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The Dolbeault adjoint and Laplacian: local formulas and ellipticity

Statement

Assume the Axiom of Choice, inherited through the completed L2 spaces and the Sobolev-localisation interface of The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface; the local calculations below make no new choice. Let X be a compact Riemann surface, E a holomorphic line bundle with Hermitian metric h, and g a compatible Riemannian metric. Use the spaces, maximal operator Dˉ, Hilbert adjoint Dˉ∗, and Dolbeault Laplacian Δ′′ of The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface. Let ⋆E be the conjugate-linear bundle-valued Hodge map of Hermitian metric and L2 pairing on a compact Riemann surface, characterized by s∧⋆Et=⟨s,t⟩ dVg. In the formula below, ⋆E−1 means the inverse of its degree-zero map E→Λ1,1T∗X⊗E∗.

For a smooth E-valued (0,1)-form t, define ∂ˉE∗t:=−⋆E−1 ∂ˉE∗(⋆Et). Then ∂ˉE∗t is smooth, every smooth t lies in dom⁡Dˉ∗, and Dˉ∗t=∂ˉE∗t. In particular, for compactly supported smooth sections s and (0,1)-forms t, ⟨∂ˉEs,t⟩L2=⟨s,∂ˉE∗t⟩L2.

In a holomorphic chart z=x+iy and holomorphic frame e with ψ=h(e,e)>0, write g=ρ(dx2+dy2), so dVg=ρ dx dy. For smooth local coefficients f,u, ∂ˉE(fe)=∂f∂zˉ dzˉ⊗e,∂ˉE∗(u dzˉ⊗e)=−2ρψ ∂(ψu)∂z e. Thus Δ0′′f=−2ρψ∂∂z(ψ∂f∂zˉ),Δ1′′(u dzˉ⊗e)=−2∂∂zˉ(1ρψ∂(ψu)∂z)dzˉ⊗e, so both blocks are divergence-form operators with smooth coefficients. The smooth operator Δ′′ is formally self-adjoint of order 2. With the Fourier convention σF(∂x)=iξx, σF(∂y)=iξy, its principal symbol on both form degrees is σF(Δ′′)(x,ξ)=12ρ(x)∣ξ∣eucl2 id⁡=12∣ξ∣g2 id⁡(ξ≠0), which is positive definite. Under the scalar-polynomial convention p2(x,ξ)=∑∣α∣=2aα(x)ξα of Principal part and principal symbol of a scalar PDE, the same operator has p2=−12∣ξ∣g2id⁡; this is negative definite and hence also elliptic. The first-order Fourier symbols of ∂ˉE and ∂ˉE∗ have trivial kernel on every nonzero real covector; hence these operators are locally elliptic in the injective-symbol sense.

Facts & Assumptions

Given: A compact Riemann surface X, a holomorphic line bundle E with supplied positive Hermitian metric, a compatible Riemannian metric, and the operators Dˉ,Dˉ∗,Δ′′ from the preceding item.

[F1]

The bundle Dolbeault operators are globally defined; in a holomorphic frame e, ∂ˉE(fe)=(∂zˉf)dzˉ⊗e, and the dual operator extends coefficientwise to E∗-valued forms (Holomorphic line bundles and meromorphic sections on a Riemann surface).

[F2]

The bundle star is conjugate-linear, satisfies s∧⋆Et=⟨s,t⟩dVg, and in a chart/frame of weight ψ has ⋆E(fe)=iρψ2fˉ dz∧dzˉ⊗e∗ and ⋆E(u dzˉ⊗e)=−iψuˉ dz⊗e∗ (Hermitian metric and L2 pairing on a compact Riemann surface).

[F3]

The maximal operator's domain is defined by ∫XDˉu∧φ=−∫Xu∧∂ˉE∗φ for every smooth test φ∈Cc∞(X,K⊗E∗), and Dˉ∗ is defined by the first-variable-linear Hilbert adjoint identity (The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface).

[F4]

The Wirtinger derivatives satisfy ∂z=12(∂x−i∂y) and ∂zˉ=12(∂x+i∂y) (The Wirtinger derivatives ∂zf and ∂zˉf, and antiholomorphic functions).

[F5]

For a scalar local differential expression of order 2, the principal symbol is the homogeneous polynomial made from its top-order coefficients; a real scalar quadratic symbol is elliptic when it is nonzero for every nonzero real covector (Principal part and principal symbol of a scalar PDE, Elliptic, hyperbolic, and parabolic principal symbols).

