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Removing a compact chart disc gives a Greenian surface

Statement

Assume Countable Choice. Let X be a connected Riemann surface (Riemann surfaces and holomorphic atlases), let φ:W→C be a chart of X, let a∈C and ρ>0 satisfy B‾(a,ρ)⊆φ(W), and put U:=φ−1(B(a,ρ)),U‾=φ−1(B‾(a,ρ)), so that U‾⊆W is the closure in X of U, a closed coordinate disc compact in X. Suppose X∖U‾≠∅ and put Y:=X∖U‾. Then Y is connected, hence a Riemann surface in the complex structure induced by the charts of X, and for every p∈Y the canonical Perron envelope gY(⋅,p) of Canonical Green kernel on a Riemann surface is finite on Y∖{p}. Equivalently: the exterior Y=X∖U‾ admits a finite canonical Green kernel at every pole p∈Y.

Facts & Assumptions

Given: Countable Choice; a connected Riemann surface X; a chart φ:W→C of X, a point a∈C and ρ>0 with B‾(a,ρ)⊆φ(W), U=φ−1(B(a,ρ)) and U‾=φ−1(B‾(a,ρ))⊆W; the hypothesis X∖U‾≠∅; the exterior Y=X∖U‾; a pole p0∈Y fixed for the pole-disc construction.

[A1]

Countable Choice: every at most countable family of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[F1]

Riemann surfaces (Riemann surfaces and holomorphic atlases): X is nonempty, connected, Hausdorff and second countable, and carries a holomorphic atlas of compatible charts, each a homeomorphism onto an open subset of C; an open subset of X with the restrictions of these charts inherits a holomorphic atlas, a Hausdorff topology and second countability.

[F2]

Canonical Green kernel and Perron family (Canonical Green kernel on a Riemann surface): for a Riemann surface V and a point p∈V, a centred chart at p is a chart z:U→D with z(p)=0 and U‾ compact in V; the Perron family Fp(V) consists of the nonnegative subharmonic functions on V∖{p} that vanish off a compact set K⊆V and satisfy lim sup⁡q→p(v(q)+log⁡∣z(q)∣)<∞ for one, hence every, centred chart; the envelope gV(q,p)=sup⁡{v(q):v∈Fp(V)} is well defined; V admits a finite canonical Green kernel at p when this envelope is finite everywhere on V∖{p}.

[F3]

Dichotomy (Green envelope dichotomy, logarithmic pole and leastness on a Riemann surface): if the envelope g of Fp(V) is finite at one point of V∖{p}, then it is finite everywhere on V∖{p}, is harmonic and strictly positive there, and has a unit logarithmic pole at p; otherwise g≡+∞.

[F4]

Exhaustion and Dirichlet problem (Regular exhaustion and Dirichlet solutions on relatively compact surface domains): under ACω, every noncompact connected Riemann surface has a regular exhaustion by connected relatively compact smooth-bordered domains; and, in a noncompact ambient Riemann surface, every connected relatively compact domain D whose boundary is a nonempty compact smooth embedded 1-submanifold with D=int⁡D‾ admits a unique continuous function harmonic on D with prescribed continuous boundary datum.

[F5]

Chartwise harmonic and subharmonic functions (Chartwise harmonic and subharmonic functions on a Riemann surface): subharmonicity is the plane property on each connected component of every chart expression, as in Subharmonic functions on plane domains; harmonicity is chartwise continuity with vanishing Euclidean Laplacian (Plane harmonic functions); a harmonic function is subharmonic; the restriction of a subharmonic function to an open subset is subharmonic; every chart expression of a subharmonic function is upper semicontinuous.

[F6]

Plane subharmonic functions (Subharmonic functions on plane domains): an upper semicontinuous function on a plane domain, not identically −∞ on any component, satisfying the submean inequality at every disc centre is subharmonic; its values lie in [−∞,∞).

[F7]

Interior maximum principle (A plane subharmonic function with an interior maximum is constant on its component): a subharmonic function on a plane domain which attains a finite maximum at an interior point is constant on the domain.

[F8]

Positive combinations (Positive linear combinations and finite maxima preserve subharmonicity): nonnegative linear combinations of finitely many subharmonic functions on a plane domain are subharmonic.

[F9]

Upper semicontinuity (Upper semicontinuous real map on a topological space): u is upper semicontinuous at x when lim sup⁡y→xu(y)≤u(x); for sequences with xj→x one has lim sup⁡ju(xj)≤lim sup⁡y→xu(y).

