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Elliptic regularity for Dolbeault harmonic forms

Statement

Assume the Axiom of Choice (The Axiom of Choice). Full AC is used through the Sobolev and smooth-data regularity interfaces; the local interior theorem and Hilbert projection interface use its countable instances (The Axiom of Countable Choice (ACω), AC implies DC implies countable choice). Let X be a nonempty compact Riemann surface, let E→X be a holomorphic line bundle with Hermitian metric h, let g be a compatible Riemannian metric, and use Dˉ, Dˉ∗, Δ′′, and the Hilbert spaces Lq2 from The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface. Write Δ0′′=Dˉ∗Dˉ, Δ1′′=DˉDˉ∗, and H0,q(E)=ker⁡Δq′′. On an open set in X, Hlock means that the coefficient in every holomorphic chart and frame is locally in the Euclidean Hk=Wk,2 space (Integer-order Sobolev spaces and their norms, The notation Hk and the reserved zero-boundary symbol). For each relatively compact open U⋐Ω, the norms Hk(U) are the finite chart/frame Sobolev norms; the constants may depend on this fixed finite cover.

Distributionally means that, in every holomorphic chart and frame, the scalar local differential expression for Δq′′u equals the local coefficient of f as a distribution (Weak derivative of a locally integrable function).

  1. Local gain. Let Ω⊆X be open, let q∈{0,1}, and let u∈Hloc1(Ω,Λ0,qT∗X⊗E) satisfy Δq′′u=f distributionally, with f∈Hlock(Ω,Λ0,qT∗X⊗E) for an integer k≥0. Then u∈Hlock+2. For open sets Ω′⋐Ω′′⋐Ω, ∥u∥Hk+2(Ω′)≤C(∥f∥Hk(Ω′′)+∥u∥L2(Ω′′)), where C may depend on k, the nested sets, the fixed local norms, and the metrics.

  2. Harmonic forms. Every u∈H0,q(E) is smooth and satisfies Dˉu=0 if q=0, or Dˉ∗u=0 if q=1. Conversely, a smooth form in degree q that satisfies the corresponding first-order equation belongs to H0,q(E). For a total form u=u0+u1, u∈ker⁡Δ′′⟺Dˉu0=0 and Dˉ∗u1=0.

  3. Smooth representatives and projection. im⁡(Dˉ)∩C∞(X,Λ0,1T∗X⊗E)=∂ˉE(C∞(X,E)). The Hilbert orthogonal projection PH:L02⊕L12→ker⁡Δ′′ also maps smooth total forms to smooth total forms.

Facts & Assumptions

Given: The compact Riemann surface, supplied metrics, the maximal Dolbeault complex and its self-adjoint nonnegative Laplacian, and full AC.

[F1]

The spaces L02,L12 are Hilbert spaces; Dˉ and Dˉ∗ are closed, densely defined operators; Δ′′ is self-adjoint and nonnegative on its block-composition domain; and ⟨Δ′′(u0,u1),(u0,u1)⟩=∥Dˉu0∥2+∥Dˉ∗u1∥2, with ker⁡Δ′′=(ker⁡Dˉ)⊕(ker⁡Dˉ∗) (The maximal Dolbeault operator and its Hilbert adjoint on a compact Riemann surface).

[F2]

In a holomorphic chart and frame, the two scalar blocks have smooth coefficients and principal part −12ρ(∂x2+∂y2); their full formulas are Δ0′′f=−2ρψ∂z(ψ∂zˉf),Δ1′′(a dzˉ⊗e)=−2∂zˉ((ρψ)−1∂z(ψa))dzˉ⊗e. Smooth degree-zero forms lie in dom⁡Dˉ, and smooth degree-one forms lie in dom⁡Dˉ∗ (The Dolbeault adjoint and Laplacian: local formulas and ellipticity).

[F3]

The first-order graph domain V=dom⁡Dˉ⊕dom⁡Dˉ∗ equals the finite-chart H1 space with equivalent norms; smooth forms are dense in that graph domain (Gårding estimates for the Dolbeault Laplacian on a compact Riemann surface).

[F4]

A divergence-form operator with smooth coefficients is uniformly elliptic on each relatively compact chart patch when its Hermitian principal matrix has a positive lower bound (Uniformly elliptic divergence-form operators and their sesquilinear forms).

[F5]

For such an operator with aij∈Wlock+1,∞ and lower coefficients in Wlock,∞, a local weak H1 solution with datum in Hlock lies in Hlock+2 and satisfies the nested-domain estimate (Interior Hk+2 elliptic regularity).

[F6]

With smooth coefficients and smooth datum, every local weak H1 solution has a smooth representative on the open set (Smooth data give smooth interior solutions).

[F7]

The spaces Hk are the classes with L2 weak derivatives through order k, and the local weak derivative is defined by testing against Cc∞ functions (Integer-order Sobolev spaces and their norms, The notation Hk and the reserved zero-boundary symbol, Weak derivative of a locally integrable function).

[F8]

A closed linear subspace of a Hilbert space has a unique orthogonal decomposition; its subspace component is the Hilbert orthogonal projection (Hilbert space, Orthogonality and the orthogonal complement, Orthogonal decomposition by a closed subspace, The Hilbert orthogonal projection onto a closed subspace).

[F9]

Full AC is used through the Sobolev localization of item 5 and the smooth-data corollary; it supplies the Countable Choice assumed by the local interior theorem and orthogonal projection theorem (The Axiom of Choice, The Axiom of Countable Choice (ACω), AC implies DC implies countable choice).

[F10]

A local weak solution is an H1 coefficient satisfying the sesquilinear divergence-form identity against every compactly supported smooth test (Local weak solutions of a divergence-form operator).

