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DVR cellular Jantzen filtration and exact Gram valuation

Statement

Let O be a discrete valuation ring with uniformizer π and residue field F=O/πO (Discrete valuation rings), and let νπ denote its valuation. Let M be a finite free O-module with an O-valued bilinear pairing b (Unital left and right modules over a ring; unqualified module means left module) whose scalar extension to Frac⁡(O) is nondegenerate. For s≥0 put M(s):={x∈M:b(x,M)⊆πsO},MFs:=(M(s)+πM)/πM. Then:

  1. MF0=M/πM and MF1=rad⁡(bF), where bF is the reduced pairing on MF;
  2. the filtration terminates (MFs=0 for all sufficiently large s), and for any Gram matrix G of b one has the exact identity ∑s>0dim⁡FMFs=νπ(det⁡G);
  3. if an O-algebra A acts on M with an anti-involution ∗ satisfying b(ax,y)=b(x,a∗y) for all a∈A, x,y∈M, then every M(s), and hence every MFs, is an A-submodule;
  4. if MF is a cellular standard module and bF is its nonzero cellular form (Cellular bases and cell modules), then rad⁡(bF) is its unique maximal submodule and therefore coincides with its module radical (The radical, socle, head, and Loewy series of a finite-dimensional module).

The Smith reduction used in the proof works over O without any characteristic restriction, in particular in characteristic 2; it uses independent bases of M and of M∗=Hom⁡O(M,O), never a diagonalization of a symmetric form.

Facts & Assumptions

Given: A discrete valuation ring O with uniformizer π, residue field F, valuation νπ; a finite free O-module M of rank n with bilinear pairing b, Gram matrix G with respect to an O-basis, and the submodules M(s) of the Statement.

[F1]

Every nonzero element of O is a unit times a unique power of π, and νπ is additive on products; a square matrix over O is invertible if and only if its determinant is a unit, and νπ(det⁡(UV))=νπ(det⁡U)+νπ(det⁡V) (Discrete valuation rings, For n≥1, the determinant over a commutative ring by the Leibniz formula, and ∣det⁡A∣ for a real matrix).

[F2]

M∗=Hom⁡O(M,O) is free of rank n, with dual basis ε1,…,εn; an O-linear map φ ⁣:M→M∗ has matrix GT in column coordinates, where G=(b(ui,uj)), and det⁡G≠0 makes φ injective with finitely generated torsion cokernel: the adjugate identity makes det⁡G annihilate the cokernel, and the cokernel is generated by the images of a finite basis (Unital left and right modules over a ring; unqualified module means left module, For n≥1, the determinant over a commutative ring by the Leibniz formula, and ∣det⁡A∣ for a real matrix).

[F3]

MF=M/πM carries the reduced pairing bF(xˉ,yˉ):=b(x,y) mod π; rad⁡(bF)={x∈MF:bF(x,MF)=0}. The identification with the module radical in the cellular standard case is proved in step 1.5 (The radical, socle, head, and Loewy series of a finite-dimensional module).

[F4]

The fixed-first-index cell law and its starred fixed-last-index counterpart are the cellular axioms (Cellular bases and cell modules). Their rank-one form action is derived in step 1.5.

Proof

technique · direct

Given: The data of [F1]–[F4]: the DVR O with uniformizer π, the free

module M with pairing b and Gram matrix G, the submodules M(s), and the

reduced pairing bF.

1.1givenF1algebra

The rank-zero case. If n=0, then M=0 and M∗=0, the pairing is generically nondegenerate on the zero space, and M(s)=MFs=0 for every s. The empty Gram determinant is defined here by the empty Leibniz product to be 1, whose valuation is 0; the empty sum of elementary-divisor exponents is 0. Thus the Gram valuation identity is 0=0, the radical and stability assertions hold, and the conditional nonzero-cellular-form assertion has no rank-zero instance. For the remaining steps assume n≥1.

