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LemmaStatement: AI-adaptedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-10-02
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Regular exhaustion and Dirichlet solutions on relatively compact surface domains

Statement

Assume Countable Choice. Let X be a noncompact Riemann surface (Riemann surfaces and holomorphic atlases). The smooth structure used below is the one carried by the holomorphic atlas: holomorphic transition maps are smooth (Holomorphic functions are real analytic and smooth in their two real coordinates), so the holomorphic charts are smooth charts (Smooth manifolds and their smooth charts).

  1. Exhaustion. There are connected relatively compact domains D1⊆D2⊆⋯ in X with Dn‾⊆Dn+1 for every n, such that each ∂Dn is a nonempty compact smooth embedded 1-submanifold of X with Dn=int⁡Dn‾, and X=⋃n≥1Dn.

  2. Dirichlet problem. For every connected relatively compact domain D⊆X whose boundary ∂D is a nonempty compact smooth embedded 1-submanifold of X and satisfies D=int⁡D‾, and for every continuous boundary datum φ:∂D→R, there is a unique continuous function u:D‾→R that is harmonic on D (Chartwise harmonic and subharmonic functions on a Riemann surface), continuous on D‾, and satisfies u∣∂D=φ.

Facts & Assumptions

Given: Countable Choice; a noncompact Riemann surface X; a connected relatively compact domain D⊆X with smooth boundary and a continuous datum φ:∂D→R for part 2. Charts of the holomorphic atlas are used interchangeably with their restrictions to smaller open sets, which are again compatible charts.

[A1]

Countable Choice: every countable family of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[F1]

A Riemann surface is a nonempty connected Hausdorff second countable space with a holomorphic atlas; holomorphic functions between plane domains are smooth (Riemann surfaces and holomorphic atlases, Holomorphic functions are real analytic and smooth in their two real coordinates, Smooth manifolds and their smooth charts).

[F2]

Chartwise harmonicity and subharmonicity on X: u is harmonic, resp. subharmonic, on an open W⊆X when every chart expression of u is plane harmonic (Plane harmonic functions), resp. plane subharmonic on each connected component (Subharmonic functions on plane domains), and the notions do not depend on the atlas. Every real part of a function holomorphic in a chart is harmonic (The C2 real and imaginary parts of a holomorphic function satisfy Laplace's equation and form a harmonic-conjugate pair), finite constants are harmonic, and a subharmonic function is upper semicontinuous and is not identically −∞ on any component of its domain (Subharmonic functions on plane domains, Chartwise harmonic and subharmonic functions on a Riemann surface).

[F3]

Plane subharmonic toolkit. Restrictions of subharmonic functions to open subsets are subharmonic, and on a plane domain: nonnegative linear combinations and finite maxima of subharmonic functions are subharmonic (Positive linear combinations and finite maxima preserve subharmonicity); a subharmonic function attaining a finite interior maximum on a domain is constant there (A plane subharmonic function with an interior maximum is constant on its component); the upper-semicontinuous regularization of the supremum of a locally bounded-above family of subharmonic functions is subharmonic (The upper-semicontinuous regularization of a locally bounded-above subharmonic supremum is subharmonic); subharmonic pieces glue across a seam when the inside limsup is at most the outside value (Subharmonic pieces glue across a boundary under the limsup inequality); subharmonicity is equivalent to the harmonic comparison on all compactly contained discs (Subharmonicity is equivalent to harmonic comparison on compactly contained discs); and biholomorphic change of coordinates preserves subharmonicity in both directions (Plane subharmonicity is invariant under biholomorphic change of coordinate).

[F4]

Plane harmonic and Poisson toolkit: the Poisson modification PDu of a subharmonic function on a compactly contained disc is well defined, harmonic on the disc, subharmonic and at least u on the ambient domain (Poisson modification on a compactly contained disc, Poisson modification is subharmonic and majorizes the original function); harmonic extensions of continuous circle data are given by the Poisson integral with a positive kernel (The Poisson integral gives the unique continuous harmonic extension on the closed unit disc, The Poisson kernel is positive, has total mass one, and concentrates at a boundary point); positive harmonic functions on a disc satisfy Harnack's inequality, so a nonnegative harmonic function on D(a,R) satisfies u(z)≤R+ρR−ρu(a) whenever ∣z−a∣=ρ<R (Positive harmonic functions on a disc satisfy Harnack's inequality). For this open-disc version and nonnegative u, apply the supplied estimate to u+δ on closed discs of radius S<R, then let S↑R and δ↓0; harmonic functions have the circle mean-value property, and a continuous function with the local mean-value property is harmonic (Plane harmonic functions satisfy the mean-value property, A continuous plane function with the local mean-value property is harmonic).

