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Green envelope dichotomy, logarithmic pole and leastness on a Riemann surface
Statement
Assume the Axiom of Countable Choice . Let be a Riemann surface, let , let be the Perron family of Canonical Green kernel on a Riemann surface and let be its envelope, so that on .
- Dichotomy. Either for every , or for every . In the second case is harmonic on and for every .
- Logarithmic pole. In the finite case, for every centred chart at the function is harmonic on and extends to a harmonic function on ; thus, in a centred chart, with harmonic on .
- Leastness. In the finite case, let be harmonic on such that extends harmonically across for some centred chart at ; see step 1.7, the same then holds for every centred chart. Then on .
In particular, if the envelope is finite everywhere then it is the least positive harmonic function on with a unit logarithmic pole at , and if it is not finite then it is identically .
Facts & Assumptions
Given: Countable Choice; a Riemann surface with a point ; the Perron family of the canonical Green kernel definition and its envelope ; a point fixed for the local alternative; an arbitrary centred chart at , fixed for the analysis at the pole (the argument for it is uniform, so it applies to every centred chart); when leastness is studied, a positive harmonic function on with a unit logarithmic pole at in that chart.
Countable Choice: every family of nonempty sets has a choice function; equivalently, every at most countable family of nonempty sets has a choice function (The Axiom of Countable Choice ()).
The Perron family and its envelope (Canonical Green kernel on a Riemann surface): a centred chart at is a chart with and compact in ; is the set of nonnegative subharmonic functions on that vanish off a compact set and satisfy for one, hence every, centred chart; on compact , is allowed; this membership condition is chart-independent because for two centred charts the transition satisfies and ; the envelope is , it is well defined and nonnegative, and the centred-chart candidate belongs to , so the family is nonempty; finite maxima of members of belong to ; if everywhere then is called the canonical Green kernel.
Riemann surfaces (Riemann surfaces and holomorphic atlases): is nonempty, connected, Hausdorff and second countable, and carries a holomorphic atlas whose charts are homeomorphisms onto open subsets of .
Chartwise harmonic and subharmonic functions on a Riemann surface (Chartwise harmonic and subharmonic functions on a Riemann surface): a function is subharmonic on an open exactly when each connected component of every chart expression is plane subharmonic; harmonicity is chartwise continuity together with ; both notions are independent of the atlas; restrictions of such functions to open subsets are of the same type; a harmonic function is subharmonic, since in charts gives .
Puncturing a connected plane domain (Puncturing a connected open subset of preserves path-connectedness for ): if , , is nonempty, open and connected and , then is nonempty, open, connected and path-connected.
Harnack's convergence principle (An increasing harmonic sequence converges locally uniformly to a harmonic limit or diverges to +infinity): for an increasing sequence of harmonic functions on a complex domain , exactly one of the following holds: the sequence tends to at every point of , or it converges locally uniformly on to a harmonic limit.
Poisson modification, definition (Poisson modification on a compactly contained disc): for a subharmonic function on a complex domain and an open disc , a boundary approximation is a decreasing sequence of continuous functions with ; the associated are harmonic on , continuous on with ; and the Poisson modification is on , on .
Poisson modification, theorem (Poisson modification is subharmonic and majorizes the original function): in the situation of [F6], is well defined, subharmonic on , harmonic on , and on .
Gluing subharmonic functions (Subharmonic pieces glue across a boundary under the limsup inequality): if is subharmonic on a complex domain , is open, is subharmonic on every connected component of , and for every , then the function equal to on and to on is subharmonic on .
Locality of subharmonicity (Locality of subharmonicity in the plane and on Riemann surfaces): a function on an open subset of a Riemann surface is subharmonic if every point has an open neighbourhood on which it is subharmonic.
Harmonic-majorant characterization (Subharmonicity is equivalent to harmonic comparison on compactly contained discs): a function on a complex domain is subharmonic if and only if it is upper semicontinuous, is not identically on any component, and for every closed disc and every continuous on , harmonic on , with on , one has on .
Maximum principle (A plane subharmonic function with an interior maximum is constant on its component): a subharmonic function on a complex domain which attains a finite maximum at an interior point is constant on the domain.
Nonnegative harmonic functions with an interior zero (Nonnegative harmonic function with an interior zero vanishes): for and a domain , a harmonic function on satisfies either or for every .