[F6]

Full AC and its countable instances are inherited from the completed Hilbert and Sobolev-localisation interfaces stated in the preceding item; the local calculations here use no choice (The Axiom of Choice, The Axiom of Countable Choice (ACω), The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface).

[F7]

The Chern connection's (0,1) component is the holomorphic Dolbeault operator; thus Demailly's smooth Chern Dolbeault Laplacian in the cited comparison has the same differential expression as the blocks computed here (Chern connection of a Hermitian holomorphic line bundle).

Proof

technique · use the weak adjoint identity to prove the formal formula, compute its chart expression, then calculate the principal symbols
1.1F1F2F3givenalgebra

For any u∈dom⁡Dˉ, let v=Dˉu and take the smooth test φ=⋆Et in [F3]. By [F2], ⟨v,t⟩L2=∫Xv∧⋆Et, and the weak identity gives ⟨v,t⟩L2=−∫Xu∧∂ˉE∗⋆Et. The definition of ∂ˉE∗ implies ⋆E(∂ˉE∗t)=−∂ˉE∗⋆Et, so this is ⟨u,∂ˉE∗t⟩L2. Thus t∈dom⁡Dˉ∗ and Dˉ∗t=∂ˉE∗t; smooth sections belong to dom⁡Dˉ and Dˉs=∂ˉEs, giving the stated formal identity.

2.1F1F2F4step 1.1algebra

In the chart/frame of the statement, solving the q=0 star formula in [F2] for its coefficient gives ⋆E−1(a dz∧dzˉ⊗e∗)=2iρψaˉ e. For t=u dzˉ⊗e, [F2] gives ⋆Et=−iψuˉ dz⊗e∗, and the local dual Dolbeault formula in [F1] gives ∂ˉE∗⋆Et=i∂zˉ(ψuˉ) dz∧dzˉ⊗e∗. Applying the displayed inverse and conjugating the coefficient yields ⋆E−1∂ˉE∗⋆Et=2ρψ∂z(ψu)e, so the negative sign in the definition gives the claimed formula for ∂ˉE∗.

3.1F1step 2.1given

The local Dolbeault formula in [F1] gives Δ0′′f=∂ˉE∗∂ˉEf=−2ρψ∂z(ψ∂zˉf). Applying ∂ˉE to the formula from step 2.1 gives Δ1′′(u dzˉ⊗e)=−2∂zˉ((ρψ)−1∂z(ψu))dzˉ⊗e. The coefficients are smooth because ρ,ψ are smooth and positive.

4.1step 1.1step 3.1given

For smooth sections s0,t0 and smooth (0,1)-forms s1,t1, the formal-adjoint identity in step 1.1 gives ⟨Δ0′′s0,t0⟩=⟨∂ˉEs0,∂ˉEt0⟩=⟨s0,Δ0′′t0⟩ and ⟨Δ1′′s1,t1⟩=⟨∂ˉE∗s1,∂ˉE∗t1⟩=⟨s1,Δ1′′t1⟩. Thus the smooth differential operator is formally self-adjoint.

4.2F4F5F7step 3.1algebra

The top-order term of either Laplacian block in step 3.1 is −2ρ∂z∂zˉ=−12ρ(∂x2+∂y2); lower-order derivatives of ψ and ρ do not enter the symbol [F4, F5, step 3.1]. With σF(∂j)=iξj, the Fourier symbol is σF(Δ′′)(x,ξ)=12ρ(x)(ξx2+ξy2)id⁡=12∣ξ∣g2id⁡. With the scalar-polynomial convention from [F5], p2=−12ρ(x)(ξx2+ξy2)id⁡=−12∣ξ∣g2id⁡, which is nonzero for ξ≠0 and has a definite sign. The first-order Fourier symbols are σF(∂ˉE)(ξ)=i2(ξx+iξy) and σF(∂ˉE∗)(ξ)=−iρ(ξx−iξy) in the local line frames, each nonzero for nonzero real ξ. By [F7], the source's Chern-connection Dolbeault operator has this same (0,1) part; the local computation itself proves the stated ellipticity.

5.1F1F2F3F4F5F6F7step 1.1step 2.1step 3.1step 4.1step 4.2∎

Steps 1.1–4.2 prove the formal adjoint identity, agreement with the Hilbert adjoint on smooth forms, both local Laplacian formulas, formal self-adjointness, and the positive Fourier and negative scalar-polynomial symbols. Full AC is inherited exactly through the preceding maximal-operator item; the local computations themselves use no choice.

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