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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Sobolev functions paste across an overlap

Statement

Assume the Axiom of Choice, used only to invoke the cited Countable-Choice interfaces for weak-derivative uniqueness and the Sobolev quotient norms. Let Ω⊆Rn be open, n≥1, k∈N0, 1≤p≤∞, and K∈{R,C}. Let U,V⊆Ω be open with U∪V=Ω, and let uU∈Wk,p(U;K) and uV∈Wk,p(V;K) agree almost everywhere on U∩V.

Then there is exactly one class u∈Wk,p(Ω;K) whose restrictions satisfy u∣U=uU and u∣V=uV almost everywhere, and for every ∣α∣≤k the weak derivative Dαu restricts to DαuU on U and to DαuV on V almost everywhere. Its global norm is bounded by the two local norms: for 1≤p<∞ ∥u∥Wk,p(Ω)p≤∥uU∥Wk,p(U)p+∥uV∥Wk,p(V)p, and for p=∞ ∥u∥Wk,∞(Ω)≤∥uU∥Wk,∞(U)+∥uV∥Wk,∞(V).

This is special to a two-set cover: no such bound is asserted for an arbitrary infinite cover without a summability hypothesis. If Ω=∅, then U=V=∅ and the assertion concerns the zero class alone.

Facts & Assumptions

Given: AC, open Ω⊆Rn, k∈N0, 1≤p≤∞, K∈{R,C}, open U,V⊆Ω with U∪V=Ω, and classes uU∈Wk,p(U;K), uV∈Wk,p(V;K) that agree almost everywhere on U∩V.

[F1]

Every open cover of Ω has an at most countable locally finite smooth partition of unity with compact supports subordinate to its members (Test function cutoffs and euclidean localization). For a fixed test φ, compactness of K=supp⁡φ implies that only finitely many partition functions have supports meeting K. In this finite subfamily, assign each function to U if its support is contained in U, and otherwise to V (subordination then puts its support in V). Grouping this subfamily by assigned set gives finite sums ηU,φ,ηV,φ∈Cc∞(Ω) supported in U,V respectively and satisfying ηU,φ+ηV,φ=1 on K. The grouped functions depend on φ; no global two-function partition is asserted.

[F2]

Wk,p consists of the Lp classes with Lp weak-derivative classes Dαu for all ∣α∣≤k, and its norm is the finite ℓp sum of the derivative norms, or their maximum when p=∞ (Integer-order Sobolev spaces and their norms).

[F3]

A weak derivative satisfies ∫Ωu Dαφ=(−1)∣α∣∫Ωvφ for every test function, and this identity determines it (Weak derivative of a locally integrable function).

[F4]

Weak differentiation restricts to open subsets, and locally integrable weak derivatives of one class are unique almost everywhere under Countable Choice (Linearity, locality, and commutation of weak derivatives, Uniqueness of a weak derivative as an almost-everywhere class).

[F5]

A function on Ω that is measurable on each of the two measurable sets U and V∖U is measurable, by the preimage definition of measurability and closure of the measurable sets under finite unions (Borel measurable and Lebesgue measurable functions on Rn).

[F6]

For nonnegative measurable functions, integration over E means multiplication by 1E; the integral is monotone and additive over finite sums (Integral over a measurable subset, Monotonicity and nonnegative homogeneity of the nonnegative integral, Additivity of the nonnegative Lebesgue integral). For integrable real or complex functions, the same restriction convention follows by applying this definition to positive and negative parts, then real and imaginary parts (Integrable real and complex functions, and their integrals); addition of their integrals is licensed by The Lebesgue integral is linear on L1(μ).

[F7]

Integrals do not change when the integrand is altered on a null set (Two integrable functions are equal almost everywhere exactly when all of their indefinite integrals agree).

[F8]

Hölder's inequality holds for real and complex measurable functions, including the endpoint pairs (1,∞) and (∞,1) (Holder's inequality for integrals, including the endpoint cases, Complex Holder, Minkowski, and the quotient norm).

[F9]

The essential supremum over a union of two measurable sets is at most the maximum of the two essential suprema: a set is null for the union exactly when each of its two traces is null, so every common essential bound of the two pieces bounds the union, and the defining infimum is therefore no larger (The essential supremum of a measurable function with respect to a measure).

[F10]

Products of a test function with a compactly supported smooth factor are again test functions supported in the support of that factor (Test function space d of an open set).