[F11]

Connectedness (Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets, Separated sets, disconnection, and connected subset of R, A continuous image of a connected space is connected, and connectedness is a topological property): continuous images of connected spaces are connected, and R is connected; a continuous map of R onto the boundary circle of a disc therefore has connected image.

[F12]

Boundary, interior and closure (Interior, closure, boundary, exterior, derived set and isolated point in a topological space): for a subset W of a topological space, ∂W=W‾∖int⁡W; in particular an open set W has ∂W=∅ exactly when W=W‾, that is, when W is closed.

[F13]

The logarithm of the modulus (Logarithmic modulus is harmonic off its centre): z↦log⁡∣z−c∣ is harmonic on C∖{c}.

[F14]

The C2 criterion and harmonic functions (A C^2 function is subharmonic exactly when its Laplacian is nonnegative, Plane harmonic functions): a C2 function is subharmonic exactly when its Laplacian is nonnegative; a harmonic function has vanishing Laplacian, so it and each of its nonnegative multiples are subharmonic.

Proof

1.1F1F10construct

The exterior is an open Riemann surface. The closed disc B‾(a,ρ)⊆C is compact [F10], and φ−1 is continuous on it because B‾(a,ρ)⊆φ(W); hence U‾=φ−1(B‾(a,ρ)) is compact in X [F10]. Since X is Hausdorff, U‾ is closed in X [F10], so Y=X∖U‾ is open in X and nonempty by hypothesis. The restrictions φ∣W∩Y of the charts of the atlas of X to their (open) intersections with Y form an atlas of pairwise compatible charts on Y: each is a homeomorphism onto an open subset of C, and compatibility is inherited from X. With this atlas Y satisfies all clauses of [F1]: it is Hausdorff and second countable as a subspace of X, and its connectedness is proved separately below; the complex structure it carries is the one induced by X.

1.2F10F11

The boundary circle is compact and connected. Put γ:=∂U=φ−1(∂B(a,ρ)). It is nonempty, and it is compact as the continuous image of the compact circle ∂B(a,ρ) [F10]; it is also connected, being the image of the connected space R under the continuous map t↦φ−1(a+ρeit) [F11]. The circle lies in U‾ and is disjoint from Y=X∖U‾.

1.3F1F5F7F9

Chartwise strong maximum principle. Let V be a nonempty connected open subset of a Riemann surface and let u be subharmonic on V. If u attains a finite maximum S at some point x∈V, then u≡S on V. Indeed, choose a chart ψ:V′→C of V with x∈V′ [F1]; the chart expression uψ is plane subharmonic on the plane domain ψ(V′) [F5] and attains the finite maximum S at ψ(x), so uψ≡S on ψ(V′) by [F7]; hence the set Z:={u=S} is open, and it is closed in V because u is upper semicontinuous [F5, F9]; as V is connected and Z≠∅, Z=V.

1.4F1F2F12construct

A pole disc with an extending coordinate. Fix p0∈Y. Restrict a chart centred at p0 to a small Euclidean disc whose closure lies inside its original chart image; scale its coordinate so that this restricted disc is U1={∣z∣<1} and the same coordinate z is defined on a larger neighbourhood of U‾1 in Y. Thus U‾1 is compact in Y. Fix 0<r<1 and put rU1={∣z∣<r}; the circles ∂(rU1)={∣z∣=r} and ∂U1={∣z∣=1} are now legitimate coordinate circles.

2.1F1F12step 1.2cases

Y is connected. Suppose Y=A⊔B with A,B nonempty, open in Y; since Y is open in X [step 1.1], both A and B are open in X. The closed disc satisfies U‾=U⊔γ, so X=U⊔γ⊔A⊔B is a disjoint union. Every point x∈γ lies in the closure of A∪B: a neighbourhood of x of the form φ−1(B(φ(x),ε)) contains points of U=φ−1(B(a,ρ)) and points of φ−1(C∖B‾(a,ρ))⊆Y=A∪B, because φ(x)∈∂B(a,ρ) and every disc around a boundary point of B(a,ρ) meets both the open disc and its exterior. Hence γ⊆A‾∪B‾. These two traces on γ are disjoint: if x lay in both, a sufficiently small chart neighbourhood of x would have a connected exterior half-disc contained in Y and meeting both A and B, contrary to the separation Y=A⊔B. Since γ is connected [step 1.2], the two disjoint closed traces covering it force γ⊆A‾ or γ⊆B‾. In the first case the open set B satisfies B=X∖A∪U‾: the inclusion B⊆X∖A∪U‾ holds because B is open and disjoint from A∪U; conversely if x∉A∪U‾ then x∉A∪U, while x∈γ is impossible because γ⊆A‾⊆A∪U‾, so x∈B by the disjoint decomposition of X. Moreover B‾∩γ=∅ by the disjoint-trace assertion, and B‾ meets neither A nor U, since these are open and disjoint from B. Hence B‾=B. Thus B is both open and closed in the connected space X [F1] and B≠∅, so B=X and A=∅, a contradiction. The case γ⊆B‾ is symmetric, interchanging A and B. Therefore Y is connected, and by step 1.1 it is a Riemann surface.

