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A complete no-return extension of a strictly convex manifold

Statement

Assume Countable Choice. Let n≥2 and let (M,g) be a compact, connected, nonempty smooth n-dimensional Riemannian manifold with nonempty smooth boundary. Write νout for its outward unit normal and assume strict convexity in the convention g(∇wνout,w)>0 for every nonzero w∈Tx∂M. Then there are a connected boundaryless Riemannian manifold (N,G) and a smooth isometric embedding M↪N such that N is complete for its Riemannian distance and N∖M is diffeomorphic to (0,∞)×∂M. Let s:N∖M→(0,∞) be the first coordinate under this diffeomorphism. A unit-speed geodesic means a smooth curve γ satisfying G(γ˙,γ˙)=1 and ∇γ˙γ˙=0. For every such geodesic γ:[0,∞)→N with γ(0)∈∂M and G(γ˙(0),νout)≥0, one has γ(t)∉M for every t>0, and s(γ(t))→+∞ as t→∞.

Statement references

Facts & Assumptions

Given: Countable Choice; a compact connected nonempty smooth Riemannian manifold with nonempty smooth boundary; and strict convexity in the outward normal convention stated above.

[A1]

The Axiom of Countable Choice (ACω): every countable family of nonempty sets has a choice function. The proof uses this assumption only through the global collar and smooth partition-of-unity suppliers [F2] and [F4].

[F1]

Simple Riemannian background: the boundary has an outward unit normal, and strict convexity means g(∇wνout,w)>0 for every nonzero tangent vector w at the boundary.

[F2]

Collar neighborhood theorem: under Countable Choice, the boundary has a smooth collar.

[F3]

Smooth functions and tensor fields extend locally across the boundary: every smooth tensor field on a manifold with boundary has a smooth local extension across each boundary point in its double.

[F4]

Smooth partitions of unity exist on manifolds with boundary: under Countable Choice, an open cover of a smooth manifold with boundary has a subordinate smooth partition of unity.

[F5]

Levi civita connection and Fundamental theorem of riemannian geometry: the metric has a unique metric-compatible, torsion-free Levi–Civita connection.

[F6]

Local existence, uniqueness, and smooth dependence for manifold integral curves: a smooth vector field has locally unique integral curves depending smoothly on their initial points. Applied on the double to the geodesic vector field, this gives the local normal-geodesic coordinates used below.

[F7]

Riemannian distance on a connected manifold: dG(x,y) is the infimum of Riemannian lengths of piecewise C1 curves from x to y.

[F8]

Riemannian speed and length and Pointwise norm and angle from a riemannian metric: on each C1 piece, LG(α)=∫∣α˙∣G and ∣v∣G=G(v,v).

[F9]

Local comparison of a riemannian metric with the euclidean metric: on a compact coordinate patch the metric norm is bounded above and below by positive constant multiples of the Euclidean coordinate norm.

[F10]

Riemannian distance is a metric: the infimum-of-lengths distance is a finite metric on a connected Riemannian manifold.

[F11]

For a metric space with its metric topology, compactness in the topological sense is compactness in the metric sense, and the two notions of compact subset coincide: topological compactness on a metric space with its metric topology is the same as metric compactness, including for subspaces.

[F12]

A compact metric space is complete and totally bounded, and neither implication uses any choice principle: every compact metric space is complete, without a choice assumption.

[F13]

Hopf–Rinow theorem: under Countable Choice, a nonempty connected boundaryless Riemannian manifold that is complete for its Riemannian distance is geodesically complete.

[F14]

Newton–Leibniz needs only continuity on [a,b], differentiability on (a,b), and a Riemann-integrable extension of the interior derivative: for a continuous function on a closed interval whose derivative exists in the interior and has a Riemann-integrable extension, the integral of that derivative equals the endpoint difference.

[F15]

The Euclidean inverse function theorem: a smooth map with invertible derivative at a point is a local diffeomorphism there.

[F16]

The boundary of a positive-dimensional manifold is a closed embedded smooth (n-1)-manifold: the boundary is a closed embedded smooth manifold; thus it is compact when M is compact.

[F17]

A product of finitely many compact spaces is compact in the product topology: the product of the compact interval [0,R] and compact ∂M is compact.

[F18]

Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors: for the inner product induced by G, ∣G(v,w)∣≤∣v∣G∣w∣G.

[F20]

In any metric space compactness implies countable compactness and limit point compactness, and each of countable compactness and limit point compactness implies sequential compactness; every implication here is proved without a choice principle: every compact metric space is sequentially compact, in ZF. Here use the intrinsic metric dg on the connected M and restrict it to ∂M. Its topology is the manifold topology: on a smaller coordinate half-ball, the upper bound in [F9] controls lengths of straight coordinate segments (the half-ball is convex), while the lower bound makes a path leaving the half-ball have a fixed positive length; these are the two neighborhood inclusions. By [F16], [F19], and [F11], the boundary with this restricted metric is compact. Thus every sequence of boundary points has a subsequence converging to a boundary point, with convergence also in manifold coordinates. Applying this twice retains one common subsequence for two boundary-point sequences. No assertion that arbitrary compact topological spaces are sequentially compact is used.

