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Locally bounded harmonic families have harmonic subsequential limits
Statement
Assume Countable Choice . Let be a Riemann surface (Riemann surfaces and holomorphic atlases) and let be a sequence of real harmonic functions (Chartwise harmonic and subharmonic functions on a Riemann surface) on . Call the sequence locally uniformly bounded when every has an open neighbourhood and a real number with
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Subsequential limit. If is locally uniformly bounded, then there are a strictly increasing sequence of natural numbers and a harmonic function on such that uniformly on every compact subset of ; the function is the pointwise limit of the subsequence .
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Distributional limits in charts. Let be open and let be real harmonic on for every . Suppose the regular distributions (Locally integrable functions as regular distributions) converge in to a distribution , that is for every . Then , and by Weyl's lemma there is a unique smooth harmonic on with : a chartwise distributional limit of harmonic functions is represented by a smooth harmonic function, with no convergence of derivatives and no locally uniform convergence assumed.
Facts & Assumptions
Given: Countable Choice; a Riemann surface and a locally uniformly bounded sequence of real harmonic functions on ; an open set , real harmonic functions on and a distribution with for part 2.
Countable Choice: every at most countable family of nonempty sets has a choice function (The Axiom of Countable Choice ()).
A Riemann surface is a nonempty connected Hausdorff second countable space with a holomorphic atlas; its charts are homeomorphisms onto open subsets of , holomorphic transition maps are smooth, and finite selections over a finite index set need no choice (Riemann surfaces and holomorphic atlases, Every natural-number-indexed list of nonempty sets has a choice function on its family of values).
The holomorphic atlas of is in particular a smooth atlas, so is a smooth -manifold; under every smooth manifold admits a compact exhaustion, that is, a sequence of compact subsets with for every and (Smooth manifolds and their smooth charts, Holomorphic functions are real analytic and smooth in their two real coordinates, Every manifold has a compact exhaustion, Compact exhaustions of a manifold).
Chartwise harmonicity: a continuous function on an open is harmonic exactly when every chart expression is plane harmonic, and a real function on an open plane domain is plane harmonic exactly when it is of class with vanishing Laplacian ; so a harmonic function on restricts to a harmonic function on every open subset and is of class in charts (Chartwise harmonic and subharmonic functions on a Riemann surface, Plane harmonic functions).
Poisson representation on a disc: if is harmonic on an open set containing the closed disc and with , then , where (A harmonic function is recovered from its values on any containing circle by the Poisson formula).
Differentiation under the integral sign on a compact rectangle: if are continuous and for every fixed the map is differentiable on with derivative , then is differentiable on with (Leibniz's rule on a compact rectangle: an interior parameter derivative with a continuous extension may be passed through a Riemann integral).
Under the spherical mean value property holds: if with and , then , the normalized average of over the circle (Spherical mean-value property for harmonic functions).
Uniform convergence interchanges Riemann integration: if are Riemann integrable and uniformly on , then is Riemann integrable and (A uniform limit of Riemann-integrable functions is Riemann integrable, and its integral is the limit of their integrals).
A continuous real function on an open plane set with the local circle and disc mean-value properties of The circle and disc mean-value properties is harmonic (A continuous plane function with the local mean-value property is harmonic). The disc mean is , where is the normalized circle mean.
Distributions on an open are the continuous linear functionals on , with and , so that in particular for every test function ; for the regular distribution is (Distributional harmonicity and Poisson's equation on an open subset of Rn, Locally integrable functions as regular distributions).
Under , classical derivatives of functions are weak derivatives, the weak test identity is equivalent to the distributional identity , and for a function one therefore has (Weak derivative of a locally integrable function, Classical derivatives agree with weak derivatives).
Weyl's lemma: under , if satisfies , then there is a unique smooth harmonic on with (Weyl's lemma for the Laplacian).
Bolzano-Weierstrass: every bounded sequence of reals has a convergent subsequence (Bolzano-Weierstrass: every bounded real sequence has a convergent subsequence).