1.2F1F2construct

Smith reduction of the form. View b as the O-linear map φ ⁣:M→M∗, φ(x)=b(x,−), with matrix GT in column coordinates by [F2]; nondegeneracy over Frac⁡(O) gives det⁡G≠0, so φ has full rank. Choose a nonzero matrix entry of φ of least valuation νπ and move it to position (1,1) by permuting the bases, then multiply its row by a unit of O to make it πa1; every entry of the matrix is divisible by πa1 by minimality (including zero entries). Subtracting suitable O-multiples of the first row from the other rows and of the first column from the other columns (all coefficients in O, all operations unimodular by [F1]) kills the first row and column outside position (1,1), leaving a smaller matrix over O. Iterating over the remaining rows and columns produces bases u1,…,un of M and v1,…,vn of M∗ with φ(uj)=πajvj and 0≤a1≤⋯≤an.

1.3F3algebra

Reduction of the radical. For xˉ∈MF one has bF(xˉ,MF)=0 if and only if b(x,M)⊆πO, i.e. x∈M(1); hence rad⁡(bF)=(M(1)+πM)/πM=MF1 by [F3], the containment πM⊆M(1) being immediate from b(πx,M)⊆πO.

1.4F3algebra

Submodule stability. Let a∈A and x∈M(s); by the hypothesis b(ax,y)=b(x,a∗y)∈πsO for every y∈M, since a∗y∈M. Hence ax∈M(s) and M(s) is an A-submodule; consequently MFs=(M(s)+πM)/πM is an A-submodule of MF, the πM-cosets of M(s) being stable because πM is stable.

1.5F3F4algebra

The cellular standard module. In a cell layer, applying both axioms [F4] to cusctv shows that the product is bF(s,t)cuv modulo higher shapes: right multiplication retains u, left multiplication retains v, and comparison makes the scalar independent of u,v. This is the cellular form; the cell action therefore sends a vector w to bF(v,w)u in the left convention, with indices transposed in the right convention. Assume MF is a cellular standard module and bF is its nonzero cellular form, and let N⊆MF be a proper submodule. If some w∈N lies outside rad⁡(bF), choose a label v with bF(v,w)≠0; by the rank-one action [F4] every basis vector u equals bF(v,w)−1 times the image of w under the cell element of the pair (u,v), so u∈N for every basis label u and N=MF, a contradiction. Thus every proper submodule is contained in rad⁡(bF), which is proper because the form is nonzero, and the same rank-one argument shows that the quotient MF/rad⁡(bF) is simple (it has no nonzero proper submodule). Hence rad⁡(bF) is the unique maximal submodule of MF, i.e. its module radical by [F3].

2.1step 1.2algebra

The filtration in the Smith bases. In the bases of step 1.2 one computes for s≥0 that b(uj,M)=πajO, so M(s)=⨁j=1nπmax⁡(0,s−aj)Ouj,dim⁡FMFs=#{j:aj≥s}. In particular M(0)=M, so MF0=M/πM; the reduced filtration terminates because every summand of M(s) is contained in πM for s>max⁡jaj, so MFs=0; and each MFs is a subspace of the finite-dimensional F-space MF.

3.1F1F2step 2.1algebra

The Gram valuation identity. By the matrix form of step 1.2, the determinant of G equals that of GT and hence det⁡(πajδjk) times a unit, since both change-of-basis matrices are invertible over O; hence, using additivity of νπ by [F1], νπ(det⁡G)=∑j=1naj=∑s>0#{j:aj≥s}=∑s>0dim⁡FMFs, the middle equality counting each aj as the number of positive integers s≤aj.

4.1step 1.1step 2.1step 3.1step 1.3step 1.4step 1.5∎

Conclusion. The rank-zero argument of step 1.1 and steps 1.3–1.5 and 2.1–3.1 establish all four assertions of the Statement: the identification of MF0 and MF1=rad⁡(bF), the termination together with the exact identity ∑s>0dim⁡FMFs=νπ(det⁡G), the submodule stability under an anti-involution action, and the equality of rad⁡(bF) with the module radical in the cellular standard case. The Smith reduction of step 1.2 is valid over any discrete valuation ring, including residue characteristic 2, because it uses independent domain and codomain bases and no symmetric diagonalization.

Remarks

The exactness of the sum formula is the point of the lemma: the multiplicities dim⁡FMFs of the Jantzen filtration are read off from the π-adic valuation of the Gram determinant, and in positive residue characteristic the valuation is the full p-power of the corresponding binomial coefficient, not merely an indicator. No choice principle is used: all bases are obtained by finitely many unimodular operations on finite matrices.

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