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LemmaStatement: AI-adaptedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-10-02
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Locality of subharmonicity in the plane and on Riemann surfaces

Statement

  1. Plane domains. Let Ω⊆C be a complex domain and let u:Ω→[−∞,∞) be upper semicontinuous. Suppose that every point of Ω has a connected open neighbourhood on which u is subharmonic (Subharmonic functions on plane domains). Then u is subharmonic on Ω.

  2. Riemann surfaces. Let W be an open subset of a Riemann surface X (Riemann surfaces and holomorphic atlases) and let u:W→[−∞,∞). Suppose that every point of W has an open neighbourhood on which u is subharmonic (Chartwise harmonic and subharmonic functions on a Riemann surface). Then u is subharmonic on W.

No choice principle is used.

Facts & Assumptions

Given: A complex domain Ω and an upper semicontinuous u:Ω→[−∞,∞) that is subharmonic on a connected open neighbourhood of each of its points, for part 1; an open subset W of a Riemann surface X and a u:W→[−∞,∞) that is subharmonic on an open neighbourhood of each of its points, for part 2.

[F1]

Plane subharmonicity: u is subharmonic on a plane domain when u is upper semicontinuous, is not identically −∞ on any component, and satisfies the sub-mean inequality over every closed disc; equivalently, by the harmonic-majorant characterisation, u is subharmonic exactly when u is upper semicontinuous, is not identically −∞ on any component, and for every closed disc D(a,r)‾ in the domain and every function h continuous on D(a,r)‾ and harmonic on D(a,r) with h≥u on ∂D(a,r), one has h≥u on D(a,r) (Subharmonic functions on plane domains, Subharmonicity is equivalent to harmonic comparison on compactly contained discs, Plane harmonic functions).

[F2]

Finite sums: if u1,…,um are subharmonic on a plane domain and α1,…,αm≥0, then α1u1+⋯+αmum is subharmonic; in particular, if u is subharmonic and h is harmonic on a domain, then u−h is subharmonic there, since −h is harmonic and every harmonic function is subharmonic (Positive linear combinations and finite maxima preserve subharmonicity, Subharmonic functions on plane domains).

[F3]

A subharmonic function that attains a finite maximum at an interior point of a domain is constant on that domain (A plane subharmonic function with an interior maximum is constant on its component).

[F4]

Elementary upper-semicontinuity consequence, also for values in [−∞,∞): if s(x)<a for real a, upper semicontinuity gives a neighbourhood of x on which s<a. Hence {s<a} is open and its complement {s≥a} is closed. In particular, a finite maximum set is closed. This argument applies on the plane disc and does not invoke the real-line level-set theorem.

[F6]

Surface subharmonicity is chartwise: u is subharmonic on an open W⊆X when every connected component of every chart expression is plane subharmonic, and a biholomorphic change of coordinates preserves plane subharmonicity in both directions; restricting a subharmonic function to an open subset preserves subharmonicity (Chartwise harmonic and subharmonic functions on a Riemann surface, Riemann surfaces and holomorphic atlases, Plane subharmonicity is invariant under biholomorphic change of coordinate).

Proof technique: direct: reduce the plane statement to the harmonic majorant characterisation by a maximum-set openness argument, then transport it chartwise to surfaces.

Proof

1.1F1givencases

Under the hypothesis of part 1, u is not identically −∞ on any connected component C of Ω. Otherwise, for a point x∈C, take a connected open neighbourhood V⊆Ω of x on which u is subharmonic. Since V is connected and meets C, it lies in C, so u≡−∞ on V, contrary to [F1].

1.2F1F2F3F4F5givencases

Harmonic comparison. Let D(a,r)‾⊆Ω be a closed disc and let h be continuous on D(a,r)‾, harmonic on D(a,r), with h≥u on ∂D(a,r); then h≥u on D(a,r). Suppose not and put s:=u−h on D(a,r)‾; then s is upper semicontinuous (difference of an upper semicontinuous function and a continuous one), s≤0 at every point of ∂D(a,r), and s is positive somewhere on D(a,r). Put M:=sup⁡D(a,r)‾s>0. Compactness supplies boundedness and attainment without selecting a sequence: the open sets {s<m}, for positive integers m, cover the closed disc since s has no +∞ values; a finite subcover bounds s above. For each real b<M, the closed set Kb={s≥b} in the closed disc is nonempty, and these sets have the finite intersection property because a finite list has a largest b<M. Their intersection is nonempty: otherwise their open complements cover the compact disc and a finite subcover contradicts that finite intersection property. At an intersection point z one has s(z)≥b for every b<M, hence s(z)=M. Since s≤0 on the boundary and M>0, this point is interior. The maximum set Z:={z∈D(a,r):s(z)=M} is nonempty and closed in D(a,r) [F4]. It is also open: given z∈Z, choose a small open disc V about z, contained in D(a,r) and in a neighbourhood on which u is subharmonic; then s=u+(−h) is subharmonic on the domain V [F1, F2] and attains the finite maximum M at the interior point z, so s≡M on V [F3], a neighbourhood of z contained in Z. Hence Z is a nonempty clopen subset of the connected disc D(a,r), so Z=D(a,r) and s≡M>0 on D(a,r). But for ζ∈∂D(a,r) and any sequence zj∈D(a,r) with zj→ζ one has lim sup⁡z→ζs(z)≥lim⁡js(zj)=M>0, while s(ζ)≤0 and s is upper semicontinuous, a contradiction. Therefore M≤0 and h≥u on D(a,r).

2.1step 1.1step 1.2F1

Part 1 follows: u is upper semicontinuous by hypothesis, is not identically −∞ on any component by step 1.1, and satisfies the harmonic comparison of step 1.2, so the harmonic-majorant characterisation makes u subharmonic on Ω.

3.1step 2.1F6given

Surface case. Let W⊆X and u be as in part 2. First u is upper semicontinuous on W: for x∈W choose an open neighbourhood V of x on which u is subharmonic, hence upper semicontinuous, and lim sup⁡y→xu(y)≤u(x) computed with y∈V is the limsup over W. Next, for every chart φ:U→U′ of the atlas with U∩W≠∅, the chart expression uφ on φ(U∩W) is upper semicontinuous, being the composition of the upper semicontinuous u with the continuous inverse chart, and every point of φ(U∩W) has a connected open neighbourhood on which uφ is subharmonic: if V⊆W is an open neighbourhood of the corresponding point of U∩W on which u is subharmonic, take an inverse-chart image of a small plane disc contained in φ(U∩V), so the resulting neighbourhood is connected and contained in U∩V, so by [F6] the chart expression of u is plane subharmonic on its image. Apply step 2.1 (part 1) separately to each connected component of the open plane set φ(U∩W); it makes uφ subharmonic on each component; as φ was an arbitrary chart of the atlas, [F6] makes u subharmonic on W.

4.1step 2.1step 3.1∎

Part 1 is step 2.1 and part 2 is step 3.1, so the lemma holds: every assertion above used only the displayed hypotheses, and no choice principle was invoked.

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