Compactness read in the ambient space: if is compact and is a family of open subsets of with , then finitely many of them cover (A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it).
A continuous image of a compact set is compact, and a compact subset of a Hausdorff space is closed (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones).
A sequence of real functions on a set converges uniformly if and only if it is uniformly Cauchy (A sequence of real-valued functions converges uniformly if and only if it is uniformly Cauchy, Pointwise convergence, uniform convergence, and the uniformly Cauchy condition for sequences of real-valued functions).
Proof
By [F2] the holomorphic atlas of is a smooth atlas, so is a smooth -manifold and, under [A1], admits a compact exhaustion with every compact, and ; fix such a sequence.
For every compact there is a finite bound for all on . Use the family of all open neighbourhoods furnished by local uniform boundedness, with their bounds, rather than choosing one for every point. A finite subcover exists by [F13]; the maximum of its finitely many bounds works.
Chartwise Poisson setup. Fix a holomorphic chart of the atlas, a point , a radius with , and suppose satisfies on for all . Put on ; then each is plane harmonic on by [F3] and, by [F4], satisfies for every and every , with and on the boundary circle.
Kernel bound. For and every , writing , one computes , hence , a finite constant depending only on and .
Part 2. Let be open, let be real harmonic on for every , and let be a distribution with for every . By [F3] each is of class on , hence locally integrable, so that is a regular distribution for every by [F9].
Differentiating in the radius. Fix , and , and define and on . On this rectangle the denominator is bounded below by , so and its -derivative are continuous there; hence and are continuous, and for each fixed the map is differentiable on with derivative . By [F5], applied with the parameter in the first slot, the function is differentiable on with . Since by step 1.3, this gives .
For every one has . Indeed, since is of class , its classical second partial derivatives are its weak second partial derivatives by [F10], and the weak test identity is equivalent to the distributional identity ; summing over gives , and pointwise on makes the right side the zero distribution.
Radial Lipschitz bound. Combining steps 2.1 and 1.4 with gives for every , and ; integrating this radial derivative along the segment from to gives whenever , and for both sides vanish.
. For every test function , the definition of the distributional Laplacian in [F9] gives , the distributional convergence in step 1.5 applied to the test function gives , and again by [F9] one has for every by step 2.2; hence for every .
Oscillation neighbourhoods. For every and every there is an open neighbourhood of with compact closure such that for all and all . Indeed, local uniform boundedness gives an open and with on for all ; choose a holomorphic chart with and replace it by its restriction to , a chart with and on for all ; put and choose with , which is possible because is open in and contains . If then on for all and any open with compact closure inside works. Otherwise set , from step 1.4 and , and put ; then is open with , its closure lies in the compact set by [F14] (a continuous image of a compact set is compact), and step 3.1 gives for all and all .
Finite oscillating covers. For every pair , step 4.1 and [F13] give finitely many centres and neighbourhoods covering such that for all and all . Use step 4.1 with and take a finite subcover of the family of all admissible neighbourhood-centre pairs. Empty needs no centres.
Fixing the countable data. For each pair the set of finite cover data in step 5.1 is nonempty. Apply [A1] to this fixed countable family, and fix one finite cover with its centres for every pair. Enumerate all those centres as in a fixed ordering of ; pad by repetition if there are finitely many. There is at least one centre because is nonempty and the exhaust it. Every numerical sequence is bounded by local uniform boundedness.
Canonical nested subsequences. We give an explicit selection rule for the numerical subsequence in [F12]. A bounded real sequence has a deterministically selected convergent subsequence. Let be the least positive integer with for all , and start with . Bisect each closed interval , taking its left closed half if that half contains infinitely many terms of the sequence, and its right closed half otherwise. The selected contains infinitely many terms and has length . Let be the least index greater than with , starting with . Nested intervals give a unique common point, to which converges. Both recursions use uniquely specified choices. Starting with the identity, apply this rule to and put . Recursion on the natural numbers therefore defines all the without Dependent Choice or an additional use of [A1].