[F5]

Upper-semicontinuous regularization: v∗(z)=lim sup⁡w→zv(w) is upper semicontinuous, satisfies v≤v∗, and is the least upper semicontinuous majorant of v (Upper-semicontinuous regularization).

[F6]

Under Countable Choice every smooth manifold M admits a smooth proper function h:M→[0,∞) (Every smooth manifold admits a smooth proper exhaustion function).

[F7]

Morse-Sard under Countable Choice: the critical values of a smooth map between smooth manifolds form a null set, so the regular values are dense; for f:M→R one writes Ma=f−1((−∞,a]) and f−1([a,b]) for the closed bands (Morse-Sard for smooth manifolds, Regular values have null complement and are dense, Closed sublevel and level set of a smooth function).

[F8]

Submersions and regular level sets: a smooth map which is a submersion at a point has coordinates near that point in which it is a linear coordinate (a projection), so at a regular value the level set is a smooth embedded hypersurface and the sublevel set is locally a half-space (Immersions, submersions, and constant-rank maps, Local normal form for submersions, Embedded smooth submanifolds with boundary). A smooth plane curve through 0 with nonvanishing gradient is locally a graph of a Ck function over its tangent line (The Euclidean implicit function theorem with derivative formula).

[F9]

Topology of manifolds: every topological manifold is locally compact and locally path-connected, with a neighbourhood basis of open sets with compact closures; in a locally path-connected space the connected components are open and agree with the path components, so a connected locally path-connected space is path-connected; connected components are closed and the closure of a connected set is connected (Topological manifolds are locally compact and locally path connected, A connected, locally path-connected space is path-connected, because its path components are open, Connected components, quasicomponents, and totally disconnected spaces). Continuous images of compact sets are compact and compact subsets of Hausdorff spaces are closed (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones).

[F10]

The cited semicontinuous extreme-value theorem applies to finite-valued upper-semicontinuous maps on compact subsets of Rn and is used for the real-valued boundary datum in step 11.1, not for the extended-valued s=f−k in step 1.2 (Semicontinuous extreme value theorem on compact Euclidean sets). For extended-valued upper-semicontinuous s:Ω→[−∞,∞), each superlevel set {s≥b} is closed directly from the definition; finite maxima remain upper-semicontinuous because their strict sublevel sets are finite intersections of open strict sublevel sets.

[F11]

The principal logarithm is holomorphic on C∖(−∞,0] (The principal logarithm is the normalised holomorphic branch on the slit plane), the complex exponential is entire (The complex exponential is entire and its complex derivative is itself), and composites are holomorphic by The chain rule for complex derivatives. Thus exp⁡(μLog⁡(−iw)) is holomorphic on any sector whose rotation by −i avoids that slit, for every real μ.

Proof technique: direct.

Proof

1.1F1given

The holomorphic charts of X have holomorphic transition maps, and holomorphic functions of one variable are smooth; hence these charts form a C∞ atlas on the connected Hausdorff second countable space X. So X is a smooth 2-manifold, and the hypotheses of [F6] are met.