Proof

1.1A1F2F3F4F5F6F15F16F20givenconstruct

Use [F2] to attach the smooth cylinder [0,∞)×∂M to M along its boundary. By [F3], the metric coefficients extend smoothly across each boundary point to the double. Compactness of ∂M gives a finite such cover; [F4] patches these local extensions by a smooth partition of unity. After shrinking the collar, the patched tensor remains positive definite, since it agrees with g on M and positive definiteness is open. Solve the geodesic ODE for the extended metric from each boundary point in the outward unit-normal direction. At (x,0) the derivative of (x,s)↦exp⁡x(sνout(x)) sends (w,a) to w+aνout(x), an isomorphism; [F15] therefore gives local inverse charts along the zero section. A finite subcover gives a common domain where this map is a local diffeomorphism. If no uniform collar width made it injective, there would be distinct pairs (xj,sj) and (yj,tj) with equal images and 0≤sj,tj↓0; [F20], first for (xj) and then for (yj) along the resulting subsequence, gives a common subsequence converging to (x,0) and (y,0), equality of the images forces x=y, and both pairs then lie in one local inverse chart at (x,0), a contradiction. Thus a uniform outward normal collar exists.

2.1F1F5F6step 1.1algebra

In this normal collar, use s for outward normal distance and write the extended metric as ds2+h~s, where h~s is a smooth family of metrics on ∂M. The Gauss-lemma orthogonality follows by differentiating G(∂s,J) along a variation field J of normal geodesics: Ds∂s=0, [∂s,J]=0, and metric compatibility give ∂sG(∂s,J)=12J(G(∂s,∂s))=0, while the initial value is zero. Also G(∂s,∂s)=1. For tangent fields X,Y transported along this collar, metric compatibility and torsion freeness yield ∂sh~s(X,Y)=G(∇X∂s,Y)+G(X,∇Y∂s); hence 12∂sh~s∣s=0 is the second fundamental form for the outward normal. By [F1], ∂sh~s is positive definite at s=0, and compactness makes it positive definite for 0≤s<2ε for some ε>0.

3.1F1step 2.1construct

Choose smooth nonincreasing ξ1:[0,∞)→[0,1] with ξ1=1 on [0,ε] and ξ1=0 on [2ε,∞), and set ξ2=1−ξ1. Since the family h~s/s is bounded relative to the positive metric h~0 on the compact transition interval [ε,2ε]×∂M, choose C>0 large enough that sk−h~s is positive semidefinite there for k=Ch~0. Define hs=ξ1(s)h~s+sξ2(s)k. This is positive definite: on [0,ε] it equals h~s, on [2ε,∞) it equals sk, and on the transition both terms are positive semidefinite with positive-definite sum.

4.1step 2.1step 3.1algebraconstruct

Differentiate the definition to obtain ∂shs=ξ1∂sh~s+ξ2k+ξ2′(sk−h~s). Each term is positive semidefinite on the transition interval, and at least one of the first two is positive definite at every point; outside the transition, ∂shs=∂sh~s>0 near s=0 and ∂shs=k>0 for s≥2ε. Thus ∂shs is positive definite for every s≥0. Gluing ds2+hs to g gives a smooth Riemannian metric G on the cylinder attachment, because hs=h~s near s=0.

5.1F7F8F9F10F11F12F14F16F17F18F19step 4.1algebra

Let p:N→R equal s on the cylinder and be smooth and nonpositive on M, agreeing with the collar coordinate near ∂M; such an extension is obtained by a smooth one-variable cutoff on the compact interior side of the collar. The sublevel set {p≤R} is closed by continuity of p and contained in the union of compact M and [0,max⁡(R,0)]×∂M, which is compact by [F16, F17]. Therefore the sublevel set is compact by [F19]. The differential of p has bounded metric norm: it has norm 1 on the cylinder and is bounded on compact M. If C is such a bound, then on each C1 piece of a path α, [F18] and the chain rule give ∣(p∘α)′∣≤C∣α˙∣G; integrating by [F14] on each piece and summing gives ∣p(α(b))−p(α(a))∣≤CLG(α). Taking the infimum over paths in [F7] shows that p is C-Lipschitz for dG. Hence every dG-Cauchy sequence has bounded p and lies in one compact sublevel set. The metric topology agrees locally with the manifold topology by [F9]: the upper coordinate bound makes nearby coordinate points close in dG, and the lower bound on a smaller chart ball makes any path leaving that ball have a fixed positive length. Thus the sublevel is compact as a metric subspace by [F11], and complete by [F12]. Every Cauchy sequence in N therefore converges in N, so (N,G) is complete.

6.1F1F5F13step 4.1step 5.1algebra∎

The manifold N is connected, nonempty, and boundaryless, so [F13] extends every geodesic from its initial data to all t∈R. Let γ start at ∂M with unit outward or tangent velocity, and put r(t)=s(γ(t)) while it is in the exterior. From G=ds2+hs, the Levi–Civita formula gives Hess⁡Gs(γ˙,γ˙)=12(∂shs)(γ˙T,γ˙T)≥0, where γ˙T is the component tangent to the level set {s=constant}. Thus r′′(t)≥0. If r′(0)>0, then r′(t)≥r′(0) and r(t)>0 grows without bound. If r′(0)=0, then γ˙(0) is a nonzero boundary-tangent vector and strict convexity gives r′′(0)>0; continuity makes r′(t)>0 for some sufficiently small t>0, after which the same convexity estimate keeps r′ positive and r(t)→∞. In either case the geodesic never returns to M and eventually leaves every compact subset of N.

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