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Hodge decomposition for Dolbeault forms on a compact Riemann surface

Statement

Assume the Axiom of Choice (The Axiom of Choice). Its countable-choice consequences are supplied by AC implies DC implies countable choice for the Green, closed-range, and elliptic-regularity results used below. Let X be a nonempty compact connected Riemann surface, let E→X be a holomorphic line bundle with Hermitian metric h, and let g be a compatible Riemannian metric. Use the Hilbert spaces, maximal Dolbeault operator Dˉ, adjoint Dˉ∗, and block Laplacian Δ′′=Δ0′′⊕Δ1′′ from The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface. Put Ω0,q(E):=C∞(X,Λ0,qT∗X⊗E),H0,q(E):=ker⁡Δq′′⊆Lq2(q=0,1). The spaces H0,q(E) are finite-dimensional and consist of smooth forms by the preceding items. Let G:H⊥→dom⁡Δ′′∩H⊥ be the Green operator of Dolbeault green operator is compact on the orthogonal complement of the kernel, where H=H0,0(E)⊕H0,1(E). Using the orthogonal decomposition in The Dolbeault Laplacian has finite-dimensional kernel and closed range, extend it by zero on H: G~(h+v):=Gv(h∈H, v∈H⊥). Then the harmonic projection is PH:=I−Δ′′G~:L02⊕L12⟶H. For each integer k≥0, let Hqk be the finite-chart Sobolev completion in Gårding estimates for the Dolbeault Laplacian on a compact Riemann surface.

  1. Smooth and L2 decompositions. The following are orthogonal direct sums: Ω0,0(E)=H0,0(E)⊕∂ˉE∗(Ω0,1(E)),Ω0,1(E)=H0,1(E)⊕∂ˉE(Ω0,0(E)), L02=H0,0(E)⊕ran⁡Dˉ∗,L12=H0,1(E)⊕ran⁡Dˉ. The two Hilbert ranges are closed. On smooth forms PH maps smooth total forms to smooth total forms.

  2. Sobolev topology. For each q∈{0,1} and k≥0, the degree-q harmonic projection extends boundedly to Hqk. Hence Hqk=H0,q(E)⊕ker⁡ ⁣(PH∣Hqk) as a topological direct sum. The smooth range summand in part 1 is closed in the Hk topology relative to Ω0,q(E), and its closure in Hqk is ker⁡(PH∣Hqk).

  3. Harmonic representatives. Every ∂ˉ-cohomology class in degree (0,1) has exactly one representative in H0,1(E). Moreover, H0,0(E)=H0(X,E), the space of holomorphic sections, so every smooth E-valued function splits uniquely as a holomorphic section plus a ∂ˉE∗-image.

Facts & Assumptions

Given: the Axiom of Choice, a nonempty compact connected Riemann surface X, a holomorphic line bundle E with the supplied Hermitian metric, and the compatible metric g.

[F1]

The maximal Dolbeault operator is closed and densely defined; its Hilbert adjoint satisfies ⟨Dˉu,w⟩=⟨u,Dˉ∗w⟩ on the adjoint domains and ker⁡Dˉ∗=(ran⁡Dˉ)⊥ (The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface).

[F2]

The Laplacian kernel is ker⁡Δ′′=(ker⁡Dˉ)⊕(ker⁡Dˉ∗) (The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface).

[F3]

Orthogonal complements are defined by vanishing of the Hilbert pairing, and orthogonality is symmetric (Orthogonality and the orthogonal complement).

[F4]

The total Laplacian has finite-dimensional kernel and L2=H⊕ran⁡Δ′′ orthogonally. The Green operator satisfies Δ′′Gv=v on H⊥ and maps that complement into dom⁡Δ′′ (Dolbeault green operator is compact on the orthogonal complement of the kernel, The Dolbeault Laplacian has finite-dimensional kernel and closed range).

[F5]

The orthogonal projection onto a closed Hilbert subspace is the component in its orthogonal decomposition (The Hilbert orthogonal projection onto a closed subspace).

[F6]

Harmonic forms and the harmonic projection are smooth; smooth degree-one elements of ran⁡Dˉ have smooth preimages; and smooth coefficients and data give smooth interior solutions (Elliptic regularity for Dolbeault harmonic forms, Smooth data give smooth interior solutions).

[F7]

On smooth sections Dˉ=∂ˉE, the smooth Hilbert adjoint agrees with ∂ˉE∗, and ∂ˉEs=0 exactly when s is holomorphic (Holomorphic line bundles and meromorphic sections on a Riemann surface, The Dolbeault adjoint and Laplacian: local formulas and ellipticity).

[F8]

The degree-one Laplacian has a smooth-coefficient divergence-form expression; on relatively compact chart domains its positive principal coefficient is uniformly elliptic, and the local weak-solution definition is the corresponding compact-test sesquilinear identity (The Dolbeault adjoint and Laplacian: local formulas and ellipticity, Uniformly elliptic divergence-form operators and their sesquilinear forms, Local weak solutions of a divergence-form operator).

[F9]

The graph domain dom⁡Dˉ⊕dom⁡Dˉ∗ is the finite-chart H1 space (Gårding estimates for the Dolbeault Laplacian on a compact Riemann surface).

