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A triple-cubic surface branch reduces after two successors

Statement

Assume AC and DC. For a rational Gorenstein normal local surface in the permitted setting with square tangent conic, if its nonzero controlling cubic is a scalar times a cube, its continuing branch enters the nonsquare case or the double-plus-simple cubic class after at most two successive square successors. This allows every characteristic and residue field.

Facts & Assumptions

Given: A rational Gorenstein normal local surface in the permitted setting with square tangent conic whose nonzero controlling cubic is a scalar multiple of a cube.

[F1]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F2]

def-dependent-choice. Let X be a set and let R⊆X×X be a binary relation on X. Call R entire on X when for every x∈X there is y∈X with xRy. The Axiom of Dependent Choice, written DC, is the following statement. (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

[F3]

lem-double-plus-simple-cubic-rational-surface-branch-terminates. Assume AC and DC. Let A be a rational Gorenstein normal local surface in the permitted canonical-module setting, with normal completion and generators m=(x,y,z). If z2+axy2∈zm2+(x,y)4 for a unit a, all its singular point-blowup branches terminate. (The double-plus-simple cubic surface branch terminates)

[F4]

lem-nonsquare-tangent-conic-rational-surface-blowups-terminate. Assume AC and DC. For a nonregular rational normal local surface domain in the permitted class with invertible canonical module and normal completion, if its tangent-conic quadratic is not a scalar times a square, repeatedly blowing up its singular points terminates in a regular model. (Nonsquare tangent-conic surface singularities terminate under point blowups)

[F5]

lem-rational-gorenstein-surface-tangent-conic-and-hilbert-function. Assume AC and DC. Let A be a nonregular rational normal local surface domain in the permitted canonical-module setting, with ωA≅A. Then its point blowup is normal with trivial canonical module. Its exceptional conormal L has degree two and dim⁡κmn/mn+1=2n+1. (The tangent conic of a rational Gorenstein surface singularity)

[F6]

lem-square-tangent-conic-blowup-singularities-controlled-by-a-cubic. Assume AC and DC. For a rational Gorenstein normal local surface singularity with square tangent conic, choose m=(x1,x2,z) and a relation z2=∑aijkxixjxk. There is a nonzero homogeneous cubic H∈κ[X1,X2] whose zero scheme on the reduced exceptional line contains all singular successors. (A square-conic blowup has cubic-controlled singular successors)

[F7]

lem-rational-singular-point-blowup-canonical-pullback-surjective. Assume AC and DC. For a nonregular rational normal local surface domain in the permitted regular-base dualizing setting, let f:X→Spec⁡A be its ordinary point blowup, E its exceptional divisor and I=OX(1). Then H1(X,ωX⊗In)=0 for n≥0 and the canonical evaluation f∗ωA→ωX is surjective. (Canonical pullback is surjective after blowing up a rational singular point)

[F8]

lem-rational-normal-surface-point-blowup-normal-and-fibre-cohomology. Assume AC and DC. For a rational permitted normal local surface domain (A,m,κ), its ordinary point blowup X is normal. Its exceptional fibre E is a projective pure CM curve, its tautological conormal line L=OE(1) is very ample, and H1(E,Ln)=0, H0(E,Ln)=mn/mn+1 for n≥0. (Normality and fibre cohomology of a rational surface point blowup)

[F9]

lem-rational-surface-local-rings-propagate-by-point-sequence-spreading. Assume AC and DC. If a permitted normal local surface domain A is rational and A⊂B is a normal two-dimensional local domain with the same fraction field, essentially of finite type over A, then B is rational. (Rationality propagates to birational local surface rings)

[F10]

lem-regular-local-quotient-by-parameter-is-regular. Assume the Axiom of Choice (The Axiom of Choice). Let (R,m,k) be regular local of dimension d, and let x∈m∖m2. Then R/(x) is regular local, of dimension and embedding dimension d−1. (regular local quotient by parameter is regular)

[F11]

lem-surface-regular-fibres-preserve-normality. Assume AC and DC. A flat map of Noetherian rings with regular fibres carries normality of the base to normality of the target. Consequently a normal essentially finite-type local ring over a field or complete equicharacteristic Noetherian local base has normal maximal-adic completion, which is a domain. (Surface regular fibres preserve normality)

Proof

1.1F7F9F11given

Ordinary rational point blowups remain normal, rationality propagates to the closed local rings, and canonical pullback from a local trivialization is a surjection onto a torsion-free rank-one module, hence an isomorphism; so the rational Gorenstein and normal-completion hypotheses persist along every singular branch.

