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The double-plus-simple cubic surface branch terminates

Statement

Assume AC and DC. Let A be a rational Gorenstein normal local surface in the permitted canonical-module setting, with normal completion and generators m=(x,y,z). If z2+axy2∈zm2+(x,y)4 for a unit a, all its singular point-blowup branches terminate. A continuing square branch has unchanged residue field and the same x defining every successive exceptional divisor.

Facts & Assumptions

Given: A rational Gorenstein normal local surface A in the permitted canonical-module setting with normal completion and generators m=(x,y,z) such that z2+axy2∈zm2+(x,y)4 for a unit a.

[F1]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F2]

def-dependent-choice. Let X be a set and let R⊆X×X be a binary relation on X. Call R entire on X when for every x∈X there is y∈X with xRy. The Axiom of Dependent Choice, written DC, is the following statement. (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

[F3]

lem-rational-singular-point-blowup-canonical-pullback-surjective. Assume AC and DC. For a nonregular rational normal local surface domain in the permitted regular-base dualizing setting, let f:X→Spec⁡A be its ordinary point blowup, E its exceptional divisor and I=OX(1). Then H1(X,ωX⊗In)=0 for n≥0 and the canonical evaluation f∗ωA→ωX is surjective. (Canonical pullback is surjective after blowing up a rational singular point)

[F4]

lem-rational-surface-local-rings-propagate-by-point-sequence-spreading. Assume AC and DC. If a permitted normal local surface domain A is rational and A⊂B is a normal two-dimensional local domain with the same fraction field, essentially of finite type over A, then B is rational. (Rationality propagates to birational local surface rings)

[F5]

lem-square-tangent-conic-blowup-singularities-controlled-by-a-cubic. Assume AC and DC. For a rational Gorenstein normal local surface singularity with square tangent conic, choose m=(x1,x2,z) and a relation z2=∑aijkxixjxk. There is a nonzero homogeneous cubic H∈κ[X1,X2] whose zero scheme on the reduced exceptional line contains all singular successors. (A square-conic blowup has cubic-controlled singular successors)

[F6]

lem-nonsquare-tangent-conic-rational-surface-blowups-terminate. Assume AC and DC. For a nonregular rational normal local surface domain in the permitted class with invertible canonical module and normal completion, if its tangent-conic quadratic is not a scalar times a square, repeatedly blowing up its singular points terminates in a regular model. (Nonsquare tangent-conic surface singularities terminate under point blowups)

[F7]

A fixed-coordinate point-blowup chain defines a formal arc: under AC and DC, an equicharacteristic Noetherian local domain with an infinite chain of local point-blowup rings having the same residue field and one fixed t∈m with mnBn+1=tBn+1 admits a nonsingular formal arc extended from a surjection A^→V. Here V is a complete DVR with that residue field, the image of t is a uniformizer, and its point-blowup centers are the given ones.

[F8]

lem-normal-complete-surface-nonsingular-formal-arc-blowups-terminate. Assume AC and DC. Let A be a normal Noetherian local domain of dimension two with a surjection onto a complete DVR V inducing its residue-field identification. The successive point blowups along this nonsingular arc become regular at the arc centre after finitely many steps. (A nonsingular formal arc on a normal Noetherian surface becomes regular)

[F9]

lem-surface-regular-fibres-preserve-normality. Assume AC and DC. A flat map of Noetherian rings with regular fibres carries normality of the base to normality of the target. Consequently a normal essentially finite-type local ring over a field or complete equicharacteristic Noetherian local base has normal maximal-adic completion, which is a domain. (Surface regular fibres preserve normality)

[F10]

thm-blowup-base-change-flat. Assume the Axiom of Choice as inherited from the relative Proj construction. Let g ⁣:X′→X be a flat morphism of schemes and I a quasi-coherent ideal sheaf of finite type on X. (Flat base change for blowups, and failure without flatness)

[F11]

lem-surface-completion-base-change-preserves-closed-fibre-local-completions. Assume AC. Let (A,m) be a Noetherian local ring, A^ its maximal-adic completion, and X a scheme locally of finite type over A. Put Y=X×Spec⁡ASpec⁡A^. The closed fibres of X and Y are canonically isomorphic. (Completion base change preserves completed local rings on the closed fibre)

[F12]

thm-completion-preserves-regular-local-rings. Assume the Axiom of Choice (The Axiom of Choice). A nonzero Noetherian local ring R is regular if and only if its maximal-adic completion R^ is regular. (completion preserves regular local rings)

[F13]

Rational normal surface singularities and bounded modification cohomology restricts the standing rational class to normal two-dimensional Noetherian local domains essentially of finite type over a field or complete equicharacteristic local base.