[F10]

For every k≥0, the finite-chart Hqk spaces are completions of smooth forms, embed continuously into Lq2, and contain every smooth form (Gårding estimates for the Dolbeault Laplacian on a compact Riemann surface).

[F11]

The first-variable-linear Hermitian pairing satisfies ∣⟨u,v⟩L2∣≤∥u∥L2∥v∥L2 (Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors).

[F12]

Full AC supplies DC for the closed-range result and ACω for the Green, Sobolev, local weak-solution, and smooth-data regularity interfaces (The Axiom of Choice, AC implies DC implies countable choice).

Proof

Given: the data and choice assumption in the Statement.

1.1F1F2F3F4F12given

If f has degree q and lies in H0,q(E)⊥, then Δ′′Gf=f and Gf⊥H. Its other-degree component is therefore harmonic and orthogonal to the harmonic space, so it vanishes; thus Gf has degree q. For q=0 the Green identity gives f=Δ0′′Gf=Dˉ∗DˉGf, so f∈ran⁡Dˉ∗. Conversely, if f=Dˉ∗v and u∈ker⁡Dˉ=H0,0(E), the adjoint identity gives ⟨u,f⟩=⟨Dˉu,v⟩=0. Thus ran⁡Dˉ∗=H0,0(E)⊥. For q=1, the Green identity gives f=Δ1′′Gf=DˉDˉ∗Gf∈ran⁡Dˉ; and ker⁡Dˉ∗=(ran⁡Dˉ)⊥ implies ran⁡Dˉ⊆H0,1(E)⊥. Hence ran⁡Dˉ=H0,1(E)⊥. Both ranges are closed and give the stated degreewise L2 splittings.

2.1F1F4F5F6F7F8F9F12step 1.1

Write f=h+v with h∈H and v∈H⊥. The Green identity gives Δ′′G~f=v, so PHf=h; thus the displayed formula is the orthogonal projection. By [F6], it preserves smooth forms and the harmonic summands are smooth. If w∈Ω0,0(E) is orthogonal to H0,0(E), step 1.1 gives w=Dˉ∗u for some u∈dom⁡Dˉ∗. Since w is smooth, it lies in dom⁡Dˉ; hence u∈dom⁡Δ1′′ and Δ1′′u=Dˉw is smooth. Also u∈H1 by [F9]; the smooth-coefficient formula in [F8] is uniformly elliptic on compactly contained chart patches, and testing its distributional equation by integration by parts gives the local weak-solution identity. The smooth-data regularity in [F6] gives a smooth representative on each such patch. These representatives agree on overlaps because they represent the same section almost everywhere and are continuous, so they glue to a smooth section u~ with w=∂ˉE∗u~ by [F7]. Conversely every smooth ∂ˉE∗-image is orthogonal to ker⁡Dˉ by the adjoint identity. For degree one, step 1.1 gives every smooth form orthogonal to H0,1(E) in ran⁡Dˉ, and [F6] upgrades it to a smooth ∂ˉE-image; the adjoint identity gives the reverse orthogonality. This proves both smooth decompositions.

3.1F6F10F11step 2.1

Fix q and k, and choose a finite L2-orthonormal basis e1,…,em of H0,q(E); if this space is zero, take the empty basis. Each ej is smooth by [F6], so Pqf=∑j=1m⟨f,ej⟩L2ej and [F10]–[F11] give ∥Pqf∥Hk≤∑j∥f∥L2∥ej∥L2∥ej∥Hk≤Ck,q∥f∥Hk. Thus Pq extends to a bounded projection on Hqk, whose range is H0,q(E) and whose kernel is closed. The smooth complement is exactly the smooth range from step 2.1, so it is closed in the relative Hk topology. If f∈ker⁡Pq⊂Hqk, approximate it in Hk by smooth fn and set gn=fn−Pqfn; boundedness gives gn→f, and each gn is in that smooth complement. Therefore its Hk closure is precisely ker⁡Pq, proving the topological splitting.

4.1F1F2F3F7step 1.1step 2.1∎

On a Riemann surface every smooth (0,1)-form is ∂ˉ-closed, so its degree-one Dolbeault class is taken modulo ∂ˉEΩ0,0(E). The degree-one smooth decomposition from step 2.1 gives a harmonic representative for each class. If two harmonic forms represent the same class, their difference lies both in H0,1(E) and in its orthogonal complement, so its squared norm is zero and the representatives agree. By [F1], [F2], and [F7], H0,0(E)=ker⁡Dˉ∩Ω0,0(E)=H0(X,E); the degree-zero splitting in step 2.1 is therefore the asserted unique holomorphic-section decomposition.

Source notes

Demailly's Theorem 7.1 states the smooth Dolbeault decomposition for a compact Hermitian manifold and a holomorphic Hermitian bundle, but says only that it follows in a way similar to §3.3; this item supplies the Hilbert-domain range argument, the smooth preimage step, and the Hk topology from its local suppliers. Demailly §3.3 (3.15)–(3.17) assumes a flat Hermitian connection and is not proof for the arbitrary holomorphic line bundle here. Theorem 3.31 in Looijenga and Theorems 6.14–6.15 in McMullen are de Rham comparison statements; Looijenga explicitly does not prove Theorem 3.31. Their passages are contextual only.

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