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A simply connected Greenian Riemann surface is a disc
Statement
Assume the Axiom of Choice. Let be a simply connected Riemann surface (Riemann surfaces and holomorphic atlases, Simply connected topological spaces) which admits a finite canonical Green kernel at some point (Canonical Green kernel on a Riemann surface). Then is biholomorphic to the unit disc .
Facts & Assumptions
Given: The Axiom of Choice; a simply connected Riemann surface ; a point ; the Perron envelope of Canonical Green kernel on a Riemann surface, finite on ; a centred chart at .
The Axiom of Choice (The Axiom of Choice): every family of nonempty sets has a choice function; applied to countable families this yields the Countable Choice of The Axiom of Countable Choice () used by the Green-envelope suppliers [F3] and [F5], and it is the hypothesis of the Riemann mapping theorem in [F15].
Riemann surfaces and holomorphic maps (Riemann surfaces and holomorphic atlases, Holomorphic maps and meromorphic functions on Riemann surfaces): is nonempty, connected, Hausdorff and second countable with a holomorphic atlas, a nonempty connected open subset with the restricted charts is again a Riemann surface, and centred charts exist at every point (Canonical Green kernel on a Riemann surface); restrictions and composites of holomorphic maps between Riemann surfaces are holomorphic, and every holomorphic map is continuous.
Canonical Green kernel and Perron family (Canonical Green kernel on a Riemann surface): centred charts, the Perron family of nonnegative subharmonic functions on vanishing off a compact set and having at most a unit logarithmic pole at , the envelope , and the notion of a finite canonical Green kernel at .
Dichotomy, logarithmic pole and leastness (Green envelope dichotomy, logarithmic pole and leastness on a Riemann surface): for a Riemann surface and a pole , the envelope of is either everywhere on , or finite, strictly positive and harmonic there with extending harmonically across for every centred chart ; in the finite case for every positive harmonic on whose sum with extends harmonically across .
Harmonic conjugates and logarithmic poles (Harmonic conjugates and integral logarithmic-pole monodromy on surfaces): for a simply connected Riemann surface , a finite set and a harmonic which in centred charts at the points of has the form with and harmonic, the function has a locally defined harmonic conjugate on and is a single-valued holomorphic function with which extends to a meromorphic function satisfying near with holomorphic and ; consequently has a zero of order at when , a pole of order when , is holomorphic and nonzero there when , and has no zeros or poles outside .
Symmetry of the kernel (Symmetry of the canonical surface Green kernel): if a Riemann surface admits finite canonical Green kernels at two distinct points , then .
Locality of subharmonicity (Locality of subharmonicity in the plane and on Riemann surfaces): a function on an open subset of a Riemann surface is subharmonic as soon as every point of has an open neighbourhood on which it is subharmonic, and the notion is chartwise (Chartwise harmonic and subharmonic functions on a Riemann surface).
Chartwise analysis and the strong maximum principle (Chartwise harmonic and subharmonic functions on a Riemann surface, Plane harmonic functions, Subharmonic functions on plane domains, A C^2 function is subharmonic exactly when its Laplacian is nonnegative, Positive linear combinations and finite maxima preserve subharmonicity, A plane subharmonic function with an interior maximum is constant on its component, Upper semicontinuous real map on a topological space): harmonicity and subharmonicity of functions on a surface are the chartwise plane notions; a function is subharmonic exactly when it is upper semicontinuous, is not identically on any component, and satisfies the chartwise submean inequality, so subharmonic functions are upper semicontinuous and locally bounded above; restrictions to open subsets preserve subharmonicity; harmonic functions are subharmonic, sums and nonnegative multiples of harmonic functions are harmonic, nonnegative linear combinations and finite maxima of subharmonic functions are subharmonic; and a subharmonic function on a connected surface domain which attains its finite maximum at an interior point is constant.
Disc automorphisms (Every automorphism of the disc is a rotated Blaschke factor): a holomorphic self-map of is an automorphism of if and only if it has the form with and ; in particular , whose inverse is , is an automorphism of .
