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A square-conic blowup has cubic-controlled singular successors

Statement

Assume AC and DC. For a rational Gorenstein normal local surface singularity with square tangent conic, choose m=(x1,x2,z) and a relation z2=∑aijkxixjxk. There is a nonzero homogeneous cubic H∈κ[X1,X2] whose zero scheme on the reduced exceptional line contains all singular successors. Simple closed zeros have nonsquare successor conic and therefore finite resolution. There is at most one possible square-conic successor, and it is κ-rational. This is a branching statement, not termination of the continuing square branch.

Facts & Assumptions

Given: A rational Gorenstein normal local surface singularity with square tangent conic, generators m=(x1,x2,z) and a relation z2=∑aijkxixjxk.

[F1]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F2]

def-dependent-choice. Let X be a set and let R⊆X×X be a binary relation on X. Call R entire on X when for every x∈X there is y∈X with xRy. The Axiom of Dependent Choice, written DC, is the following statement. (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

[F3]

lem-nonsquare-tangent-conic-rational-surface-blowups-terminate. Assume AC and DC. For a nonregular rational normal local surface domain in the permitted class with invertible canonical module and normal completion, if its tangent-conic quadratic is not a scalar times a square, repeatedly blowing up its singular points terminates in a regular model. (Nonsquare tangent-conic surface singularities terminate under point blowups)

[F4]

lem-rational-gorenstein-surface-tangent-conic-and-hilbert-function. Assume AC and DC. Let A be a nonregular rational normal local surface domain in the permitted canonical-module setting, with ωA≅A. Then its point blowup is normal with trivial canonical module. Its exceptional conormal L has degree two and dim⁡κmn/mn+1=2n+1. (The tangent conic of a rational Gorenstein surface singularity)

[F5]

thm-affine-blowup-standard-charts. Assume the Axiom of Choice as inherited from the Proj construction. Let A be a ring, I=(f0,…,fr)⊆A, S=R(I)=⨁Intn and Bi=A[I/fi]=(S[(fit)−1])0. The standard opens Ui=D+(fit)=Spec⁡Bi cover Bl⁡ISpec⁡A. Put uij=(fjt)/(fit) in Bi. (Affine blowup standard charts and overlaps)

[F6]

thm-height-one-localisation-of-normal-noetherian-domain-is-dvr. Let R be a Noetherian integrally closed domain, and let p be a prime ideal of height 1. Then the localisation Rp is a discrete valuation ring. (Height-one localizations of normal Noetherian domains are DVRs)

[F7]

thm-nakayama-lemma. Assume the Axiom of Choice. Let R be a commutative ring, let I⊴R satisfy I⊆J(R), and let M be a finitely generated left R-module. If IM=M, then M=0. (Assuming the Axiom of Choice, Nakayama's lemma)

[F8]

A normal essentially finite-type local ring over a field or complete equicharacteristic Noetherian local base has normal maximal-adic completion, a domain. (Surface regular fibres preserve normality)

[F9]

Rationality propagates from a permitted normal local surface domain to a normal two-dimensional local domain with the same fraction field essentially of finite type over it. (Rationality propagates to birational local surface rings)

[F10]

Rationality here is defined for normal two-dimensional Noetherian local domains essentially of finite type over a field or complete equicharacteristic local base. (Rational normal surface singularities and bounded modification cohomology)

[F11]

Closed points of an integral modification over a normal Noetherian local surface domain have local dimension two. (Dimension and cohomology of local normal surface modifications)

Proof

1.1F4F5given

A square tangent conic means that the quadratic q is the square of a linear form, so the exceptional fibre is twice the reduced exceptional line C≅Pκ1; in the x1-chart of the standard blowup charts put y=x2/x1 and w=z/x1, so that dividing the relation by x12 gives w2=x1G, where G is the cubic expression in the chart coordinates with coefficients from A. Its restriction to C is h(y), obtained by setting w=0 and reducing coefficients modulo m. Homogenizing gives the cubic H on C; thus h is the restricted bracket, rather than the entire chart equation.

1.2F4F8F9F10F11given

By the rational-domain definition [F10], A is in the field or complete equicharacteristic finite-type class. The blowup is normal with trivial canonical module by [F4]. Every closed successor local ring B has dimension two by [F11], has the same fraction field and is essentially of finite type over A, hence remains in that class and is rational by [F9]. Its canonical module is the stalk of the trivial module supplied by [F4]. Finally [F8] gives normal completion of B. These establish all hypotheses needed to apply [F3] at a singular successor.

2.1F6step 1.1

At the generic point of C the local ring is a discrete valuation ring with maximal ideal (x1,w); the exceptional divisor has multiplicity two, so v(x1)=2. Since (x1,w) generates the DVR maximal ideal, v(w)=1, and w2=x1G gives v(G)=0, that is, the bracket is a unit and H is not identically zero on the reduced line; the x2-chart gives the corresponding homogeneous cubic on C.

3.1F7step 2.1

At a closed point of C whose local maximal ideal is generated by x1, w and a lift g of the prime polynomial on the affine line, nonvanishing of H lets the relation express x1 modulo the square of that maximal ideal; Nakayama's lemma then leaves at most two generators of the cotangent space, so the normal local surface ring is regular; hence every singular successor is a zero of H.

4.1F3step 1.2step 3.1

If the prime polynomial of such a point divides H exactly once, its tangent quadratic has the form w2−x1(αx1+βw+ug) with u≠0 in the residue field; this is not a scalar multiple of a square, because the vanishing of the g2 coefficient would force the g-coefficient of a proposed linear square to vanish, contradicting the nonzero x1g coefficient; the nonsquare-conic termination lemma therefore resolves that branch, even when its residue field extends κ.

5.1F4step 3.1step 4.1

A remaining square-conic successor must be a multiple closed zero of H; a nonzero homogeneous cubic on P1 has total zero-degree three, so it has at most one multiple closed zero, and that zero has degree one; hence there is at most one possible square-conic successor and it is κ-rational.

6.1F1F2step 4.1step 5.1∎

Thus the zero scheme of H on the reduced exceptional line contains all singular successors, simple closed zeros have nonsquare successor conic and finite resolution, and at most one κ-rational square-conic successor can occur; this is a branching statement and does not by itself terminate the continuing square branch, and the Axiom of Choice and the Axiom of Dependent Choice are inherited from the cited suppliers.

Remarks

  • The cubic H is a genuine invariant of the square-conic point; its simple and multiple zeros have different successor behaviour.
  • Higher-order terms and coordinate square corrections are treated in the dedicated square-branch lemmas.

Depends on

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Sources