slices. On each bounded spherical shell a<∣x∣<b with R/2<a<R<b, u belongs to H1: bounded volume and L6 give L2, and its weak gradient is already L2. Use [F4] to approximate it by ambient smooth um in H1 on a slightly larger shell. The polar formula [F90] and a2≤r2≤b2 bound ∫S2∥um(rω)−ul(rω)∥H1(a,b)2dσ(ω) by C∥um−ul∥H12, because the radial derivative of a smooth approximant is ω⋅∇um. Take a subsequence with summable successive H1 errors; Cauchy–Schwarz on the finite angular measure and Tonelli show that the successive slice norms are summable for almost every ω. Completeness [F5] gives an H1(a,b) slice limit, identified by the polar L2 limit with u(rω) and derivative ω⋅∇u(rω). Countably many overlapping shells exhaust r>R/2, so their representatives agree on overlaps off one angular null set; their values at R define the usual trace, since the one-dimensional H1 endpoint estimate passes smooth approximants to that value. By [F5] the slices are locally absolutely continuous.

2.1A1F3F5F90step 1.1givenchoose

For almost every direction ω∈S2, the radial slice r↦u(rω) is locally H1 for r≥R, and ∫R∞∣u(rω)∣6r2dr<∞. Thus there is a sequence rm→∞ with u(rmω)→0. For each such direction the radial derivative is square integrable with weight r2; the one-dimensional fundamental theorem on [R,rm] and Cauchy–Schwarz give ∣u(Rω)∣2≤(∫R∞∣∂ru(rω)∣2r2dr)(∫R∞r−2dr)=R−1∫R∞∣∂ru(rω)∣2r2dr. Integrating over S2 by [F3,F90] yields ∥u∥L2(∂BR)≤R1/2∥∇u∥L2(Ω+∖BR).

3.1A1F1F4F5step 1.1step 2.1givenalgebra

The bounded annular domain A=Ω+∩BR is Lipschitz: its boundary components are the original Lipschitz Γ and the separated smooth sphere. Hence [F4] gives the exact extension-domain property required by [F1]. It is connected: for any point inside BR/2, path-connectivity of the unbounded open set Ω+ gives a path to a point outside BR/2; stopping at the first crossing of ∂BR/2 keeps the path in A. The sphere ∂BR/2 lies wholly in A and is connected, and the outer shell R/2<∣x∣<R is connected, so all points of A join within A. Put m=∣A∣−1∫Au. By [F1], ∥u−m∥L2(A)≤C∥∇u∥L2(A). A direct one-dimensional trace estimate in the radial collar R−δ<∣x∣<R gives ∥u−m∥L2(∂BR)≤C∥u−m∥H1(A)≤C∥∇u∥L2(A): for each ray apply ∣w(R)∣2≤Cδ∫R−δR(∣w(r)∣2+∣w′(r)∣2)dr to w(r)=u(rω)−m, then integrate using that r2 is comparable to R2 on the collar. Hence ∣m∣∣∂BR∣1/2≤∥u∥L2(∂BR)+∥u−m∥L2(∂BR)≤C∥∇u∥L2(Ω+) by step 2.1. It follows that ∥u∥H1(A)≤C∥∇u∥L2(Ω+).

4.1F2step 3.1givenalgebra∎

The annular estimate of step 3.1 controls the H1 norm on an exterior collar of Γ. Apply [F2] to obtain ∥γ+u∥H1/2(Γ)≤C∥u∥H1(A)≤C∥∇u∥L2(Ω+).

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