Zeros of holomorphic functions (Zeros of a nonzero holomorphic function are isolated, The order of a zero is the exponent in its local holomorphic factorization, The locally zero locus of a holomorphic function is clopen, Open mapping theorem for holomorphic functions): a holomorphic function on a complex domain which is not identically zero has only isolated zeros, and at a zero of finite order it factors locally as with holomorphic and ; the locus of points near which a holomorphic function vanishes is clopen in its domain; a nonconstant holomorphic function on a complex domain is an open map. Chartwise, for a holomorphic on a surface domain which is not constant on any nonempty open subset: the zero set is closed and locally finite, near each zero factors as a power of a chart coordinate times a nonvanishing holomorphic factor, is an open map, and the complement of the zero set is dense.
The logarithm of the modulus (Logarithmic modulus is harmonic off its centre, Plane harmonicity is preserved by holomorphic and antiholomorphic changes of coordinate): is harmonic on , and harmonicity is preserved by precomposition with a holomorphic map (in the chartwise sense of [F7]); hence for a holomorphic on a surface domain the function is harmonic on the complement of the zero set of and tends to at every zero of finite order.
Punctured plane domains (Puncturing a connected open subset of preserves path-connectedness for ): if , is nonempty, open and connected, and , then is nonempty, open, connected and path-connected; in particular a punctured open ball in is connected.
Connectedness, closure and compactness (Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets, Subspace topology: the traces of the open sets, its closed sets and its bases, the continuity of the inclusion, and the characteristic property of a map into a subspace, Interior, closure, boundary, exterior, derived set and isolated point in a topological space, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right, In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not, A continuous image of a connected space is connected, and connectedness is a topological property): a space is connected exactly when it has no separation into two disjoint nonempty open subsets; a subset of a space carries the subspace topology, in which the closed sets are the traces of closed sets; the closure of a finite union is the union of the closures and a set is dense exactly when its closure is the whole space; a closed subset of a compact space is compact and a compact subset of a Hausdorff space is closed; and continuous images of connected spaces are connected.
Fundamental groups (Simply connected topological spaces, Based loops and the fundamental group, The fundamental group is a functor , Loop classes form the group under concatenation): simply connected means nonempty and path-connected with of cardinality one at every basepoint; a basepoint-preserving continuous map induces a group homomorphism of fundamental groups, functorially; and the identity element of is the class of the constant loop.
Plane simple connectivity (A plane domain with trivial fundamental group is homologically simply connected): if is a complex domain in which every based loop represents the identity class in its fundamental group, then is homologically simply connected.
Riemann mapping theorem (Every proper homologically simply connected plane domain is conformally equivalent to the unit disc): under the Axiom of Choice, for every proper homologically simply connected complex domain and every there is a biholomorphic map with .
Injectivity, biholomorphy and complex domains (An injective holomorphic map has no critical point and is biholomorphic onto its image, A complex domain is a nonempty connected open subset of , Biholomorphic maps between complex domains): an injective holomorphic map on a complex domain has nowhere-zero derivative and is biholomorphic onto its open image, which is a complex domain; a complex domain is a nonempty open connected subset of .
Proof
The kernel at . By the given data and [F2], [F3], the envelope is finite, strictly positive and harmonic on . The compact case of [F3] is identically infinite, so the given finite envelope forces to be noncompact. In the centred chart at there is a harmonic function on with on .
The holomorphic map with . Apply [F4] with , , , and as in step 1.1: there is a meromorphic function with on , with near for a holomorphic satisfying , and with no zeros or poles outside . Since the only local exponent is , the function has no poles at all; taking values in it is a holomorphic map [F1], with a simple zero at and no other zeros, and for every by the strict positivity in step 1.1. In particular and .