2.1F6givenstep 1.1

Choose generators so that the controlling cubic is aˉY3 with aˉ≠0; grouping the relation modulo m4 and absorbing the terms z2m into a unit coefficient gives the exact ideal relation z2+ay3+βx2z+γx4∈J1=(x3y,x2y2,xyz,y2z) with a a unit.

3.1F4F5step 2.1

The unique possible singular successor in the x-chart has quadratic P(X,V)=V2+βˉXV+γˉX2; if P is nonsquare that successor is in the nonsquare case.

4.1F6step 3.1

If P is a square, choose δ with βˉ=2δˉ and γˉ=δˉ2 and make the old-ring coordinate correction w=z+δx2; this preserves J1, the new x2w and x4 coefficients lie in m, and expanding them in (x,y,w) after absorbing a w2 coefficient into a unit produces exact coefficients ρ,σ with z2+ay3+ρx3y+σx5∈J2=(x3z,x2y2,xyz,y2z).

5.1F6step 4.1

Writing the right side of that relation as Ax3z+Bx2y2+Cxyz+Dy2z, the next x-chart equation is v2+axu3+ρx2u+σx3−Ax2v−Bx2u2−Cxuv−Dxu2v=0; its tangent quadratic is v2 and its cubic restriction to the kernel plane v=0 is X2(ρˉU+σˉX).

6.1F5F8F10step 5.1

The origin of that chart is singular: if its two-dimensional local ring were regular, the quotient by x would have the double-line cotangent generators u,v, so x would lie in the square of the maximal ideal and u,v would be regular parameters, but the displayed equation puts v2 in the third power of that maximal ideal, which is impossible for regular parameters; hence the rational Gorenstein tangent-conic supplier applies to it, and normality of the next rational point blowup forces the controlling cubic to be nonzero, so ρ or σ is a unit, in every characteristic.

7.1F3step 6.1

If ρ is a unit, the cubic X2(ρˉU+σˉX) is a double factor times a distinct simple factor, and an invertible linear choice with simple coordinate ρu+σx and double coordinate x puts the successor in the double-plus-simple class (S), which terminates.

8.1F3step 6.1step 7.1

If ρ is not a unit, then σ is a unit and ρ=xr on the chart; swapping coordinates X=u, Y=x, Z=v turns the equation into Z2+(σ+rX)Y3+aX3Y−AY2Z−BX2Y2−CXYZ−DX2YZ=0, whose four last terms lie in (X3Z,X2Y2,XYZ,Y2Z); this is the corrected relation with new ρ a unit and σ=0, so one further point blowup reaches the double-plus-simple class.

9.1F1F2step 7.1step 8.1∎

Hence a continuing square branch enters either the nonsquare case or the double-plus-simple cubic class after at most two successive square successors; for the E8-form relation the substitution x=yold, y=xold, z=zold exhibits the displayed successor v2+yoldu3+yold3 as the σ-unit chart, and the swap X=u, Y=yold gives v2+Y3+X3Y, whose next X-chart is w2+Xs3+X2s with cubic X2s having a double and a distinct simple factor, so it enters the stable class; the argument uses neither division by two or three nor a geometric-factorization assumption, and the Axiom of Choice and the Axiom of Dependent Choice are inherited from the cited suppliers.

Remarks

  • The finite transition is exactly the step missing from the earlier restrictive chart analysis.
  • The last four terms of the swapped equation are retained rather than discarded.

Depends on

Used by

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Sources