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Locality of subharmonicity in the plane and on Riemann surfaces
Statement
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Plane domains. Let be a complex domain and let be upper semicontinuous. Suppose that every point of has a connected open neighbourhood on which is subharmonic (Subharmonic functions on plane domains). Then is subharmonic on .
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Riemann surfaces. Let be an open subset of a Riemann surface (Riemann surfaces and holomorphic atlases) and let . Suppose that every point of has an open neighbourhood on which is subharmonic (Chartwise harmonic and subharmonic functions on a Riemann surface). Then is subharmonic on .
No choice principle is used.
Facts & Assumptions
Given: A complex domain and an upper semicontinuous that is subharmonic on a connected open neighbourhood of each of its points, for part 1; an open subset of a Riemann surface and a that is subharmonic on an open neighbourhood of each of its points, for part 2.
Plane subharmonicity: is subharmonic on a plane domain when is upper semicontinuous, is not identically on any component, and satisfies the sub-mean inequality over every closed disc; equivalently, by the harmonic-majorant characterisation, is subharmonic exactly when is upper semicontinuous, is not identically on any component, and for every closed disc in the domain and every function continuous on and harmonic on with on , one has on (Subharmonic functions on plane domains, Subharmonicity is equivalent to harmonic comparison on compactly contained discs, Plane harmonic functions).
Finite sums: if are subharmonic on a plane domain and , then is subharmonic; in particular, if is subharmonic and is harmonic on a domain, then is subharmonic there, since is harmonic and every harmonic function is subharmonic (Positive linear combinations and finite maxima preserve subharmonicity, Subharmonic functions on plane domains).
A subharmonic function that attains a finite maximum at an interior point of a domain is constant on that domain (A plane subharmonic function with an interior maximum is constant on its component).
Elementary upper-semicontinuity consequence, also for values in : if for real , upper semicontinuity gives a neighbourhood of on which . Hence is open and its complement is closed. In particular, a finite maximum set is closed. This argument applies on the plane disc and does not invoke the real-line level-set theorem.
Closed bounded subsets of are compact, so every closed disc is compact (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).
Surface subharmonicity is chartwise: is subharmonic on an open when every connected component of every chart expression is plane subharmonic, and a biholomorphic change of coordinates preserves plane subharmonicity in both directions; restricting a subharmonic function to an open subset preserves subharmonicity (Chartwise harmonic and subharmonic functions on a Riemann surface, Riemann surfaces and holomorphic atlases, Plane subharmonicity is invariant under biholomorphic change of coordinate).
Proof technique: direct: reduce the plane statement to the harmonic majorant characterisation by a maximum-set openness argument, then transport it chartwise to surfaces.
Proof
Under the hypothesis of part 1, is not identically on any connected component of . Otherwise, for a point , take a connected open neighbourhood of on which is subharmonic. Since is connected and meets , it lies in , so on , contrary to [F1].
Harmonic comparison. Let be a closed disc and let be continuous on , harmonic on , with on ; then on . Suppose not and put on ; then is upper semicontinuous (difference of an upper semicontinuous function and a continuous one), at every point of , and is positive somewhere on . Put . Compactness supplies boundedness and attainment without selecting a sequence: the open sets , for positive integers , cover the closed disc since has no values; a finite subcover bounds above. For each real , the closed set in the closed disc is nonempty, and these sets have the finite intersection property because a finite list has a largest . Their intersection is nonempty: otherwise their open complements cover the compact disc and a finite subcover contradicts that finite intersection property. At an intersection point one has for every , hence . Since on the boundary and , this point is interior. The maximum set is nonempty and closed in [F4]. It is also open: given , choose a small open disc about , contained in and in a neighbourhood on which is subharmonic; then is subharmonic on the domain [F1, F2] and attains the finite maximum at the interior point , so on [F3], a neighbourhood of contained in . Hence is a nonempty clopen subset of the connected disc , so and on . But for and any sequence with one has , while and is upper semicontinuous, a contradiction. Therefore and on .
Part 1 follows: is upper semicontinuous by hypothesis, is not identically on any component by step 1.1, and satisfies the harmonic comparison of step 1.2, so the harmonic-majorant characterisation makes subharmonic on .
Surface case. Let and be as in part 2. First is upper semicontinuous on : for choose an open neighbourhood of on which is subharmonic, hence upper semicontinuous, and computed with is the limsup over . Next, for every chart of the atlas with , the chart expression on is upper semicontinuous, being the composition of the upper semicontinuous with the continuous inverse chart, and every point of has a connected open neighbourhood on which is subharmonic: if is an open neighbourhood of the corresponding point of on which is subharmonic, take an inverse-chart image of a small plane disc contained in , so the resulting neighbourhood is connected and contained in , so by [F6] the chart expression of is plane subharmonic on its image. Apply step 2.1 (part 1) separately to each connected component of the open plane set ; it makes subharmonic on each component; as was an arbitrary chart of the atlas, [F6] makes subharmonic on .
Part 1 is step 2.1 and part 2 is step 3.1, so the lemma holds: every assertion above used only the displayed hypotheses, and no choice principle was invoked.
Depends on
- Subharmonic functions on plane domains
- Plane harmonic functions
- Chartwise harmonic and subharmonic functions on a Riemann surface
- Riemann surfaces and holomorphic atlases
- Positive linear combinations and finite maxima preserve subharmonicity
- A plane subharmonic function with an interior maximum is constant on its component
- Subharmonicity is equivalent to harmonic comparison on compactly contained discs
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- Plane subharmonicity is invariant under biholomorphic change of coordinate
Used by
- A dipole Green function exists on a Riemann surface Lemma
- A simply connected Greenian Riemann surface is a disc Lemma
- A simply connected surface without a Green kernel is plane or sphere Lemma
- Green envelope dichotomy, logarithmic pole and leastness on a Riemann surface Lemma
- Removing a compact chart disc gives a Greenian surface Lemma
- Symmetry of the canonical surface Green kernel Lemma
Dependency tree · two levels
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Sources
- Donald E. Marshall, The Uniformization Theorem (standard reference, not scraped)