The normalised map at an arbitrary second point. Fix and put , so because and is the only zero of (step 2.1). By [F8] the map is an automorphism of , so is holomorphic with on [F1, F8]. Moreover and . The map is not constant on any nonempty open subset (such a constancy would make constant there, and then , being holomorphic on the connected surface , would be constant by the clopenness in [F9], contradicting ); hence [F9] makes its zero set closed, and every point of has an open neighbourhood meeting only in that point, so that is locally finite.
Marshall's maximum-principle inequality. Let and , and put on ; note that because . We show on . (i) is subharmonic on : the restriction of is subharmonic there, is harmonic on by [F10] and [F7], and a nonnegative multiple of a harmonic function is subharmonic while sums of subharmonic functions are subharmonic [F7]. (ii) Let on and on . Near a point with , the function is upper semicontinuous and finite at , hence bounded above on a neighbourhood of [F7], while as by [F10]; near the unit pole condition in a centred chart at [F2] and the factorisation with and [F9] give , which tends to because . Hence , and so , on a neighbourhood of every point of ; consequently is upper semicontinuous on , and near every point of it is the constant , hence subharmonic there, so by the locality of subharmonicity [F6] the function is subharmonic on . (iii) The function is nonnegative, and it vanishes on the nonempty open set , where is a compact support of [F2]; since is noncompact by step 1.1, is nonempty. The upper semicontinuous is bounded above on compact : its open strict sublevels at positive integer thresholds cover , so a finite subcover gives a finite upper bound; outside it is zero. Let . If then for every the set is a nonempty closed subset of , these sets decrease, and compactness of [F12] gives a point (otherwise the increasing open sets would cover the compact with no finite subcover), that is, ; the chartwise strong maximum principle [F7] applied on the connected surface then makes constant, contradicting on . Hence and on . (iv) Fix . Since for every and every , the definition of the envelope as a supremum [F2] gives ; letting yields .
The complement of is connected. is closed and locally finite by step 3.1, and it has empty interior because every point of has a neighbourhood meeting only in that point; hence is dense in [F12]. Suppose with nonempty disjoint open subsets of . Since is closed, and are open in [F12]; since is dense, [F12], and because is connected [F1] the two nonempty closed sets cannot be disjoint, so there is . The point lies in : it is not in (else the open set would meet , as ), and symmetrically not in ; so . Choose a chart of at with an open ball and , possible because is locally finite and charts can be shrunk [F1, F12]. Then , both parts are nonempty because lies in the closure of both and , and both are open in ; so would be disconnected. But carries homeomorphically onto the punctured ball , which is connected by [F11]. This contradiction shows that no separation exists, so is connected.
Every pole has a finite kernel. The complement is nonempty, because is locally finite and no neighbourhood of a point of a surface consists of a single point [F1, F12]; so step 4.1 exhibits a point where the envelope with pole is finite. By the dichotomy of [F3] the envelope with pole is then finite everywhere, so admits a finite canonical Green kernel at ; since was arbitrary, this holds at every point of . In particular, for every both kernels and are finite, and [F5] gives the symmetry .
The harmonic difference and its value at . Fix and let and be as in step 3.1. By steps 4.1 and 5.1, is defined on , satisfies there, and is harmonic there, because is harmonic on [F3, step 5.1] and is harmonic on [F10]. At one has , so by step 2.1; with the symmetry of step 5.1, .
vanishes identically. The function of step 6.1 is harmonic on the connected open set (step 4.2), satisfies there and ; so attains its finite maximum at the interior point , and the chartwise strong maximum principle [F7] gives on .
The zero set of is a single point. Suppose with . By step 3.1 there is an open neighbourhood of with , and is not a pole of , so is continuous at [F3, F7]; shrinking within a chart we may assume on for some . Since is continuous with [F1], after shrinking further we have for all , hence for every , a set which is nonempty; but , where by step 7.1. This contradiction shows .
is injective. Let with . If then and give , so by step 2.1. Otherwise , so ; apply the construction of step 3.1 with , which gives , that is, ; step 8.1 then gives . Hence is injective.