1.2F2F3

Locality of plane subharmonicity. Let Ω⊆C be a plane domain and let f:Ω→[−∞,∞) be upper semicontinuous, not identically −∞ on any component of Ω, and subharmonic near each of its points. To use the harmonic-majorant characterization, fix a closed disc D(a,r)‾⊆Ω and a continuous k on it, harmonic on D(a,r), with k≥f on the boundary. If k<f somewhere, set s:=f−k. Then s is extended-valued upper semicontinuous, is positive somewhere, and satisfies s≤0 on the boundary; it may equal −∞. It is bounded above on the compact disc: the open sets {s<n} for positive integers n cover it, so a finite subcover and nesting give a common upper bound. Thus M:=sup⁡s is finite and positive. For each real b<M, the set Eb:={s≥b} is closed by [F10] and nonempty by the definition of M; these sets have the finite-intersection property, so compactness gives a point z1∈⋂b<MEb, where s(z1)=M. Since s≤0 on the boundary, z1 is interior. Let Z:={z∈D(a,r):s(z)=M}; it is nonempty and closed in the open disc by upper semicontinuity.

2.1A1F6step 1.1choose

By [F6] and [A1] there is a smooth proper function h:X→[0,∞) whose sublevel sets {h≤c} are compact for every c∈R. Fix a point x0∈X and put M0:=h(x0), a nonnegative real number.

2.2F3step 1.2

Z is open in D(a,r): given z∈Z, choose ρ>0 with D(z,ρ)‾⊆D(a,r) and with D(z,ρ) contained in a neighbourhood of z on which f is subharmonic. On the disc D(z,ρ) the function f is subharmonic and −k is subharmonic (it is harmonic), so s=f+(−k) is subharmonic on D(z,ρ); it attains the maximum M at the interior point z and therefore is constant equal to M on D(z,ρ) by the strong maximum principle, that is, D(z,ρ)⊆Z. Since D(a,r) is connected and Z≠∅ is both open and closed in it, Z=D(a,r) and s≡M on the disc.

3.1A1F7step 2.1choose

For each n≥1 the open interval (M0+n,M0+n+1) is nonempty and, by [F7], it contains a regular value of h, since the regular values of h are dense in R. By [A1] fix such a regular value cn for every n. Then cn<M0+n+1≤M0+n+2 and cn+1>M0+n+1>cn, so c1<c2<⋯ and cn→∞.

3.2F3step 2.2

Step 2.2 leads to a contradiction, completing step 1.2: for b∈∂D(a,r) the upper semicontinuity of s at b (as a function defined on a neighbourhood of D(a,r)‾) gives s(b)≥lim sup⁡D(a,r)∋z→bs(z)=M>0, contradicting s≤0 on the boundary circle. Hence no such counterexample exists, the harmonic comparison of step 1.2 always holds, and the harmonic-majorant characterization makes f subharmonic on Ω.

4.1F7F8step 3.1construct

For each n let Kn be the connected component of the closed set {h≤cn} containing x0 and set Dn:=int⁡Kn. Since {h≤cn} is compact and Kn is a component of it, Kn is closed in X and compact. Also Dn=Kn∩{h<cn}: a point p∈Kn with h(p)<cn has a ball B with p∈B⊆{h<cn}⊆{h≤cn}; this ball is connected and contains p∈Kn, hence lies in the component Kn, so p is interior to Kn; conversely an interior point p of Kn cannot have h(p)=cn, because cn is a regular value, so h takes values larger than cn arbitrarily close to p and no neighbourhood of p is contained in {h≤cn}. In particular x0∈Dn for every n.

4.2F8step 3.1

At every point p of h−1(cn) the differential of h is nonzero, so h is a submersion at p and by [F8] there are smooth coordinates (u,v) around p with u=h−cn. Hence h−1(cn) is a smooth embedded 1-submanifold of X, and near each of its points the set {h≤cn} is the closed half-space {u≤0} in those coordinates, a set which is path-connected after shrinking the chart.

4.3F2F3step 3.2construct

Gluing subharmonic functions on a surface. Let Ω⊆X be open, let u be subharmonic on Ω, let B⊆Ω be any open subset, let v be subharmonic on B, and assume lim sup⁡z→η, z∈Bv(z)≤u(η) for every η∈∂B∩Ω. Define w:=u on Ω∖B and w:=max⁡{u,v} on B. Then w is upper semicontinuous on Ω: at points of B, w is a finite maximum of upper semicontinuous functions; at points of Ω∖B‾ it equals u; and at η∈∂B∩Ω the limsup of w is the larger of the limsups of u and of v along B, at most max⁡{u(η),u(η)}=u(η)=w(η) by the seam hypothesis. Also w≥u, and u is not identically −∞ on any component of Ω, so neither is w.