Removable singularity for bounded harmonic functions (A bounded harmonic function near an isolated puncture extends harmonically): a function harmonic on a punctured disc and bounded there extends to a harmonic function on the full disc.
The logarithm of the modulus (Logarithmic modulus is harmonic off its centre): is smooth and harmonic on .
Conformal invariance of harmonicity (Plane harmonicity is preserved by holomorphic and antiholomorphic changes of coordinate): precomposition of a harmonic function with a holomorphic map is harmonic.
The criterion (A C^2 function is subharmonic exactly when its Laplacian is nonnegative, Plane harmonic functions): a function on an open set is subharmonic exactly when its Laplacian is nonnegative; a harmonic function has zero Laplacian, hence is subharmonic, and sums and real multiples of harmonic functions are harmonic.
Plane subharmonic functions (Subharmonic functions on plane domains): an upper semicontinuous function that is not identically on any connected component and satisfies the submean inequality at every disc centre is subharmonic; the value is allowed and the submean inequality at a point where the value is holds automatically.
Stability under nonnegative combinations (Positive linear combinations and finite maxima preserve subharmonicity): nonnegative linear combinations and finite maxima of subharmonic functions on a plane domain are subharmonic.
Removable singularity for holomorphic functions (Characterizations of removable singularities): a function holomorphic on a punctured disc with a finite limit at the puncture extends holomorphically across the puncture.
The plane is connected ( is polygonally connected, connected, locally path-connected and locally connected): is polygonally connected and connected for every .
Proof
Compact case and the punctured surface. If is compact, take the candidate of [F1]. For every , is a candidate: it is nonnegative and subharmonic, its compact support may be , and near . Thus for every . In the rest of the proof assume is noncompact. A chart at is injective on a neighbourhood of and maps it onto an open subset of [F2], so has more than one point and . Suppose with nonempty and open in ; fix open sets with and , so that . Choose a chart at [F2] and with , and put . Then is homeomorphic to the punctured disc , which is connected by [F4], and it is covered by the disjoint open sets and , so or . In the first case is open in : indeed and , while and ; moreover , because if then the open neighbourhood of contains a point , giving , a contradiction; hence is open in and is a separation of the connected space [F2], which is impossible. The second case is symmetric, interchanging and . Therefore is connected.
Chart discs avoiding the pole. For every there are a chart with and a radius such that, with , one has and . Indeed, choose any chart around [F2]; shrink its domain so that is a disc around , and choose so that and, in case , so that ; then and is compact in the open set .
The surface Poisson modification stays in the family. Let be a disc in a chart with and , and let . Define by on and by -transport of the plane Poisson modification on . Then belongs to , is harmonic on , and . To see this, put on , subharmonic on each connected component by [F3], and , which is harmonic on and satisfies there by [F7], hence is subharmonic on by [F16]. For the definition [F6] writes with continuous on and on the boundary circle, so for every , hence at most ; the gluing lemma [F8], applied with equal to the connected component of containing and with , therefore makes the function equal to on and to outside it subharmonic on that component, while on every other component of the same function equals and is subharmonic there as a restriction of [F3]; transporting back, is subharmonic on [F3]. On the open set the function is subharmonic as a restriction of the subharmonic function [F3], and because , so locality [F9] makes subharmonic on . The function is harmonic on by [F7]; it satisfies because on and outside ; it is nonnegative because and ; it vanishes outside the compact set , where is a compact set with off [F1], because on the complement of ; and since , the function equals on the neighbourhood of , so the pole condition of [F1] transfers. Hence .
Boundary maximum principle. Let be a bounded domain, let be subharmonic on , and let satisfy for every . Then on . Suppose not and put ; choose with and, being bounded, pass to a subsequence with . If then , a contradiction; so . Then upper semicontinuity gives ; since subharmonic functions take values in [F17], this forces and , so attains its finite maximum at the interior point and is constant on the domain by [F11]. But : otherwise would be a nonempty proper subset of that is both open and closed, contradicting connectedness of the plane [F20]. For the boundary hypothesis would then give the contradiction . Hence .
A maximizing sequence. For , let be an increasing sequence of real numbers with for every and when , and put when . Since and [F1], every set is nonempty, so Countable Choice [A1] gives a sequence with . Setting gives an increasing sequence by finite-max stability [F1]; its support is contained in the finite union of the compact supports of . Also because and .
