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Countable compactness closes in the bidual
Statement
Assume the ultrafilter lemma, the Axiom of Dependent Choice (DC), and HB. Let be a real or complex Banach space and let be relatively weakly countably compact: every sequence in has a weak cluster point in . Then is norm bounded and
Here the closure uses . The conclusion does not assert that the cluster point or the representing point belongs to .
Facts & Assumptions
Given: the three stated principles, , and as in the statement.
Relative weak countable compactness means that every sequence in the set has a cluster point in the ambient weak space, with "cluster" requiring every neighborhood to contain arbitrarily late terms (Relative weak compactness and three sequential notions).
The weak and weak-star topologies are the initial topologies of their evaluation maps; basic weak-star neighborhoods impose only finitely many evaluation inequalities (Weak topology on a normed space, The weak-star topology from finite evaluations, Basic weak star neighborhoods).
Assuming the ultrafilter lemma, the dual unit ball is weak-star compact (Banach–Alaoglu), and arbitrary products of compact Hausdorff spaces are compact (Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact).
Under HB the canonical map is an isometry, for both scalar fields (Relative Hahn–Banach makes the canonical bidual map an isometry). HB is the named relative dominated-extension principle (The real dominated-extension principle as an additional hypothesis over ZF).
Assuming DC, a pointwise bounded family of bounded operators on a Banach space is uniformly norm bounded (Uniform boundedness principle). If the target is Banach, the bounded-operator space is Banach (If (Y) is Banach then (\mathcal B(X,Y)) is Banach).
DC supplies a sequence following any entire relation from a specified initial state (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
A compact Hausdorff space is regular, and regularity permits open to be shrunk to open with (A compact Hausdorff space is regular and normal, hence and , A space is regular if and only if every point has a neighbourhood base of closed neighbourhoods, if and only if open gives an open with ).
Closed subspaces of compact spaces are compact; in a compact space every family of closed sets with the finite-intersection property has nonempty intersection; and closure is characterized by meeting every neighborhood (A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact, A space is compact exactly when every family of closed subsets with the finite intersection property has nonempty intersection, A point lies in the closure of iff every basic neighbourhood of it meets ; the closure is the smallest closed superset and equals together with its derived set).
Real intervals and complex Euclidean disks are compact by finite-dimensional Heine–Borel (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).
On the scalar field put . This bounded metric induces the usual scalar topology, since its balls of radius less than are the usual balls. It is complete: a -Cauchy sequence is Cauchy for the usual metric by testing tolerances below , and its usual scalar limit is also its -limit. The standard weighted metric on a countable product of complete metrics bounded by therefore applies to copies of and induces the product topology; metric spaces are Hausdorff (The standard weighted metric on a countable product of bounded complete metric spaces is complete, The reals are complete, The complex plane is complete, and convergence is equivalent to convergence of real and imaginary parts, Distinct points of a metric space have disjoint balls around them, The product set of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space).
A continuous bijection from a compact space to a Hausdorff space is a homeomorphism (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, claim 3).
A nonempty at-most-countable set can be enumerated by a sequence, finite Cartesian products of countable sets are countable, the natural numbers are cofinal in the reals, and is eventually smaller than every positive real (A nonempty set is at most countable iff it is a surjective image of , A product of two at most countable sets is at most countable, Every complete ordered field is Archimedean, For every in a complete ordered field there is a natural with ).
Proof
Proof technique: the Grothendieck pointwise-compactness argument, with each countable selection implemented by DC.
If , it is norm bounded and has empty weak-star closure, so both conclusions hold. Hence assume .
Put with its weak-star topology and define by . Each is continuous on by [F2], so . The space is compact by [F3] and Hausdorff because distinct members of differ at some , whose evaluation separates them in the Hausdorff scalar field. By [F4], and is injective. Since every is zero or a scalar multiple of a member of , [F2] shows that the pointwise topology on is exactly the weak topology transported from .