5.1F9step 4.1step 4.2cases

Kn=Dn‾, and Dn is connected. Indeed Dn⊆Kn and Kn is closed, so Dn‾⊆Kn; conversely, for p∈Kn with h(p)=cn the local half-space from step 4.2 contains points q with h(q)<cn arbitrarily close to p, and the path-connectedness of the local half-space puts each such q in the same component of {h≤cn} as p, that is, in Kn∩{h<cn}=Dn; a point of Kn with h(p)<cn already lies in Dn. So Kn⊆Dn‾ and equality holds. If Dn=A∪B were a disjoint union of nonempty open subsets, then Kn=A‾∪B‾ would be a union of two nonempty sets; if A‾∩B‾=∅ this contradicts connectedness of Kn, so pick p∈A‾∩B‾. If p∈Dn then p lies in the open set A (say) which is disjoint from B, contradicting p∈B‾; so p∈∂Kn, and near p the set Dn contains the path-connected local half-space {h<cn} intersected with the chart, which must lie entirely in A or entirely in B, say in A; then all points of Dn near p lie in A, contradicting p∈B‾. Hence Dn is connected.

5.2F2F3step 4.3cases

For every point p∈Ω there is a chart θ with p in its domain such that the chart expression wθ is plane subharmonic on a neighbourhood of θ(p). If p∉B‾, take a chart whose domain is contained in Ω∖B‾; then wθ=uθ is plane subharmonic by [F2]. If p∈B, take a chart with domain contained in B; then wθ=max⁡{uθ,vθ} is a finite maximum of plane subharmonic functions, hence plane subharmonic by [F3]. If p∈∂B∩Ω, take a coordinate-disc neighbourhood T of p contained in Ω, with chart θ:T→D(0,r). Apply the plane gluing lemma [F3] with ambient domain θ(T) and open inside set θ(T∩B). The chart expression of u is subharmonic on θ(T), that of v is subharmonic on each component of θ(T∩B), and every seam point inside θ(T) corresponds to a point of ∂B∩T, where step 4.3 supplies the limsup bound. Thus wθ is subharmonic near θ(p).

6.1F9step 5.1

For every n, ∂Dn is a nonempty compact smooth embedded 1-submanifold of X and Dn=int⁡Dn‾. Indeed ∂Dn=Dn‾∖Dn=Kn∖Dn=Kn∩h−1(cn) by step 5.1, which is closed in the compact set Kn, hence compact, and is a smooth 1-submanifold by step 4.2. If ∂Dn were empty then Dn=Kn would be open and closed in the connected space X, so Dn=X and X would be compact, contradicting the hypothesis that X is noncompact; thus ∂Dn≠∅.

6.2step 4.1step 5.1

For every n one has Kn⊆Dn+1. The set Kn is connected, contains x0, and satisfies Kn⊆{h≤cn}⊆{h<cn+1} because cn<cn+1; hence Kn lies in the component Kn+1 of {h≤cn+1} containing x0, and since h<cn+1 on all of Kn no point of Kn lies in h−1(cn+1); by step 4.1 applied at level n+1, Kn⊆Kn+1∩{h<cn+1}=Dn+1. In particular Dn‾=Kn⊆Dn+1 and Dn⊆Dn+1.

6.3F2F3step 3.2step 5.2

w is subharmonic on Ω. Let θ be any chart with dom⁡θ∩Ω≠∅. By step 5.2 and the biholomorphic invariance of subharmonicity [F3], every point of θ(dom⁡θ∩Ω) has a plane neighbourhood on which wθ is subharmonic: for a point θ(p), use the chart θp of step 5.2 and write wθ=wθp∘(θp∘θ−1) on the overlap, a composition of the plane subharmonic function wθp with the biholomorphism θp∘θ−1 between plane domains. Moreover wθ is upper semicontinuous and is not identically −∞ on any component, because these properties hold for w by step 4.3 and are read in charts. By the locality of plane subharmonicity, step 3.2, applied separately to each component, wθ is plane subharmonic on every component of θ(dom⁡θ∩Ω). As θ was an arbitrary chart, w is subharmonic on Ω.