Diagonal extraction. Put . Since each is a subsequence of and its indexing map satisfies , one has . For fixed , the tail lies in the range of , so converges.
Uniform convergence on every exhaustion compact. Fix . For every , choose one of the finitely many containing . For any subsequence indices , By step 8.1, the last term is less than for all sufficiently large , uniformly over the finitely many centres of this cover. Thus is uniformly Cauchy and converges uniformly by [F15].
One global subsequence. The fixed cover data include every , so the single subsequence constructed in step 8.1 converges uniformly on every by step 9.1. No second recursive extraction is needed.
Set . This sequence is strictly increasing and converges uniformly on every .
Every compact lies in some : the open sets cover by [F2], so a finite subcover of and nesting give such a . Thus converges uniformly on every compact subset of , and pointwise everywhere.
Define for , a well-defined real function on by step 12.1. Then converges to uniformly on every compact subset of and is its pointwise limit; this completes everything in part 1 except harmonicity and continuity of .
is continuous. Let and ; step 4.1 provides an open neighbourhood of with compact closure and for all and all . Since converges uniformly on the compact set by step 12.1, for all sufficiently large one has and , so for every . Hence is continuous at every point of .
Spherical mean property of the limit. Let be a holomorphic chart and put , and on . Each is plane harmonic by [F3], and uniformly on every compact subset of : if is compact then is a compact subset of by [F14], and by step 12.1. Let and with ; by [F6] each satisfies , and the integrands converge uniformly in to because the circle is a compact subset of ; [F7] and therefore give .
Hence has the local spherical mean value property on : given choose with ; then for every and every one has , so step 13.3 gives , the normalized circle average . Integrating this identity over the concentric radii gives the disc mean ; the integrand extends continuously at because is continuous. Thus both local mean identities of [F8] hold. The chart expression is continuous by step 13.2, so [F8] and [A1] make plane harmonic on . As the holomorphic chart was arbitrary, [F3] makes harmonic on ; with steps 13.1 and 13.2 this proves part 1.
By [F11] and [A1] there is a unique smooth harmonic on with . This is exactly the representation asserted in part 2, so the proof is complete.
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Riemann surfaces and holomorphic atlases
- Smooth manifolds and their smooth charts
- Holomorphic functions are real analytic and smooth in their two real coordinates
- Every manifold has a compact exhaustion
- Compact exhaustions of a manifold
- Chartwise harmonic and subharmonic functions on a Riemann surface
- Plane harmonic functions
- A harmonic function is recovered from its values on any containing circle by the Poisson formula
- Leibniz's rule on a compact rectangle: an interior parameter derivative with a continuous extension may be passed through a Riemann integral
- Spherical mean-value property for harmonic functions
- A uniform limit of Riemann-integrable functions is Riemann integrable, and its integral is the limit of their integrals
- A continuous plane function with the local mean-value property is harmonic
- The circle and disc mean-value properties
- In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones
- Distributional harmonicity and Poisson's equation on an open subset of Rn
- Locally integrable functions as regular distributions
- Weak derivative of a locally integrable function
- Classical derivatives agree with weak derivatives
- Weyl's lemma for the Laplacian
- Bolzano-Weierstrass: every bounded real sequence has a convergent subsequence
- A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it
- Every natural-number-indexed list of nonempty sets has a choice function on its family of values
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
- A sequence of real-valued functions converges uniformly if and only if it is uniformly Cauchy
- Pointwise convergence, uniform convergence, and the uniformly Cauchy condition for sequences of real-valued functions
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
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Sources
- Donald E. Marshall, The Uniformization Theorem (standard reference, not scraped)
- John K. Hunter, Notes on Partial Differential Equations (standard reference, not scraped)
- Mikhail Lyubich, Dynamics of Quadratic Polynomials, Vol. I (standard reference, not scraped)