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Eigenbasis expansion in the form norm

Statement

Assume the Axiom of Choice and Countable Choice. In the symmetric case of The L2 operator associated with a symmetric elliptic form with Ω nonempty bounded open, let {ej} and {λj} be the eigenbasis and eigenvalues of Discrete spectrum of a symmetric elliptic Dirichlet operator and fix μ≥β. Then:

  1. for every u∈H01(Ω) the series ∑j(u,ej)L2ej converges to u in the H01(Ω) norm (equivalently in the inner-product norm aμ), and aμ(u,u)=∑j≥1(λj+μ) ∣(u,ej)L2∣2;
  2. for every f∈L2(Ω) the series ∑j(f,ej)L2ej converges to f in L2(Ω) and ∥f∥L22=∑j∣(f,ej)L2∣2 (Parseval);
  3. consequently a(u,u)=∑jλj∣(u,ej)L2∣2 for every u∈H01(Ω), the series being absolutely convergent. This expansion is the form-domain companion of the L2 eigenbasis of the spectral theorem.

Facts & Assumptions

Given: the Axiom of Choice and Countable Choice; a nonempty bounded open set Ω⊆Rn; the symmetric divergence-form case with form a and operator L; the eigenbasis {ej} and eigenvalues λj→+∞ of the discrete spectral theorem, orthonormal in L2; a fixed μ≥β.

[F1]

Eigenrelations: ej∈H01(Ω), a(ej,v)=λj(ej,v)L2 for every v∈H01(Ω), the λj are real, and {ej} is a Hilbert basis of L2(Ω) (Discrete spectrum of a symmetric elliptic Dirichlet operator, Symmetric elliptic weak eigenpairs, Orthonormal families, complete orthonormal systems and Hilbert bases).

[F2]

Shifted positivity: aμ=a+μ(⋅,⋅)L2 is symmetric, and aμ(u,u)≥α∥u∥H012 with α=θ/2; in particular aμ is an inner product on H01(Ω). Boundedness of the shifted form gives aμ(u,u)≤Mμ∥u∥H012 with Mμ=nMa+Mc+∣μ∣, so together with the coercive lower bound its norm is equivalent to the Sobolev norm and is complete by The Sobolev space H1 is a Hilbert space. It defines the norm ∥u∥aμ=aμ(u,u)1/2, and λj+μ>0 for every j (A sufficiently large shift is coercive, The shifted elliptic solution operator, The symmetric shifted solution operator is positive and self-adjoint, Hilbert space).

[F3]

Fourier expansion and Parseval: in a Hilbert space with complete orthonormal family the finite-subset net of the coefficients converges in norm and the squared norm is computed by the sum of the squared coefficient moduli; Bessel's inequality and square-summability control the partial sums (Fourier expansion in a Hilbert space, Parseval equivalences for an orthonormal family, The finite Bessel inequality and best approximation by a finite orthonormal family, Square-summable orthogonal families have norm-convergent finite sums, Orthogonality and the orthogonal complement, The L2 operator associated with a symmetric elliptic form, The Axiom of Choice).

Proof

technique · direct
1.1F1F2givenalgebra

Orthonormality in the form. For j,k use symmetry of a and the eigenrelation [F1] with v=ek: a(ej,ek)=λj(ej,ek)L2=λjδjk. Hence aμ(ej,ek)=(λj+μ)(ej,ek)L2=(λj+μ)δjk, so the family fj:=(λj+μ)−1/2ej (well defined by [F2]) is orthonormal in the inner product aμ on H01(Ω).

1.2F1F3given

Parseval in L2. Since {ej} is a Hilbert basis of L2(Ω), [F3] gives f=∑j(f,ej)L2ej in L2(Ω) and ∥f∥L22=∑j∣(f,ej)L2∣2 for every f∈L2(Ω), which is claim 2.

2.1F1F2F3step 1.1givenalgebra

Completeness in the form. Let u∈H01(Ω) satisfy aμ(u,fj)=0 for every j. Then aμ(u,ej)=(λj+μ)(u,ej)L2=0, so (u,ej)L2=0 for every j; since {ej} is a Hilbert basis of L2(Ω), u=0 as an L2 class, hence u=0. Thus (fj) is a complete orthonormal family in the Hilbert space (H01(Ω),aμ), and by [F3] for every u∈H01(Ω) the net of finite partial sums of ∑jaμ(u,fj)fj converges to u in the aμ norm, with aμ(u,u)=∑j∣aμ(u,fj)∣2. Since aμ(u,fj)=aμ(fj,u)‾=(λj+μ)−1/2aμ(ej,u)‾=(λj+μ)1/2(ej,u)L2‾=(λj+μ)1/2(u,ej)L2, the partial sums are ∑j(u,ej)L2ej and claim 1 follows; the H01 norm and the aμ norm are equivalent by [F2].

3.1F2step 1.2step 2.1givenalgebra∎

Claim 3. Let u∈H01(Ω)⊆L2(Ω). By claim 2 applied to u, ∥u∥L22=∑j∣(u,ej)L2∣2, and by claim 1 aμ(u,u)=∑j(λj+μ)∣(u,ej)L2∣2 with both sides finite. Subtracting μ times the first identity from the second gives a(u,u)=aμ(u,u)−μ∥u∥L22=∑jλj∣(u,ej)L2∣2. This series is absolutely convergent: since λj→+∞, only finitely many λj are negative, and for all remaining indices 0≤λj∣(u,ej)L2∣2≤(λj+μ)∣(u,ej)L2∣2, whose sum is finite by claim 1.

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