7.1F9step 3.1step 6.2

X=⋃n≥1Dn. Let x∈X. By [F9] the connected manifold X is path-connected and locally path-connected, so choose a path γ from x0 to x; its image C is compact, so h(C) is a compact subset of [0,∞) and is bounded, say by N. Choose n with cn≥N, possible because cn→∞. Then C⊆{h≤cn} is connected and contains x0 and x, so x∈Kn⊆Dn+1 by step 6.2. Hence every point of X lies in some Dn.

8.1step 6.1step 6.2step 7.1

Steps 6.1, 6.2 and 7.1 prove part 1: (Dn) is a sequence of connected relatively compact domains with Dn‾⊆Dn+1, each with nonempty smooth boundary and Dn=int⁡Dn‾, whose union is X.

9.1F2F3F9step 8.1

Maximum principle. Let v be subharmonic on D and let B∈R satisfy lim sup⁡q→η, q∈Dv(q)≤B for every η∈∂D. Then v≤B on D. For any real b>B, the set Eb:={q∈D:v(q)≥b} is closed in D‾: it is closed inside D by upper semicontinuity, and its closure cannot meet ∂D by the boundary limsup bound. Thus Eb is compact. If s:=sup⁡Dv=+∞, the nonempty nested compact sets En for integers n>B have the finite-intersection property, so some point satisfies v(q)≥n for every such n, impossible because subharmonic functions have no +∞ values. Hence s<+∞. If s>B, the nested nonempty compact sets Eb for B<b<s again have the finite-intersection property; a point in their intersection has v(q)≥b for every b<s, so v(q)=s. Since s>B, the point is interior, and the strong maximum principle forces v≡s on connected D. Taking any boundary point then gives s=lim sup⁡q→ηv(q)≤B, a contradiction. Therefore s≤B.

10.1F2F3F9step 9.1cases

In the situation of step 9.1 the maximum set {q∈D:v(q)=s} is open: for q in it, take a chart θ around q with θ(q)=0 and θ(dom⁡θ∩D) a plane domain; the chart expression vθ is plane subharmonic and attains the finite maximum s at the interior point 0, so by the strong maximum principle vθ is constant on θ(dom⁡θ∩D) and v is constant on a neighbourhood of q. The set is also closed in D, because it is D∩{v≥s} and superlevel sets of the upper semicontinuous function v are closed. Since D is connected the set is all of D, so v≡s>B on D. But ∂D≠∅: otherwise D would be open and closed in the connected space X, forcing D=X and contradicting compactness of D‾. At any η∈∂D the boundary hypothesis then gives the contradiction s=lim sup⁡q→ηv(q)≤B, so s≤B and the maximum principle holds for all v.

11.1F2F9F10step 10.1step 6.3construct

The Perron family. Fix a connected relatively compact domain D⊆X with smooth boundary and a continuous datum φ:∂D→R, and define P:={v subharmonic on D: lim sup⁡q→η, q∈Dv(q)≤φ(η)  for every η∈∂D}. The boundary ∂D is compact (it is closed in the compact set D‾), so its continuous image φ(∂D) is a compact subset of R [F9]. The real-valued extreme-value theorem [F10] gives m:=min⁡∂Dφ and M:=max⁡∂Dφ. The constant function m is harmonic, hence subharmonic, on the nonempty open set D, and its limsup at each η equals m≤φ(η); so m∈P and P is nonempty. By the maximum principle step 10.1 every v∈P satisfies v≤M on D. Hence the pointwise supremum U(q):=sup⁡{v(q):v∈P} satisfies m≤U≤M on D.

12.1F3F5step 11.1

The envelope. Let H be the upper-semicontinuous regularization of U, H(x):=lim sup⁡y→x, y∈DU(y), equivalently the least upper semicontinuous majorant of U [F5]. Then U≤H and, since m≤U≤M, also m≤H≤M. Moreover H is subharmonic on D: for every chart θ the family of plane subharmonic functions {vθ:v∈P} on the plane domain θ(dom⁡θ∩D) is nonempty and bounded above by M, its pointwise supremum is Uθ and its upper-semicontinuous regularization is Hθ (regularization is a local, hence chart-invariant, operation); so the upper envelope theorem [F3] makes Hθ plane subharmonic. As θ was arbitrary, H is subharmonic on D.