A subharmonic comparison function at the pole. Let and , and put on . Then extends to a subharmonic function on with value at . Indeed, in the coordinate the chart expression is plane subharmonic on [F3] and is harmonic on [F14], hence subharmonic [F16], so is subharmonic on by [F18]. By clause 3 of [F1] there are and a constant with for , so as . Setting gives an upper semicontinuous function. For each positive integer , the function equals the constant near and is subharmonic elsewhere by finite-max stability; locality [F9] makes it subharmonic on the full disc. These functions decrease to . On each circle their integrals decrease to the extended integral of by monotone convergence after subtracting a common finite upper bound, so their submean inequalities pass to . The latter is not identically , hence is subharmonic by [F17], and transporting back gives the assertion.
The competitor condition is chart-independent. Let and be centred charts at . The transition is a biholomorphism between neighbourhoods of with and [F1]. The quotient is holomorphic on a punctured neighbourhood of and has the finite limit at , so it extends holomorphically across by [F19]; the extension does not vanish near because its value there is . Hence the function , whose expression in the chart is , is holomorphic and zero-free on a punctured neighbourhood of , and is harmonic there by [F14] and [F15]. Therefore, if extends harmonically across , then extends harmonically across too. So the hypothesis on in part 3 holds for some centred chart if and only if it holds for every centred chart.
Monotonicity of the Poisson modification. If are subharmonic on with , and is a chart disc as in step 1.3, then on . Work in the chart: with , on , let be a boundary approximation for and the associated harmonic functions, so that the chart expression of on is [F6], and the chart expression of is subharmonic on (step 1.3). On one has and the chart expression of equals , while is continuous on and harmonic on ; the harmonic-majorant characterization [F10], applied on the connected component of containing , gives on . Taking the infimum over gives on , that is, on .
The chart disc at the given point. By step 1.2 applied to the given point there is a chart disc with and ; fix such a disc and chart.
An upper bound on a smaller pole disc. Fix . The circle lies entirely inside the chart domain, and is upper semicontinuous on its compact inverse image. Thus is finite. Apply the boundary maximum principle of step 1.4 to on : at the outer circle its limsup is at most by upper semicontinuity inside the chart, and at it tends to by step 1.6. Therefore for . No value of on the unit circle is used.
Set for the disc of step 2.2 and the sequence of step 1.5. By steps 1.3 and 2.1 the sequence is increasing, each lies in and is harmonic on , and .
The sandwich on a smaller pole disc. Fix . Taking the supremum over in step 2.3, then letting , gives when ; an infinite right side is harmless. For the lower bound, the explicit candidate supported in has value there: it is a finite maximum of two harmonic functions in the larger chart and is locally zero outside that closed subdisc, hence belongs to by [F1], [F9] and [F18]. Consequently for .
Case . Then , so the increasing sequence of harmonic functions on the disc cannot converge locally uniformly to a finite harmonic function; by [F5] it tends to at every point of . Since on by [F1], it follows that for every .
Case . Then , so [F5] provides a harmonic function on with locally uniformly. Hence on , and together with gives .
Comparison with an arbitrary candidate. Assume and fix . For every the function lies in and is harmonic on by step 1.3, and the sequence is increasing by step 2.1 because is increasing. Also by [F1], so [F5] gives a harmonic on with locally uniformly. Then on , since ; on , since every ; and while , so . Moreover for every by monotonicity, step 2.1, so on ; the function is harmonic and nonnegative on the plane disc and vanishes at the interior point , so [F12] gives on . Hence on .
In the case , taking the supremum over in step 5.1 gives on , and comparison with step 4.2 gives : the envelope is finite and harmonic on .
Global dichotomy. Let and . Given , apply the construction of steps 2.2, 1.5, 3.1, 4.1, 4.2, 5.1 and 6.1 with ; step 4.1 shows that a chart disc around lies in when , and step 6.1 shows that a chart disc around lies in when . Hence and are open; they are disjoint and cover the connected nonempty set of step 1.1, so one of them is empty. If then on . Otherwise is finite everywhere and harmonic on a neighbourhood of every point by step 6.1, hence harmonic on by [F3].
Strict positivity in the finite case. Assume on . By [F1] there is a centred chart at and a function equal to on and outside ; hence everywhere on , and on because there (as on ). Let . Then is closed in because is continuous there (step 7.1), and is open: if , choose a chart whose domain is a connected neighbourhood of contained in (possible because is defined and harmonic on the open set ); the chart expression of is harmonic and nonnegative on the plane domain [F3] and vanishes at , so it is identically by [F12] and . Since is connected by step 1.1, the clopen set is empty or all of ; the second alternative is impossible because on the nonempty set . Hence and on .