For each the scalar set is bounded. Otherwise every set , , is nonempty. Apply DC to finite valid histories, starting with the empty history and extending the th stage by an element of ; this gives with . Let be a weak cluster. The weak neighborhood contains arbitrarily late , while [F12] lets us take such an with . Then , a contradiction.
We shall repeatedly use this choice-free consequence of compactness. If is a sequence in a compact space, then the closed sets are nonempty, nested, and have the finite-intersection property. By [F8] some lies in every ; by the closure characterization, every neighborhood of contains terms with arbitrarily large indices. Thus is a cluster point of the sequence.
Every sequence in has a pointwise cluster in . Indeed, injectivity gives its unique lift in ; [F1] gives a weak cluster , and the topology identification in step 1.2 makes a pointwise cluster.
The dual is Banach: the real and complex scalar fields are Banach and [F5] applies to the bounded-operator space. The family is pointwise bounded by step 1.3, so UBP under the assumed DC gives .
The HB isometry [F4] gives for every . Thus , and equivalently in the supremum norm, is norm bounded.
Let be the closure in the full product . For each , step 3.1 gives for . The scalar disk is compact Hausdorff by [F9], including ; hence is compact by [F3]. It is closed in , so , and is closed in that product. Therefore is compact by [F8].
We prove . Suppose instead that is discontinuous at . Then for some , every neighborhood of meets . This is exactly the negation of continuity at into the metric scalar field, written with one failed positive tolerance. Notice .
Put and for . DC on finite valid histories constructs , open neighborhoods of , and such that and for , while and . At stage , the approximation is possible because is in the pointwise closure of ; the set to be shrunk is an open neighborhood of because is continuous; [F7] supplies ; and step 5.1 makes nonempty. Thus the relation extending a finite valid history is entire, exactly the hypothesis of DC.
By step 2.1, has a pointwise cluster . By step 1.4, has a cluster . The nesting in step 6.1 gives whenever , so the closure characterization gives for every .
Hence and . Since by [F12], . But is a pointwise cluster of , so is a cluster of the convergent scalar sequence ; scalar Hausdorffness forces .
For fixed , step 6.1 gives as . The same cluster-and-uniqueness argument gives . Since , we therefore have for every .
The function is continuous on . Thus is a neighborhood of the cluster and must contain arbitrarily late , contradicting step 9.1. Therefore every is continuous and .
Fix . For positive integers and , define . These sets are open because by step 10.1, and they cover because lies in the pointwise closure of . The finite power is compact by [F3], so some nonempty finite list of members of has the corresponding covering .
Pair the positive integer indices using [F12]. Apply DC to finite histories of choices of the finite subcovers from step 11.1; the extension relation is entire. Thus obtain one finite list for every pair. Their union is at most countable: retain the finite-list order, pad each nonempty list by its first term, and enumerate the pairs of natural indices using [F12]. No member of an uncountable family has been selected.
The point lies in the pointwise closure of : for finitely many points and tolerance , repeat points if needed to form a positive-length tuple and choose with ; a member of gives all the inequalities. Let . Then ; is closed in compact , hence compact by [F8], and it is separable because the at-most-countable is dense in it.
We record the compact-cluster argument of Haase's Lemma E.1. Let , , and let be pointwise dense in . If for every , then for every . Indeed, let be the intersection of the closures of all tails of ; it is nonempty by step 1.4. For , continuity and the assumed scalar convergence give for every . Pointwise density then gives for every : otherwise the two-coordinate neighborhood of at with radius would contain no . If failed to converge to , least-index recursion would give a subsequence staying some fixed positive distance away. Its closed tail closures have a common point by [F8], while continuity of at contradicts both and that fixed separation.
The compact separable pointwise space is nonempty because it contains . Enumerate a nonempty pointwise-dense subset as using [F12]. On the countable product of the bounded scalar metrics use the standard weighted product metric from [F10], and pull it back along to a continuous pseudometric on .
For each positive integer , the open -balls of radius cover , so compactness gives a nonempty finite list of centers. DC, applied to finite histories of such lists, chooses one list for each . Pad every list by its first center and use the countable pairing in [F12] to enumerate the union as . For each and each , take the first center in the th list whose ball contains ; the resulting sequence satisfies , hence for every .