2.2F9F10F12step 1.3

Boundary maximum principle on a relatively compact domain. Let V⊆X be a nonempty proper open connected subset with V‾ compact, and let u:V→[−∞,∞) be subharmonic on V with lim sup⁡q→ζ, q∈Vu(q)≤0 for every ζ∈∂V. Then u≤0 on V. For each b>0, the set Eb={u≥b} is closed in V‾ and avoids ∂V by the boundary limsup hypothesis; it is compact. If sup⁡Vu=+∞, the nested nonempty En have nonempty intersection by compactness, giving a forbidden +∞ value. If S:=sup⁡Vu is finite and positive, the nested nonempty Eb for 0<b<S give an interior point with value S. Step 1.3 forces u≡S, contradicting the boundary limsup bound at any point of the nonempty ∂V. Thus u≤0.

2.3F10step 1.3cases

Maximum principle with boundary values on a compactly contained disc. Let V be a nonempty proper open connected subset of X with V‾ compact, let u:V‾→[−∞,∞) be upper semicontinuous on V‾ and subharmonic on V. Then sup⁡V‾u=max⁡∂Vu. Upper semicontinuity bounds u above on compact V‾: the open strict sublevel sets {u<n} cover it, so a finite subcover bounds u. It has a finite value somewhere in V, as it is subharmonic there. Thus S:=sup⁡V‾u is real, and the nonempty closed superlevel sets {u≥b}, b<S, have the finite-intersection property on V‾. Compactness gives a point with value S [F10]. If a maximiser x lies in ∂V, then S=max⁡∂Vu. If every maximiser lies in V, then u≡S on V by step 1.3, and for ζ∈∂V upper semicontinuity at ζ (which lies in the domain of u) gives u(ζ)≥lim sup⁡q→ζu(q)≥S; hence S≤max⁡∂Vu. In both cases S≤max⁡∂Vu, and the reverse inequality is trivial.

3.1F2F5F6F8F13F14step 2.3

Inequality (5) at the pole. Let v∈Fp0(Y) and ε>0, and put w:=v+(1+ε)log⁡∣z∣ on U1∖{p0}. Then w extends to a function on U‾1 that is upper semicontinuous there and subharmonic on U1: on U1∖{p0} the chart expression of v is plane subharmonic [F5], the function log⁡∣⋅∣ is harmonic on D∖{0} [F13], so w is subharmonic on U1∖{p0} chartwise [F5, F8, F14]; and the pole condition of [F2] gives vz(ζ)≤−log⁡∣ζ∣+C near 0, whence wz(ζ)≤εlog⁡∣ζ∣+C→−∞ as ζ→0, so setting w(p0):=−∞ makes w upper semicontinuous at p0, and the submean inequality at p0 holds trivially for the value −∞ [F6]; subharmonicity of this extension follows by truncation: max⁡(w,−N) is constant near p0, subharmonic elsewhere, and hence subharmonic by locality; its decreasing submean inequalities pass to w by monotone convergence on circles after subtraction of a finite common upper bound. This is also the extension argument in the proof of [F3]. On ∂U1 one has ∣z∣=1, so w=v there; step 2.3 applied to w on the disc U1 therefore gives max⁡U‾1w=max⁡∂U1w=max⁡∂U1v=:Mv. Restricting to the smaller circle ∂(rU1), where w=v+(1+ε)log⁡r, gives max⁡∂(rU1)v+(1+ε)log⁡r≤Mv. Letting ε↓0 yields

max⁡∂(rU1)v+log⁡r≤max⁡∂U1v,that ismax⁡∂(rU1)v≤max⁡∂U1v+log⁡1r.(5)
3.2F4step 1.3step 2.1step 2.2construct