The logarithmic pole is removable. Assume on . Step 7.1 makes continuous on , so for a fixed its supremum on the compact circle is finite. Step 3.2 bounds above and below on . The function is harmonic on : is harmonic there by step 7.1, is harmonic on because its expression in the chart is on [F14], and sums of harmonic functions are harmonic in charts [F3, F16]. Being bounded, its chart expression in the chart has a removable singularity at by [F13] and extends harmonically over on . This extension agrees with the original harmonic function off , hence gives a harmonic function on all of ; transporting back by [F3], extends to a harmonic function on . This proves part 2 of the statement for the arbitrary centred chart .
The auxiliary function for leastness. Assume on , and let be harmonic there with a unit logarithmic pole at in the centred chart , meaning that extends to a harmonic function on . Fix and and put . Then: is subharmonic on , because in every chart is a nonnegative linear combination of the subharmonic functions and [F3, F16, F18]; on , where is a compact support of [F1], since there ; by step 1.1, is noncompact in this finite case, so is nonempty; and as , because near one has by clause 3 of [F1] and with bounded near , whence .
Consequence: . Suppose . For every , the superlevel set lies in the compact support of step 8.3 and avoids a neighbourhood of because there. Upper semicontinuity makes closed in , hence compact. If , the nested nonempty compact sets for positive integers have the finite-intersection property; a point in their intersection would have for every , impossible since is finite on . Thus . The nonempty nested sets for again have the finite-intersection property, so some satisfies for every , hence . In a chart around , the subharmonic chart expression of attains its finite maximum at an interior point, so it is constant on a neighbourhood by [F11]; therefore is open. It is closed in the connected domain because is upper semicontinuous and bounded above by . Hence there, contradicting on the nonempty set from step 8.3. Therefore .
Leastness. Step 9.1 gives on for every and every . Taking the supremum over gives , and letting gives on . Since was an arbitrary positive harmonic unit-pole function for the centred chart , this proves part 3 for that chart.
Conclusion. Part 1 is steps 7.1 and 8.1: either on , or is finite, harmonic and strictly positive there. Part 2 is step 8.2. Part 3 is steps 10.1 and 1.7, which show that in the finite case is least among all positive harmonic functions on with a unit logarithmic pole at . This proves all three assertions of the statement.
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Canonical Green kernel on a Riemann surface
- Riemann surfaces and holomorphic atlases
- Chartwise harmonic and subharmonic functions on a Riemann surface
- Puncturing a connected open subset of $\mathbb{R}^n$ preserves path-connectedness for $n\ge2$
- $\mathbb{R}^n$ is polygonally connected, connected, locally path-connected and locally connected
- An increasing harmonic sequence converges locally uniformly to a harmonic limit or diverges to +infinity
- Poisson modification on a compactly contained disc
- Poisson modification is subharmonic and majorizes the original function
- Subharmonic pieces glue across a boundary under the limsup inequality
- Locality of subharmonicity in the plane and on Riemann surfaces
- Subharmonicity is equivalent to harmonic comparison on compactly contained discs
- A plane subharmonic function with an interior maximum is constant on its component
- Nonnegative harmonic function with an interior zero vanishes
- A bounded harmonic function near an isolated puncture extends harmonically
- Logarithmic modulus is harmonic off its centre
- Plane harmonicity is preserved by holomorphic and antiholomorphic changes of coordinate
- A C^2 function is subharmonic exactly when its Laplacian is nonnegative
- Plane harmonic functions
- Subharmonic functions on plane domains
- Positive linear combinations and finite maxima preserve subharmonicity
- Characterizations of removable singularities
Used by
- A dipole Green function exists on a Riemann surface Lemma
- A simply connected Greenian Riemann surface is a disc Lemma
- A simply connected surface without a Green kernel is plane or sphere Lemma
- Removing a compact chart disc gives a Greenian surface Lemma
- Symmetry of the canonical surface Green kernel Lemma
- Uniformization of simply connected Riemann surfaces Theorem
Dependency tree · two levels
78 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Donald E. Marshall, The Uniformization Theorem (standard reference, not scraped)
- Charles Favre, Riemann surfaces (standard reference, not scraped)
- Mikhail Lyubich, Dynamics of Quadratic Polynomials, Vol. I (standard reference, not scraped)