13.1F4step 12.1

Poisson modification on the surface. Let B⊆D be a coordinate disc with B‾⊆D, written B=θ−1(D(w0,r)) for a chart θ and an open disc D(w0,r) whose closure lies in θ(dom⁡θ∩D). For v∈P let Pθv denote the plane Poisson modification of vθ on the disc D(w0,r), which is well defined by [F4], and define the surface modification v~:={Pθv∘θon B,von D∖B. Then v~ is harmonic on B and v~≥v on B, because the plane modification has these properties and harmonicity and the inequality are read in the chart θ; and lim sup⁡z→η, z∈Bv~(z)≤v(η) for every η∈∂B: if φn↓vθ is the decreasing sequence of continuous boundary approximants used to define the modification and hn are their harmonic Poisson extensions, then Pθv=inf⁡nhn≤hn on the disc, so lim sup⁡z→η, z∈Bv~(z)≤lim sup⁡hn(θ(z))=φn(θ(η)) for every n, and letting n→∞ gives the bound v(η).

14.1step 6.3step 11.1step 13.1

v~ is subharmonic on D and belongs to P. Indeed v~=v on the open set D∖B‾, so its boundary limsups at points of ∂D equal those of v and are at most φ; and subharmonicity follows from the gluing lemma step 6.3 applied with Ω:=D, the subharmonic function v, the coordinate disc B, and the inside function v~∣B, whose seam limsups are at most v by step 13.1: the glued function is max⁡{v,v~}=v~ on B and v outside B, that is, v~ itself. Hence v~∈P, and in particular v~≤M.

15.1F3F4step 14.1

Monotonicity and directedness. If v,w∈P satisfy v≤w on D, then v~≤w~ on B: choose decreasing continuous approximants αn↓vθ and βn↓wθ on the circle ∂D(w0,r) and set γn:=min⁡{αn,βn}; then the γn are continuous and decrease to min⁡{vθ,wθ}=vθ, while γn≤βn, so positivity of the Poisson kernel [F4] gives P[γn]≤P[βn] on D(w0,r) and hence Pθv=inf⁡nP[γn]≤inf⁡nP[βn]=Pθw, that is, v~≤w~. Also, if v,w∈P then t:=max⁡{v,w}∈P: it is subharmonic on D since both are, and at each η∈∂D its limsup is at most max⁡{lim sup⁡v,lim sup⁡w}≤φ(η). By monotonicity t~≥v~,w~ on B.

16.1F4step 12.1step 14.1step 15.1choose

Harnack control. Define h∗(q):=sup⁡{v~(q):v∈P} on B. Every v~ is harmonic on B and satisfies v~≤U≤H on B, so h∗≤H on B; and h∗≥m since m∈P and m~≥m. Fix a∈B and ε>0. Since h∗(a) is a real number and is the supremum of the values v~(a), there is v∈P with v~(a)>h∗(a)−ε. For any w∈P put t:=max⁡{v,w}; then t~≥v~,w~ and 0≤(t~−v~)(a)≤h∗(a)−v~(a)<ε, while t~−v~ is harmonic and nonnegative on B by step 15.1.

17.1F4step 16.1

h∗ is harmonic on B. Choose a chart subdisc θ−1(D(a,ρ))⊆B centred at the point a of step 16.1, and fix r<ρ. For ε>0 choose v as in step 16.1 and let w∈P be arbitrary. The nonnegative harmonic function u:=t~−v~ on B satisfies u(a)<ε, so Harnack's inequality [F4] applied on the disc D(a,ρ) gives 0≤t~(z)−v~(z)=u(z)≤ρ+rρ−r u(a)<Cε(z∈D(a,r)‾), with C:=(ρ+r)/(ρ−r) independent of w. Hence w~≤v~+Cε on D(a,r)‾ for every w∈P, and taking the supremum over w gives h∗−v~≤Cε on D(a,r)‾, while h∗≥v~. So for every ε>0 there is a function harmonic on B that approximates h∗ uniformly on D(a,r)‾ within Cε; in particular h∗(b)=lim⁡ε↓0kε(b) where kε is such an approximant, and the circle average of h∗ over ∂D(b,s) differs from h∗(b) by at most 2Cε for every ε>0, hence equals it. Thus h∗ satisfies the local mean-value property on B and is continuous, so it is harmonic on B by the converse of the mean-value property [F4].

