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Discrete spectrum of a symmetric elliptic Dirichlet operator
Statement
Assume the Axiom of Choice and Countable Choice. In the symmetric case of The operator associated with a symmetric elliptic form, let be nonempty, open and bounded, fix , and let be the shifted solution operator of The shifted elliptic solution operator (The shifted solution operator is compact on ). Then the following hold.
- There are real numbers with , each eigenvalue repeated according to its finite multiplicity, and an orthonormal basis of with and equivalently and in the sense of Symmetric elliptic weak eigenpairs. Explicitly , where , , are the nonzero eigenvalues of the compact self-adjoint positive operator with (The symmetric shifted solution operator is positive and self-adjoint).
- Every weak eigenvalue of the Dirichlet problem occurs in the list, and each listed is a weak eigenvalue with finite-dimensional eigenspace; eigenspaces belonging to distinct eigenvalues are -orthogonal.
- for every , and for every . The proof applies the compact self-adjoint spectral theorem once to ; since , no Hilbert basis of the kernel is ever selected, and the union of orthonormal bases of the nonzero eigenspaces of is already a Hilbert basis of .
Facts & Assumptions
Given: the Axiom of Choice and Countable Choice; a nonempty bounded open set ; the symmetric divergence-form case with constants ; a fixed ; the shifted solution operator and the operator of The operator associated with a symmetric elliptic form.
Spectral data: , regarded on , is compact, self-adjoint, positive and injective, with (The symmetric shifted solution operator is positive and self-adjoint, The shifted solution operator is compact on , Compact linear operator, The Axiom of Choice). Since contains a box of positive finite measure (A box in with parameters is Lebesgue measurable of measure , whichever of its faces are included), it contains countably many disjoint positive-measure subboxes whose indicators give an infinite orthogonal family in .
Compact self-adjoint spectral theorem: the nonzero eigenvalues of are real, of finite multiplicity and accumulate only at ; the eigenspaces for distinct eigenvalues are orthogonal; the closed span of their union is , so it is all of because is injective; and in norm, where is the orthogonal projection onto the eigenspace of (Spectral theorem for compact self adjoint operators, Eigenspaces of a self adjoint operator are orthogonal, Orthonormal families, complete orthonormal systems and Hilbert bases, The Axiom of Countable Choice ()).
Translation of eigenvectors: if with and , then because maps into ; hence for every one has . Conversely if is a weak eigenpair of the symmetric case, then for all , so by uniqueness, and because ; hence with (The shifted elliptic solution operator, Symmetric elliptic weak eigenpairs, The associated elliptic operator is densely defined, symmetric and lower bounded, The symmetric elliptic form operator is self-adjoint with compact resolvent).
Finite-dimensional Hilbert spaces have orthonormal bases (Every finite-dimensional real or complex inner product space has an orthonormal basis), and Garding's inequality gives for all , with the constant of Garding's inequality for a divergence-form elliptic operator.
Proof
Spectral data of . By [F1] and [F2] the nonzero eigenvalues of are real and of finite multiplicity; positivity gives for each of them, and they accumulate only at . The eigenspaces are finite dimensional and pairwise orthogonal, and their union spans a dense subspace: its closed span is .
Translation. Let be an eigenvalue of with eigenvector . Since and , we have ; then [F3] shows for every , so is a weak eigenpair with finite-dimensional eigenspace equal to the -eigenspace of ; conversely every weak eigenpair arises this way from , and . In particular the two eigenvalue lists correspond bijectively, and each weak eigenvalue is real and of finite multiplicity.
Enumeration. By [F2] the closed span of the nonzero eigenspaces is all of , which is infinite dimensional by [F1]. Since each eigenspace is finite dimensional, there must be infinitely many nonzero eigenvalues; compactness gives at most countably many. By [F4], together with Countable Choice, choose an orthonormal basis of each eigenspace ; their union is an orthonormal family whose closed span is by step 1.1, hence a Hilbert basis of with and , where the eigenvalues are listed in decreasing order with multiplicity, so that . Set ; then is nondecreasing and tends to , and step 2.1 gives for every , equivalently by Symmetric elliptic weak eigenpairs.