The evaluations at separate . If agree at every , then for arbitrary use the sequence from step 15.1. Step 14.1 gives and ; equality term by term and scalar Hausdorffness give . Thus .
The evaluation map , , is continuous for the pointwise and product topologies by [F2] and injective by step 16.1. Its corestriction to is a continuous bijection from compact to a metric, hence Hausdorff, space. By [F11] it is a homeomorphism. Pulling back the restriction of the weighted metric built from therefore metrizes the pointwise topology of .
Enumerate as , with repetitions allowed. Since it is dense in the metric space , for each there is a with ; take the least such . This defines, without choice, a sequence in converging to pointwise.
Lift this sequence uniquely to in . By [F1] it has a weak cluster , so is a pointwise cluster of by step 1.2. Every scalar coordinate of that sequence converges to the corresponding coordinate of by step 18.1; uniqueness of scalar cluster points gives . Since was arbitrary, .
Let and restrict it to : . Every finite pointwise neighborhood of on is the restriction of a basic weak-star neighborhood of in , so it meets by [F2]. Hence , and step 19.1 gives with for every .
For arbitrary , the equality is immediate if ; otherwise , and linearity gives . Thus . Together with step 3.1 and the empty case of step 1.1 this proves both assertions. The ultrafilter lemma is spent in steps 1.2, 4.1 and 11.1 through compactness; HB is spent only in the isometry in steps 1.2 and 3.1; DC is spent in UBP at step 2.2 and in the explicit finite-history constructions of steps 1.3, 6.1, 12.1 and 15.1.
Source notes
Haase's Lemma E.1 and Theorems E.2, E.3 and E.14, printed pp. 345–347 and 354–355, supply the complete compact-cluster, metrization, countable-reduction, and pointwise-closure arguments. The proof above changes Haase's phrase "take " to a cover indexed by every available function and uses DC only to choose countably many finite subcovers; this avoids an unrecorded choice over all tuples. It also supplies the dual-completeness premise needed by UBP and uses closed tail closures, rather than a metric compactness theorem, to obtain cluster points in the possibly nonmetrizable space .
Depends on
- Relative weak compactness and three sequential notions
- Weak topology on a normed space
- The weak-star topology from finite evaluations
- Basic weak star neighborhoods
- Banach–Alaoglu
- Uniform boundedness principle
- If \(Y\) is Banach then \(\mathcal B(X,Y)\) is Banach
- Relative Hahn–Banach makes the canonical bidual map an isometry
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The real dominated-extension principle as an additional hypothesis over ZF
- Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact
- A compact Hausdorff space is regular and normal, hence $T_3$ and $T_4$
- A space is regular if and only if every point has a neighbourhood base of closed neighbourhoods, if and only if $x \in U$ open gives an open $V$ with $x \in V \subseteq \overline{V} \subseteq U$
- The product set $\prod_{i \in I} X_i$ of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact
- A space is compact exactly when every family of closed subsets with the finite intersection property has nonempty intersection
- A point lies in the closure of $A$ iff every basic neighbourhood of it meets $A$; the closure is the smallest closed superset and equals $A$ together with its derived set
- Separability: the existence of an at most countable dense subset
- A nonempty set is at most countable iff it is a surjective image of $\mathbb{N}$
- A product of two at most countable sets is at most countable
- Every complete ordered field is Archimedean
- For every $\varepsilon > 0$ in a complete ordered field there is a natural $n \ge 1$ with $1/n < \varepsilon$
- The reals are complete
- The complex plane is complete, and convergence is equivalent to convergence of real and imaginary parts
- The standard weighted metric on a countable product of bounded complete metric spaces is complete
- Distinct points of a metric space have disjoint balls around them
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
Used by
- Eberlein–Šmulian theorem Theorem
Dependency tree · two levels
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Sources
- Haase, The Functional Analysis of Quantum Information Theory (standard reference, not scraped)