Proof

technique · paste the two representatives, verify each test identity with a finite grouping of a locally finite partition of unity, and bound each global $L^p$ norm by the two local norms
1.1F2F4F5F6F9F11given

By [F11], AC gives Countable Choice, so the uniqueness interface [F4] applies. For ∣α∣≤k the restricted classes DαuU∣U∩V and DαuV∣U∩V are both weak α-derivatives of the common class uU=uV on U∩V: this is the restriction clause of [F4] applied in the open set U∩V. Hence DαuU=DαuValmost everywhere on U∩V. Define gα on Ω by gα=DαuU on U and gα=DαuV on V∖U; the two defining pieces agree almost everywhere on their overlap, so gα is a well-defined member of Lp(Ω;K) by [F5], [F6] and [F9]: it is measurable, its finite-p integral is at most the sum of the two local p-th-power integrals, and its essential bound at p=∞ is at most the maximum of the two local bounds. Write g0=:u; restricting the defining identity shows that u agrees with uU almost everywhere on U and with uV almost everywhere on V.

2.1F1F3F6F7F10step 1.1

Fix a test φ∈Cc∞(Ω) and choose the finite grouped functions ηU,φ,ηV,φ of [F1]. Their supports lie in U,V, respectively, and (ηU,φ+ηV,φ)φ=φ on Ω. For each ∣α∣≤k, the products ηU,φφ and ηV,φφ are tests supported in U and V by [F1] and [F10], so the weak identities of [F3] for uU on U and uV on V give ∫UuU Dα(ηU,φφ)=(−1)∣α∣∫U(DαuU)ηU,φφ,∫VuV Dα(ηV,φφ)=(−1)∣α∣∫V(DαuV)ηV,φφ. Since their sum times φ equals φ, the derivatives satisfy Dαφ=Dα((ηU,φ+ηV,φ)φ) on Ω. Inserting the definitions of u and gα from step 1.1 and using [F6] and [F7] to replace the integrals over U and V by integrals over Ω, then adding the identities gives ∫Ωu Dαφ dx=(−1)∣α∣∫Ωgαφ dx.

3.1F2F3step 2.1

The test φ in step 2.1 was arbitrary, so by [F3] each gα is a weak α-derivative of u on Ω; since gα∈Lp(Ω) and ∣α∣≤k was arbitrary, [F2] gives u∈Wk,p(Ω;K) with Dαu=gα, restricting to DαuU on U and DαuV on V almost everywhere. If u~ is another class with the same two restrictions, then u~=u almost everywhere on U and on V, hence on Ω=U∪V; so the pasted class is unique.

4.1F2F6F9step 3.1

For the norm bound, fix ∣α∣≤k. For finite p, [F6] applied to ∣gα∣p and the pointwise inequality 1U∪V≤1U+1V give ∫Ω∣gα∣p≤∫U∣DαuU∣p+∫V∣DαuV∣p, and summing over the finitely many ∣α∣≤k yields ∥u∥Wk,p(Ω)p≤∥uU∥Wk,p(U)p+∥uV∥Wk,p(V)p by [F2]. For p=∞, [F9] gives ∥gα∥L∞(Ω)≤max⁡(∥DαuU∥L∞(U), ∥DαuV∥L∞(V)), and taking the maximum over the finitely many ∣α∣≤k gives ∥u∥Wk,∞(Ω)≤∥uU∥Wk,∞(U)+∥uV∥Wk,∞(V) by [F2].

5.1F1F2F6F8F11step 1.1step 2.1step 3.1step 4.1

The interfaces [F8] and [F6] also show that every integrand above is integrable: the test derivatives are bounded with compact support, so they lie in every Lp′ on the relevant pieces, and the weak derivative classes lie in Lp. The bound is special to the two-set cover: the inequality used 1U∪V≤1U+1V, whose analogue for an infinite cover would require summability. If Ω=∅, then U=V=∅ and all classes are the zero class, so the identities are trivial. The Axiom of Choice is used only through [F11] to obtain Countable Choice for the uniqueness interface [F4] and the Sobolev and integral interfaces [F2], [F7], [F8]; the locally finite partition in [F1] is choice-free. □

Sources

  • Juha Kinnunen, Sobolev Spaces, §§1.1–1.4, 2.2, 2.6, 3.1–3.5: Sobolev classes are local, weak derivatives restrict to open subsets, and a function whose restriction to each member of a finite open cover is a Sobolev class is itself a Sobolev class with the expected derivative restrictions.
  • John K. Hunter, Notes on Partial Differential Equations, Chapter 3 §§3.1–3.5: the same localisation of weak derivatives on open covers.

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