17.2F4step 12.1step 14.1step 16.1

h∗=H on B. Fix a∈B and ε>0, and choose D(a,ρ)⊆θ(B) centred at θ(a), denoting this coordinate again by a. Choose 0<r<ρ so small that (ρ+rρ−r−1)(M−H(a)+2ε)<ε. By the definition of the regularization in step 12.1, there is z∈D(a,r) with U(z)>H(a)−ε, and then some v∈P has v(z)>U(z)−ε>H(a)−2ε. Thus v~(z)≥v(z)>H(a)−2ε. The nonnegative function k:=M−v~ is harmonic on B by step 14.1. Harnack's inequality [F4], applied at the actual distance ∣z−a∣<r, gives k(a)≤ρ+∣z−a∣ρ−∣z−a∣k(z)≤ρ+rρ−r(M−H(a)+2ε)<M−H(a)+3ε. Hence h∗(a)≥v~(a)>H(a)−3ε. Letting ε↓0 gives h∗(a)≥H(a); the reverse inequality is step 16.1.

18.1F9step 17.1step 17.2

H is harmonic on D: every point of the open set D has, by local compactness of the manifold X [F9], a coordinate disc B around it with B‾⊆D, and H=h∗ is harmonic on B by steps 17.1 and 17.2.

19.1F2F8F11step 18.1construct

A local peak function. Fix ζ∈∂D and a chart θ with θ(ζ)=0 whose domain U is a coordinate disc θ(U)=D(0,2ρ0). Since ∂D is a smooth embedded curve, after composing θ with a rotation we may assume that near 0 the image θ(∂D∩U) is the graph of a smooth function γ with γ(0)=γ′(0)=0, and that θ(D∩U)∩D(0,2ρ0)={(x,y):x2+y2<(2ρ0)2, y>γ(x)}; shrinking ρ0 we may also assume ∣γ′(x)∣≤14 for ∣x∣≤2ρ0. Then every point w=(x,y) of θ(D∩U′), where U′:=θ−1(D(0,2ρ0)), satisfies y>γ(x)≥−14∣x∣>−12∣x∣; that is, θ(D∩U′) is contained in the sector S:={y>−12∣x∣}, whose half-angle at the origin, measured from the positive vertical axis, is π2+arctan⁡12. Put μ:=π/(π+2arctan⁡12) and define, for w∈S, Q(w):=Re⁡((−iw)μ), where (−iw)μ:=exp⁡(μLog⁡(−iw)). Since ∣arg⁡(−iw)∣<π2+arctan⁡12<π on S, this is holomorphic by [F11]; writing w=rei(π/2+ϑ) gives Q(w)=rμcos⁡(μϑ). Finally define q(z):=−Q(θ(z))(z∈D∩U′).

20.1F2F8F11step 19.1algebra

The function q has the following properties: it is subharmonic on D∩U′; it is negative there; q(z)→0 as z→ζ; and with c0:=cos⁡(μ(π2+arctan⁡14))>0 one has q(z)≤−c0 ∣θ(z)∣μ(z∈D∩U′). Indeed Q is harmonic on S∖{0} (it is the real part of a holomorphic function) and 0∉θ(D∩U′), so q is harmonic, hence subharmonic, on D∩U′; and for w∈θ(D∩U′) the angle ϑ of w relative to the positive vertical axis satisfies ∣ϑ∣≤π2+arctan⁡14, because y>−14∣x∣; since μ(π2+arctan⁡14)<μ(π2+arctan⁡12)=π2, we get cos⁡(μϑ)≥c0>0, whence q(w)=−∣w∣μcos⁡(μϑ)≤−c0∣w∣μ<0 and q→0 at 0.

