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Subharmonicity is equivalent to harmonic comparison on compactly contained discs

Statement

Let ΩC be a complex domain and let u:Ω[,). The following are equivalent.

  1. u is subharmonic on Ω.
  2. u is upper semicontinuous, is not identically on any connected component, and for every closed disc D(a,r)Ω and every function h continuous on D(a,r), harmonic on D(a,r), and satisfying hu on D(a,r), one has hu on D(a,r).

Facts & Assumptions

Given: A complex domain Ω, a function u:Ω[,), and a closed disc D(a,r)Ω.

[L1]

Subharmonic means upper semicontinuous, not identically on a connected component, and satisfying the circle submean inequality on every closed disc in the domain (Subharmonic functions on plane domains).

[L2]

For an upper semicontinuous extended-real function, circle boundary values are Borel measurable and bounded above, so decreasing continuous approximants to the boundary data have well-defined circle averages (Upper semicontinuous functions are Borel and their circle averages are defined).

[L3]

Continuous boundary data on the unit circle have a unique continuous harmonic Poisson extension to the closed disc (The Poisson integral on the unit disc, The Poisson integral gives the unique continuous harmonic extension on the closed unit disc).

[L4]

Plane harmonic functions satisfy the circle mean-value property, and affine holomorphic changes of coordinate preserve harmonicity, so the unit-disc Poisson solution transports to every Euclidean disc (Plane harmonic functions satisfy the mean-value property, Plane harmonicity is preserved by holomorphic and antiholomorphic changes of coordinate).

[L5]

Monotone convergence for the nonnegative integral identifies the limit of the circle integrals of the increasing nonnegative boundary functions Mϕn with the integral of their pointwise limit Mg (Monotone convergence for the integral).

[L6]

A subharmonic function that attains a finite interior maximum is constant on its connected component (A plane subharmonic function with an interior maximum is constant on its component).

Proof

technique · direct
1.1

Assume condition 1. Let h be continuous on D(a,r), harmonic on D(a,r), and satisfy hu on D(a,r). On D(a,r) define v:=uh. For zD(a,r) and every 0<ρ<dist(z,D(a,r)), the submean inequality for u and the circle mean-value property for h give [L1, L4, given] v(z)=u(z)h(z)12π02π(u(z+ρeit)h(z+ρeit))dt. Thus v is subharmonic on D(a,r). If some point of D(a,r) satisfied v>0, then upper semicontinuity on the compact disc would make v attain a positive interior maximum there, contradicting [L6] because v0 on D(a,r). Hence v0 on D(a,r), so hu throughout the disc. This is condition 2.

L1L4L6given
1.2

Assume condition 2. Fix a closed disc D(a,r)Ω and write g(ζ)=u(ζ) on D(a,r). By [L2], g is Borel measurable and bounded above. On the compact circle, define [given, L2, construct] ϕn(ζ):=supηD(a,r)(g(η)nζη). Each ϕn is finite and continuous, satisfies ϕng, and decreases pointwise to g because g is upper semicontinuous.

givenL2construct
2.1

Transporting the Poisson solution from the unit disc by [L3] and [L4], let hn be the harmonic function on D(a,r), continuous on D(a,r), whose boundary values are ϕn. Since ϕng=u on D(a,r), condition 2 gives uhn on D(a,r). Evaluating at the center and using the Poisson formula at the center of a disc, [step 1.2, L3, L4] u(a)hn(a)=12π02πϕn(a+reit)dt.

step 1.2L3L4
3.1

Let M be an upper bound for ϕ1 on the circle. Then Mϕn is an increasing sequence of nonnegative boundary functions, so [L5] gives [step 1.2, step 2.1, L1, L5] limn12π02πϕn(a+reit)dt=12π02πu(a+reit)dt. Passing to the limit in step 2.1 yields the circle submean inequality at a. Since the disc was arbitrary and upper semicontinuity is already part of condition 2, condition 1 follows.

step 1.2step 2.1L1L5

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