A fixed barrier and candidate-dependent truncations. Fix q1∈∂U1. If X is compact, fix a0∈U and use the noncompact ambient surface Z:=X∖{a0} for all Dirichlet applications. It is connected: a punctured coordinate disc about a0 is connected, so any separation of Z would extend to one of X by adjoining a0 to the side containing that punctured disc. It is noncompact, since compactness would make Z closed in the Hausdorff X, making a0 isolated, contrary to a coordinate chart. Set V0:=X∖(U‾∪rU1‾). If X is noncompact, choose by [F4] a regular exhaustion (Dn) and N0 with U‾∪U‾1⊆DN0, and put V0:=DN0∖(U‾∪rU1‾). In either case V0 is a connected relatively compact smooth-bordered domain by applying the closed-disc removal argument of step 2.1 successively in the connected ambient domain. Its closure lies in Z in the compact case. Solve on V0 for a continuous harmonic η with boundary values 1 on ∂(rU1), 0 on ∂U, and, when X is noncompact, 1 on ∂DN0 [F4]. The maximum principle step 2.2 gives 0≤η≤1. Since ∂U1 lies in V0 and 1−η is nonnegative harmonic, the strong maximum principle step 1.3 gives 1−η>0 on ∂U1; hence δ:=min⁡∂U1(1−η)>0. Now fix any v∈Fp0(Y). If X is compact, set V:=V0 and ω:=η. If X is noncompact, choose N≥N0 with the compact support of v contained in DN, set V:=DN∖(U‾∪rU1‾). As with V0, this is a nonempty connected relatively compact smooth-bordered domain: the two closed discs are disjoint and contained in DN, so successive applications of step 2.1 give connectedness. Solve by [F4] for ω=1 on ∂(rU1) and ω=0 on ∂U∪∂DN. Then 0≤ω≤1 by step 2.2. On V0, η−ω is harmonic, vanishes on ∂(rU1)∪∂U, and is nonnegative on ∂DN0 because η=1 there and ω≤1; hence ω≤η on V0. In both cases 0≤ω≤1 on V and max⁡∂U1ω≤1−δ, with δ independent of v.

4.1F2F5F8F9F14step 2.2step 3.2

Inequality (6). Let v∈Fp0(Y) and put Mv:=max⁡∂(rU1)v, a nonnegative real number. The function u:=v−Mvω is subharmonic on V: chartwise, v is subharmonic on V⊆Y∖{p0} [F5], ω is harmonic on V hence subharmonic with each nonnegative multiple [F14], and the chart expression of −Mvω is the sum of the plane subharmonic function vφ and the plane subharmonic function −Mvωφ, hence subharmonic [F8, F5]. At every boundary point ζ of V the boundary limit of u is at most 0: for ζ∈∂(rU1) one has ω(ζ)=1 and v is upper semicontinuous at ζ [F5, F9], so lim sup⁡(v−Mvω)≤v(ζ)−Mv≤0; for ζ∈∂U the point ζ has a neighbourhood disjoint from the compact support of v [F2], so v=0 near ζ and ω(ζ)=0, giving lim sup⁡u≤0; and in the noncompact case the same argument applies at ζ∈∂DN, because U‾∪U‾1⊆DN while v vanishes off a compact subset of Y, so v=0 on a neighbourhood of ∂DN. Step 2.2 applied on V therefore gives v−Mvω≤0 on V, and in particular on ∂U1⊆V:

max⁡∂U1v≤Mvmax⁡∂U1ω≤(1−δ)max⁡∂(rU1)v.(6)
5.1step 3.1step 4.1algebra

The family is uniformly bounded at the pole. Adding (5) and (6) gives max⁡∂(rU1)v+log⁡r≤(1−δ)max⁡∂(rU1)v,henceδmax⁡∂(rU1)v≤log⁡1r, so that for every v∈Fp0(Y) max⁡∂(rU1)v≤C:=1δlog⁡1r<+∞.

6.1F2step 4.1step 5.1

One finite value of the envelope. For v∈Fp0(Y), step 4.1 gives v(q1)≤Mvω(q1)≤C with C as in step 5.1, because q1∈∂U1⊆V and 0≤ω≤1; taking the supremum over v, gY(q1,p0)=sup⁡{v(q1):v∈Fp0(Y)}≤C<+∞.

7.1A1F3step 1.1step 2.1step 6.1∎

Conclusion. Since the envelope of Fp0(Y) is finite at the point q1∈Y∖{p0}, the dichotomy [F3] shows that it is finite everywhere on Y∖{p0}, harmonic and positive there, and has a unit logarithmic pole at p0; that is, Y admits a finite canonical Green kernel at p0. The pole p0∈Y was arbitrary, so Y admits a finite canonical Green kernel at every pole, and Y is connected by step 2.1 and a Riemann surface by step 1.1. The countably many arbitrary choices of the construction are the exhausted domains of [F4] in the noncompact case, which uses ACω [A1]; all other selections are finite.

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