[F14]

The tangent conic of a rational Gorenstein surface singularity gives that the ordinary point blowup of a nonregular rational Gorenstein surface in the permitted setting is normal with trivial canonical module.

Proof

1.1F3F4F9F13F14given

The rational-domain definition puts A essentially of finite type over a field or a complete equicharacteristic local base. In positive characteristic this forces both A and its residue field to have that prime characteristic. In characteristic zero the base contains Q: for a complete equicharacteristic local base every nonzero integer has nonzero residue and is a unit. Its images remain units in A and every residue field. Hence A is equicharacteristic; this premise comes from the rationality class. At each singular step the ordinary point blowup is normal with trivial canonical module. Each singular successor is a two-dimensional local domain essentially of finite type over A, with the same fraction field. Rationality propagates by the modification supplier, and the successor remains in the same base class, so the regular-fibre normality supplier gives its normal completion. Thus every singular successor remains rational Gorenstein in the same permitted setting.

2.1F5givenstep 1.1

Absorbing the terms z2m into the unit coefficient and dividing by it turns the hypothesis into the exact relation z2+axy2+bx2z+cxyz+dy2z+ex4+fx3y+gx2y2+hxy3+iy4=0; the reduced controlling cubic is aˉXY2, whose simple zero X=0 has a nonsquare successor resolved by the nonsquare lemma, while its only possible continuing square successor is the κ-rational point u=y/x=v=z/x=0 of the x-chart.

3.1F6step 2.1

In the x-chart put u=y/x, v=z/x; dividing the exact relation by x2 gives v2+axu2+bxv+cxuv+dxu2v+ex2+fx2u+gx2u2+hx2u3+ix2u4=0, whose successor quadratic is P(X,V)=V2+bˉXV+eˉX2; if P is nonsquare the nonsquare-conic termination lemma applies to that successor.

4.1F5step 3.1

If P is a square, choose δ∈A lifting its residue square coefficient with bˉ=2δˉ and eˉ=δˉ2 (valid in every characteristic, with no division by two), put w=v+δx, and set b′=b−2δ∈m, e′=e−bδ+δ2∈m, so b′=xB and e′=xE on the chart. Substitution gives w2+axu2+cxuw+dxu2w+x2[Bw+(f−cδ)u+(g−dδ)u2+hu3+iu4]+x3(E−δB)=0. Its cubic modulo w is C(X,U)=X(aˉU2+ρXU+σX2) with aˉ≠0. The zero X=0 is simple; a multiple closed zero means a repeated prime factor over κ, so its degree is one and there is at most one. It is at (X:U)=(1:ε) with ε∈κ, characterized by aˉε2+ρε+σ=0 and 2aˉε+ρ=0.

5.1F4step 4.1

Replacing u by u−εx leaves x unchanged, keeps the tangent square w2, changes the cubic restriction to aˉXu2, and puts all remaining cubic terms in w(m′)2 and all higher terms in w(m′)2+(x,u)4; hence the successor again satisfies the invariant z2+axy2∈zm2+(x,y)4 with unit coefficient, and every continuing square step uses the x-chart, has the same residue field κ, and has the same element x generating the pullback of its centre ideal.

6.1F7F8F9step 1.1step 5.1

If the continuing branch were infinite, the fixed-coordinate helper would produce a nonsingular formal arc, that is a surjection from the completion of A onto a complete discrete valuation ring with uniformizer the image of x and the given centres. The completion is a normal Noetherian local domain of dimension two, so the formal-arc termination helper makes its point blowups regular at the arc centre after finitely many steps.

7.1F6F10F11F12step 6.1

Blowup flat base change identifies the completed blowups with the blowups of the completion, and equality of the closed-fibre local completions together with preservation and reflection of regularity by completion transfers that regularity back to the original chain, contradicting an infinite singular branch; all simple-root side branches terminate by the nonsquare lemma, so all singular point-blowup branches of this class terminate.

8.1F1F2step 7.1∎

The Axiom of Choice and the Axiom of Dependent Choice are inherited from the cited suppliers; the exact coefficient expansions and the chart normalization above involve no division by two or three.

Remarks

  • The invariant (S) is broader than the earlier restrictive persistence class: terms like x2z and y2z are retained throughout.
  • The same element x defines every centre in a continuing square branch, which is exactly what the fixed-coordinate arc helper needs.

Depends on

Used by

Dependency tree · two levels

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Sources