21.1step 10.1step 6.3step 11.1step 20.1choose

Boundary limit from above. Fix ζ∈∂D and ε>0, and take the chart, ρ0, U′ and q of steps 19.1 and 20.1. Shrinking U′ further, using continuity of φ at ζ, we may assume ∣φ(η)−φ(ζ)∣<ε for every η∈∂D∩U′. Let B:=θ−1(D(0,ρ0)), so that q≤−c0ρ0μ on ∂B∩D by step 20.1. Fix v∈P and choose an integer A≥0 with Ac0ρ0μ≥M−φ(ζ)−ε. Define G:=max⁡{φ(ζ)+ε, v+Aq}  on D∩B,G:=φ(ζ)+ε  on D∖B. At every η∈∂B∩D the limsup of v+Aq is at most v(η)+Aq(η)≤M−Ac0ρ0μ≤φ(ζ)+ε, and the constant φ(ζ)+ε is subharmonic, so the gluing step 6.3, with open inside set D∩B⊆D, shows that G is subharmonic on D. Its boundary limsup at every η∈∂D is at most φ(ζ)+ε: for η∈∂D∖B this is the definition, and for η∈∂D∩B it is max⁡{φ(ζ)+ε,lim sup⁡(v+Aq)}≤max⁡{φ(ζ)+ε,φ(η)}=φ(ζ)+ε, because q<0 on D∩B and φ(η)<φ(ζ)+ε. By the maximum principle step 10.1, G≤φ(ζ)+ε on D. Because the chosen A depends only on M,φ(ζ),ε and the fixed chart, it is independent of v. Thus U≤φ(ζ)+ε−Aq on D∩B. The right-hand side is continuous there, so its upper-semicontinuous regularization satisfies H=U∗≤φ(ζ)+ε−Aq; since q(z)→0 as z→ζ, lim sup⁡z→ζH(z)≤φ(ζ)+ε.

22.1step 6.3step 11.1step 20.1step 21.1choose

Boundary limit from below. In the setting of step 21.1 choose an integer A′≥0 with A′c0ρ0μ≥φ(ζ)−ε−m and define ℓ:=max⁡{m, φ(ζ)−ε+A′q}  on D∩B,ℓ:=m  on D∖B. On ∂B∩D one has φ(ζ)−ε+A′q≤φ(ζ)−ε−A′c0ρ0μ≤m, so the gluing step 6.3 with inside set D∩B and the constant subharmonic function m shows that ℓ is subharmonic on D. Its limsup at every η∈∂D is at most φ(η): at η∈∂D∖B it equals m≤φ(η), and at η∈∂D∩B it is at most max⁡{m,φ(ζ)−ε}≤φ(η) because m≤φ(η) and φ(ζ)−ε<φ(η). Hence ℓ∈P, so U≥ℓ and H≥U≥ℓ on D; since max⁡{m,φ(ζ)−ε+A′q}≥φ(ζ)−ε+A′q and q(z)→0 as z→ζ, this gives lim inf⁡z→ζH(z)≥φ(ζ)−ε.

23.1step 21.1step 22.1

Steps 21.1 and 22.1 give, for every ζ∈∂D and every ε>0, the two bounds lim sup⁡z→ζH(z)≤φ(ζ)+ε and lim inf⁡z→ζH(z)≥φ(ζ)−ε; hence lim⁡z→ζH(z)=φ(ζ) for every boundary point ζ and the limit is a genuine two-sided limit along D.

24.1step 8.1step 10.1step 18.1step 23.1∎

Conclusion of part 2. Define u:D‾→R by u:=H on D and u:=φ on ∂D. Then u is harmonic on D by step 18.1 and continuous on D‾: at interior points H is harmonic, hence continuous, and at a boundary point ζ the limit of u along D is φ(ζ)=u(ζ) by step 23.1 while along ∂D it is φ(ζ) by continuity of φ. Uniqueness: if u1,u2 both have the required properties, then u1−u2 is continuous on D‾, harmonic on D and vanishes on ∂D, so the maximum principle step 10.1 applied to u1−u2 and to u2−u1 gives u1−u2≤0 and u1−u2≥0, hence u1=u2. Together with step 8.1 this proves both assertions of the statement.

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