The image is a complex domain and is a biholomorphism onto it. Let . For a point choose a centred chart at [F1]. The chart expression is holomorphic and injective (step 9.1), so by [F16] it is biholomorphic onto its open image and has nowhere-zero derivative; in particular is open and the inverse of is holomorphic. The sets cover , so is open; it is connected as a continuous image of the connected space [F12], and nonempty, while by step 2.1. Hence is a complex domain [F16], and the bijection (step 9.1) has a holomorphic inverse, since holomorphy is a local condition [F1]; thus is a biholomorphism onto .
Every based loop of is null as an element of the fundamental group. Let be a loop in based at , and put and , continuous by step 10.1; then is a loop in based at , and is the identity element of because is simply connected [F13]. By the functoriality of the fundamental group [F13], in ; since was an arbitrary based loop, every based loop of represents the identity class.
The image is homologically simply connected. By step 10.1, is a complex domain and by step 11.1 every based loop of represents the identity class in its fundamental group; hence is homologically simply connected by [F14].
Riemann mapping and conclusion. The domain is proper and homologically simply connected by steps 10.1 and 12.1, so the Riemann mapping theorem [F15] provides a biholomorphic map normalised at . The composite is then bijective and holomorphic with holomorphic inverse, being a composite of biholomorphisms [F1, F16]; in other words is biholomorphic to the unit disc. The Axiom of Choice [A1] is used exactly through [F15] and through the Countable Choice consumed by the envelope suppliers [F3] in steps 1.1, 4.1 and 5.1; the remaining selections are finite.
Depends on
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Riemann surfaces and holomorphic atlases
- Simply connected topological spaces
- Canonical Green kernel on a Riemann surface
- Green envelope dichotomy, logarithmic pole and leastness on a Riemann surface
- Harmonic conjugates and integral logarithmic-pole monodromy on surfaces
- Symmetry of the canonical surface Green kernel
- Locality of subharmonicity in the plane and on Riemann surfaces
- Chartwise harmonic and subharmonic functions on a Riemann surface
- Holomorphic maps and meromorphic functions on Riemann surfaces
- Every automorphism of the disc is a rotated Blaschke factor
- Zeros of a nonzero holomorphic function are isolated
- The order of a zero is the exponent in its local holomorphic factorization
- The locally zero locus of a holomorphic function is clopen
- Open mapping theorem for holomorphic functions
- Logarithmic modulus is harmonic off its centre
- Plane harmonicity is preserved by holomorphic and antiholomorphic changes of coordinate
- Puncturing a connected open subset of $\mathbb{R}^n$ preserves path-connectedness for $n\ge2$
- Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets
- Interior, closure, boundary, exterior, derived set and isolated point in a topological space
- Subspace topology: the traces of the open sets, its closed sets and its bases, the continuity of the inclusion, and the characteristic property of a map into a subspace
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not
- In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones
- A continuous image of a connected space is connected, and connectedness is a topological property
- Based loops and the fundamental group
- The fundamental group is a functor $\pi_1:\mathbf{Top}_*\to\mathbf{Grp}$
- Loop classes form the group $\pi_1(X,x_0)$ under concatenation
- A plane domain with trivial fundamental group is homologically simply connected
- A complex domain is a nonempty connected open subset of $\mathbb C$
- Every proper homologically simply connected plane domain is conformally equivalent to the unit disc
- An injective holomorphic map has no critical point and is biholomorphic onto its image
- Biholomorphic maps between complex domains
- A plane subharmonic function with an interior maximum is constant on its component
- Positive linear combinations and finite maxima preserve subharmonicity
- A C^2 function is subharmonic exactly when its Laplacian is nonnegative
- Subharmonic functions on plane domains
- Plane harmonic functions
- Upper semicontinuous real map on a topological space
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Sources
- Donald E. Marshall, The Uniformization Theorem (standard reference, not scraped)
- Mikhail Lyubich, Dynamics of Quadratic Polynomials, Vol. I (standard reference, not scraped)