Proof

technique · Reduce both Dolbeault Laplacian blocks to scalar uniformly elliptic divergence-form equations, then apply the local regularity and smooth-data suppliers
1.1F2F4algebra

In a holomorphic chart z=x+iy and frame e with g=ρ(dx2+dy2) and h(e,e)=ψ>0, [F2] shows that the principal part of either block is −12ρ(∂x2+∂y2). Set aij=(2ρ)−1δij; moving the derivatives of the smooth weights ρ,ψ into the first- and zero-order coefficients writes each block as −∂i(aij∂j⋅)+bi∂i+c. On every relatively compact chart patch, ρ has positive minimum and all metric/frame coefficient derivatives are bounded, so this matrix is uniformly elliptic and all coefficients are smooth.

1.2F1algebra

If u=u0+u1∈ker⁡Δ′′, the energy identity [F1] is a sum of two nonnegative squared norms and equals zero, so Dˉu0=0 and Dˉ∗u1=0. Conversely, if these two terms vanish, then their zero outputs lie in the opposite operator domains, so u lies in the block domain of Δ′′ and Δ′′u=0. The same argument in each degree gives the stated degreewise characterization.

1.3F1F2F3F6F7F9F10

Let v∈im⁡Dˉ∩C∞(X,Λ0,1T∗X⊗E) and choose u∈dom⁡Dˉ with Dˉu=v. By [F3], u∈H1. The defining weak identity for Dˉ in [F1] says that the local coefficient derivative of u is the corresponding ∂ˉE expression in distributions. Since v is smooth, [F2] gives v∈dom⁡Dˉ∗ with the stated smooth local formula for Dˉ∗v; therefore u∈dom⁡Δ0′′ and Δ0′′u=Dˉ∗v is exactly the local scalar block equation in distributions. Integration by parts against compactly supported tests gives the local weak identity of [F10]. Apply the smooth-data corollary [F6] in each chart. Its smooth representatives agree on chart overlaps because they represent the same section u almost everywhere and are continuous, so they glue to a global smooth section u~. Weak differentiation depends only on the almost-everywhere class by [F7], hence v=∂ˉEu~. Conversely, every smooth section belongs to dom⁡Dˉ and its Hilbert derivative is ∂ˉE by [F1, F2]. This proves the equality of smooth exact representatives. AC is used by [F6] as recorded in [F9].

2.1F2F4F7F10step 1.1

If Δq′′u=f distributionally, the local coefficient equation from step 1.1 holds against every compactly supported smooth test. Integration by parts in the divergence term gives precisely the local weak identity of [F10]; the coefficients and the datum belong to its stated classes. Thus each local coefficient of u is a local weak solution of a uniformly elliptic divergence-form equation.

2.2F1F2F3F6F9F10step 1.1step 1.2

A harmonic component belongs to V by the block domain in [F1], and hence to H1 by [F3]. Its local equation has smooth coefficients and smooth datum f=0 by step 1.1; the local weak-solution definition [F10] applies, and [F6] gives a smooth representative in each chart. These representatives agree on overlaps because they represent the same global L2 form almost everywhere and are smooth, so they give a global smooth representative. Conversely, [F1, F2] put every smooth degree-zero form in dom⁡Dˉ and every smooth degree-one form in dom⁡Dˉ∗. If its corresponding first-order derivative vanishes, the zero output lies in the other operator's domain, so step 1.2 puts the form in the Hilbert kernel. AC is used by [F6] as recorded in [F9].

3.1F4F5F7F9F10step 1.1step 2.1algebra

Fix k≥0 and Ω′⋐Ω′′⋐Ω. Cover Ω′‾ by finitely many chart patches Uj′ and choose larger chart patches Uj′′ with Uj′‾⊂Uj′′⋐Ω′′; choose domains compactly contained in Ω that contain each Uj′′‾. The local H1 hypothesis and equation restrict to those domains by [F7, F10]. Apply [F5] with the smooth coefficients from step 1.1 on each nested chart domain. Summing the finite estimates, with the smooth metric and frame weights bounded above and below on the compact supports, gives the stated Hk+2(Ω′) estimate and local regularity. AC supplies the countable-choice hypothesis of [F5] by [F9].

3.2F1F8F9step 2.2

The harmonic space H=ker⁡Δ′′ is closed: if hn∈H and hn→h in L2, then Δ′′hn=0→0, and closedness of the self-adjoint operator [F1] gives h∈dom⁡Δ′′ with Δ′′h=0. Thus [F8] defines the orthogonal projection PH. For any smooth total form w, PHw∈H, and step 2.2 shows that every element of H is smooth. Therefore PH maps smooth forms to smooth forms, without using the later Hodge decomposition. AC supplies the projection theorem's countable-choice assumption by [F9].

4.1F5F6F8F9step 1.1step 1.2step 1.3step 2.1step 2.2step 3.1step 3.2∎

Steps 1.1 and 2.1 establish the local scalar equations and weak formulation; step 3.1 proves the nested Hk+2 gain; steps 1.2 and 2.2 prove the harmonic characterization and smoothness; and steps 1.3 and 3.2 prove smooth exact preimages and smoothness of the harmonic projection. Full AC is used through [F6], with ACω for [F5] and [F8], as stated in [F9].

Source notes

Hunter's Theorem 4.28 (printed p. 114) states higher interior regularity for uniformly elliptic divergence-form equations and explicitly refers to [9] for a detailed proof; Corollary 4.29 bootstraps smooth coefficients and data through Sobolev embedding to smoothness. This item uses the library's fully proved nested-domain theorem and smooth-data corollary for the bundle-valued equations. The formal Dolbeault adjoint and both block formulas are supplied by the preceding local-formula item, not inferred from a flat-connection Hodge theorem.

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