Claim 2 and the lower bounds. Every weak eigenvalue occurs in the list by step 2.1, and each listed is a weak eigenvalue; eigenspaces for distinct eigenvalues are -orthogonal by [F2], since they are eigenspaces of for distinct . Finally because , and Garding's inequality gives for every .
Conclusion. Steps 3.1 and 4.1 establish all three assertions: the list , the orthonormal basis with the weak eigenrelations and the operator form , the completeness of the eigenvalue list with finite multiplicities and orthogonality of distinct eigenspaces, and the lower bounds and . No Hilbert basis of was selected, because is injective by [F1]; only orthonormal bases of the finite-dimensional nonzero eigenspaces were chosen.
Depends on
- Every finite-dimensional real or complex inner product space has an orthonormal basis
- The Axiom of Choice
- Compact linear operator
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Eigenvalues, eigenvectors, eigenspaces $E_\lambda(T)=\ker(T-\lambda I)$, and the spectrum $\sigma_F(T)$ of an endomorphism
- The $L^2$ operator associated with a symmetric elliptic form
- Orthonormal families, complete orthonormal systems and Hilbert bases
- The shifted elliptic solution operator
- Symmetric elliptic weak eigenpairs
- The associated elliptic operator is densely defined, symmetric and lower bounded
- Eigenspaces of a self adjoint operator are orthogonal
- The shifted solution operator is compact on $L^2$
- The symmetric shifted solution operator is positive and self-adjoint
- Garding's inequality for a divergence-form elliptic operator
- A box in $\mathbb{R}^n$ with parameters $a_i\le b_i$ is Lebesgue measurable of measure $\prod_{i<n}(b_i-a_i)$, whichever of its faces are included
- Spectral theorem for compact self adjoint operators
- The symmetric elliptic form operator is self-adjoint with compact resolvent
Used by
- Non-invertible elliptic shifts form a discrete set in the self-adjoint case Corollary
- The Dirichlet Laplacian generates an analytic heat semigroup Corollary
- The Poincare constant is the reciprocal square root of the first Dirichlet eigenvalue Corollary
- An analytic semigroup need not be norm continuous at zero Counterexample
- Elliptic eigenvalues need not be simple Counterexample
- Dirichlet Laplacian eigenpairs on an interval Example
- The analytic Dirichlet heat semigroup Example
- The Dirichlet Laplacian generates the heat semigroup Example
- The resolvent norm blows up at an eigenvalue Example
- Eigenbasis expansion in the form norm Lemma
- A repeated eigenvalue has no canonical eigenfunction basis Remark
- Higher eigenvalues by orthogonality-constrained minimisation Theorem
- Spectral series solution of an invertible symmetric elliptic problem Theorem
- The Courant-Fischer min-max principle for elliptic eigenvalues Theorem
- The first Dirichlet eigenfunction by constrained minimisation Theorem
- The first Dirichlet eigenvalue is monotone under domain inclusion Theorem
- The Rayleigh principle for the first Dirichlet eigenvalue Theorem
Dependency tree · two levels
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Sources
- John K. Hunter, Notes on Partial Differential Equations (UC Davis, revised 18 June 2014, complete 242-page notes) (standard reference, not scraped)
- Richard S. Laugesen, Linear Analysis and Partial Differential Equations (University of Illinois, 2020, complete 158-page graduate notes) (standard reference, not scraped)
- Haim Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations (Springer Universitext, 2011, complete 614-page text) (standard reference, not scraped)
- Gerald Teschl, Partial Differential Equations: From Classical to Modern (2025 archived author manuscript, complete 392 pages) (standard reference, not scraped)