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Handle slides act by elementary basis change on handle chains

Statement

Assume ACω. Let W have a handle presentation in which all handles of index ≤k−1 precede the k-handles, and let h1,h2 be two k-handles with a slide datum. Then the relative homology group Hk(Wk,Wk−1;Z) is free with basis the relative fundamental classes [Cj] of the handle cores, and, under the relative-homology comparison given by the disk-push slide diffeomorphism together with its specified lower-stage homotopy, the core C1′ of the slid handle satisfies [C1′]=[C1]±[C2]; the sign is determined by the orientations of the framings and the slide path. The lower-stage homotopy is part of this comparison: a diffeomorphism relative only to the incoming boundary need not map the lower stage to itself. With respect to the handle basis, a slide therefore acts on the k-th handle chain group by the elementary basis change e1↦e1±e2 (and correspondingly for the slid second handle).

Facts & Assumptions

Given: A handle presentation in which all handles of index ≤k−1 precede the k-handles, two k-handles h1,h2 with a slide datum, and the slid handle h1′ with core C1′.

[F1]

A handle decomposition gives a relative CW complex and Relative homology of consecutive CW skeleta: assume ACω; a finite handle decomposition relative to M0 gives a finite relative CW pair with one relative k-cell per k-handle, and for every abelian group G, Hi(Xk,Xk−1;G) is zero for i≠k and is ⨁cells eαkG for i=k.

[F2]

The normal-disk contraction identifies a handle pair (Dk×Dn−k,Sk−1×Dn−k) with (Dk,Sk−1) up to homotopy of pairs. In the relative cell computation of [F1] the oriented core is therefore the generator of its summand. Relative homology of a single handle pair records the corresponding Morse-band version; no Morse-band hypothesis is imposed on the arbitrary presentation here.

[F3]

Handle slide of one k handle over another specifies the signed framed attaching-sphere band sum. The disk-push isotopy of the full attaching region in Handle slides preserve the relative diffeomorphism type, proof steps 2.1–3.1, takes place in the outgoing boundary after attaching the second handle. Its isotopy extension in step 4.1 gives the slide diffeomorphism. No core comparison or preservation of the lower stage is being quoted; these are addressed below.

[F4]

Handle slides preserve the relative diffeomorphism type: assume ACω; a slide does not change the relative diffeomorphism type of the presented manifold.

[F5]

The Axiom of Countable Choice (ACω): ACω is assumed; it is used through [F1] and [F4].

[F6]

The singular chain homotopy formula: for a homotopy H from f to g, its prism operator satisfies g#−f#=∂PH+PH∂, including degree zero.

[F7]

Global sphere degree is the sum of local degrees: a continuous map of oriented k-spheres, k≥1, with a finite fibre has degree equal to the sum of its local degrees.

Proof

technique · direct
1.1F1F2F5given

By [F1] the handle filtration gives a relative CW pair with one relative k-cell for each k-handle, so the relative homology group Hk(Wk,Wk−1;Z) is free with one generator per k-handle; by [F2] the relative fundamental classes [Cj] of the handle cores form a basis.

2.1F3F4step 1.1construct

Put A=Wk−1 and first attach h2. Use the disk-push construction of [F3] in B=A∪h2. Denote its ambient extension by Kt, with K0=id⁡ and K1f1=f1′. Choose its support near the parallel core disk and band, off the original second core and the other core attachments; untouched handles may be attached afterwards with their data transported. The resulting diffeomorphism G:T′→T from the new k-stage to the old one is K1−1 on B and the identity in the slid handle's product coordinates. It carries the new first core to the old first core, but generally does not carry A to itself. The homotopy Ht(a)=KtK1−1(a), a∈A, lies in B⊂T, starts at G∣A and ends at the inclusion of A. On the boundary of the new first core it is exactly the attaching-sphere disk push Ktf1.

3.1F6step 2.1algebraconstruct

Define the relative comparison explicitly. For a relative cycle z∈Ck(T′) with ∂z=a∈Ck−1(A), use the class of G#z+PHa in Hk(T,A). Its boundary is a, by [F6]. If the representative changes by ∂b+c, c∈Ck(A), the image changes by ∂(G#b−PHc)+c, again by [F6]; hence this is a well-defined homomorphism. This construction includes the specified lower-stage homotopy and does not assert that the bare diffeomorphism is a map of these pairs.

4.1F2F3F6F7step 1.1step 2.1step 3.1construct

For the new first core, G#z is the old first core chain. The correction PH∂z is the oriented k-dimensional trace of its attaching-sphere patch crossing the parallel core disk of h2. It contributes ε[C2], ε∈{1,−1}: collapse A and the other handles and project h2=Dk×Dn−k to Dk/Sk−1. In the disk-push strip the moving patch has coordinates (2tb(y),y), with b=1 near the centre. The central point of the parallel disk is crossed once, and the derivative there in (t,y) has determinant ±2 according to the chosen orientations. The rest of the trace is in the band collar or in the radial return away from the belt sphere and has no further preimage of that point. Cap the two boundary spheres of the trace cylinder by disks mapped to the quotient basepoint; this gives a continuous map Sk→Sk with that unique preimage. The invertible local coordinate map has local degree ε, so [F7] makes its degree, and hence the trace coefficient, ε. The support misses every other core attachment, so their coefficients in this trace are zero. A parallel disk has the same generator as C2 by the normal-product contraction of [F2]. This proves that the comparison sends [C1′] to [C1]+ε[C2]. For k=1 the moving foot traces an interval across the parallel interval core once and the other foot is fixed; this is the same degree computation, using the degree-zero prism formula in [F6].

5.1F6step 1.1step 3.1step 4.1algebra

The second core and all other core classes are unchanged by this comparison: the diffeomorphism and boundary homotopy can be chosen fixed there, so their prism corrections lie in A. Thus its matrix in the bases of step 1.1 is e1′↦e1+εe2, ej′↦ej for j≠1. This matrix is invertible, with inverse subtracting εe2 from the first generator; the relative comparison is an isomorphism and gives precisely the asserted elementary basis change. Exchanging the two handles gives the analogous formula for a slide of the second.

6.1F4step 2.1step 3.1step 4.1step 5.1given∎

By [F4] the two total presentations are relatively diffeomorphic. Together with the explicit relative comparison of steps 2.1–5.1, this identifies the slide as a change of the handle-chain basis, with its usual corresponding change of boundary coordinates. Neither a boundary connected sum description of the actual diffeomorphism image nor strict lower-stage preservation was assumed.

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