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RT handlebody pairings and surgery gluing
Statement
Assume full AC and its inherited countable-choice consequences. For the state spaces of RT state spaces from a modular category, composition is a perfect pairing
The categorical trace of is , and for . Distinguish that trace from the actual standard-cap geometric Gram form on a connected genus- surface:
Here is the full handle-color tuple, , and the inverse is in composition-dual coordinates. For disconnected surfaces take tensor products and empty value .
For every compact parametrized colored ribbon bordism, capping against all testing states, taking the surgery-color sum with closed normalization , and applying defines a unique linear map . It is independent of the marked surgery presentation, all auxiliary coupon bases and their complete identity resolutions. It retains the prescribed boundary caps, parametrizations, colors and actual coupon morphisms. These maps satisfy the cylinder, ball, empty and disjoint-union laws, and the actual stacked-presentation law of RT capped operators: geometric Gram factors and exact signature gluing. The identification of its signature defect with the Maslov correction is a separate supplier.
Facts & Assumptions
Given: A complex modular ribbon fusion category and fixed marked reference caps, with meridian Lagrangians .
Finite semisimplicity, trace additivity/multiplicativity and spherical dual dimensions are Fusion and multifusion categories, Basic properties of the categorical trace, In a spherical category the left and right traces agree and Balancing and the Hopf-link character identity.
Marked relative surgery presentations and complete moves for three-dimensional ribbon bordisms proves existence and complete marked decorated comparison by O1/O2/O3, exterior ribbon isotopy and open strands over the actual surgery longitudes, for arbitrary fundamental groups and the specified output map.
Multicolored ribbon graphs with arbitrary coupons have a unique evaluation gives the full colored framed coupon evaluator. The complete Kirby-color band-slide identity with open colored graph coupons proves the full Kirby-color band slide and fixed open-strand/coupon identity, including the lifted identity before taking its mate.
Modular Gauss sums, the Kirby color, and its slide identity gives , and the blow-up factors. Colored signed twist surgery, circumcision, and paired-handle cancellation gives signed Fenn–Rourke reduction, arbitrary-knot zero-meridian circumcision with factor , and the full identity.
RT capped operators: geometric Gram factors and exact signature gluing proves the exact , block projection for disconnected boundaries, raw testing-functional map, cylinders/balls/empty/tensor laws and actual stacked-graph formula, without assuming presentation completeness.
Full AC is inherited from [F2]'s geometric and duality suppliers; countable choice is inherited from [F3]'s tangle evaluator (The Axiom of Choice, The Axiom of Countable Choice ()). All Hom decompositions and sums here are finite.
Proof
Decompose as using [F1]. The unit-copy inclusions and projections satisfy and identify the two Hom spaces with and its full dual. Every other simple summand contributes zero. Thus composition is perfect, including . Trace additivity, multiplicativity and give and . This is a categorical closed trace; it does not identify a geometric opposite-cap pairing with that trace.
By [F2] choose an actual presentation of each connected component with its fixed boundary handlebodies and testing coupons. The finite evaluation [F3] is linear in each coupon. Perfectness from step 1.1 therefore determines a unique raw operator from its testing functional. The tensor-Hom inclusions and unit-channel projections of [F5] retain exactly the tensor product of connected state spaces at a disconnected boundary. The calculation of [F5] gives as displayed: its full meridian identity kills unmatched handle tuples and contributes on a matched tuple; its cylinder has zero-framed surgery annuli, hence multiplying by gives . All are nonzero. Applying the inverse produces the unique normalized map and not merely a scalar class of maps.
Test two presentations against the same arbitrary incoming and outgoing coupons. By [F2], their specified marked identification is a finite sequence of the actual moves listed there. An O1 move adds , and evaluation factor , so its normalized multiplier is . O2 changes the linking matrix by an integral unimodular band congruence, hence keeps signature and ; its complete coupon-bearing evaluation is unchanged by [F3]. For O3 the added block has linking form after separating its two core directions from the old form by completing squares. That block has determinant and signature zero; the count increases by two. The full circumcision identity [F4] multiplies evaluation by , canceling . This identity applies to the arbitrary knot and to every exterior color/coupon in the actual support. Exterior isotopy is [F3]; an open strand over a surgery longitude is precisely its lifted open-strand/coupon identity after bending the fixed strand and applying the actual exterior coupons. It is not an assumption that arbitrary coupon families are dinatural. Thus every allowed move preserves every tested normalized functional.
[F2] retains the complete output identification, all collar ribbons and fixed caps, so the comparison in step 3.1 applies to these exact testing states, with no unnoticed boundary mapping class. It follows by perfectness that the operators agree. Changing a computational coupon basis replaces by and by ; the complete finite identity resolution is unchanged. Object simple-summand resolutions are unchanged by the same matrix calculation. Actual coupon morphisms remain fixed. Therefore all auxiliary decompositions used in the computation give the same map. This establishes existence, uniqueness and the asserted full presentation independence.
Apply [F5] to a cylinder and to the two empty-graph balls: the cylinder word multiplied by is the identity on every multiplicity block, the outgoing ball is , the incoming ball is multiplication by , and their glued sphere is . Empty bordism gives and disjoint union tensors all factors. These are now laws of the well-defined operators, since step 4.1 allows their local models as presentations of any such bordism.
Likewise choose the actual stacked presentations in [F5] for arbitrary composable bordisms. Their cap-annulus, disconnected-family projectors and all factors prove . Replacing any of these presentations preserves both sides by step 4.1; thus this is a law for the constructed maps. [F5] includes disconnected incidence components, empty surfaces and singular linking matrices, so no connectedness, positivity or nonsingularity restriction is introduced. This proves every stated assertion while leaving only the separately specified signature-to-Maslov identification to its actual supplier.
Depends on
- RT state spaces from a modular category
- Fusion and multifusion categories
- Basic properties of the categorical trace
- In a spherical category the left and right traces agree
- Balancing and the Hopf-link character identity
- Marked relative surgery presentations and complete moves for three-dimensional ribbon bordisms
- Multicolored ribbon graphs with arbitrary coupons have a unique evaluation
- The complete Kirby-color band-slide identity with open colored graph coupons
- Colored signed twist surgery, circumcision, and paired-handle cancellation
- Modular Gauss sums, the Kirby color, and its slide identity
- RT capped operators: geometric Gram factors and exact signature gluing
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
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Sources
- Bakalov and Kirillov, Lectures on Tensor Categories and Modular Functor, §§5.1–5.7 (standard reference, not scraped)
- V. G. Turaev, Quantum Invariants of Knots and 3-Manifolds, Chapters II–IV (standard reference, not scraped)