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Flat base change for blowups, and failure without flatness

Statement

Assume the Axiom of Choice as inherited from the relative Proj construction. Let g ⁣:X′→X be a flat morphism of schemes and I a quasi-coherent ideal sheaf of finite type on X. Then there is a canonical isomorphism of X′-schemes Bl⁡g−1IX′→Bl⁡IX×XX′, where g−1I is the inverse image ideal sheaf, compatible with the structural morphisms and the relative twists. Without flatness the natural comparison map need not be an isomorphism: the powers (g−1I)n can differ from g∗(In) by torsion (compare the companion counterexample).

Facts & Assumptions

Given: A morphism of schemes g ⁣:X′→X, a quasi-coherent ideal sheaf I⊆OX of finite type (Quasi-coherent ideal sheaves) with Rees algebra sheaf R(I)=⨁n≥0In (Rees algebra sheaf of a finite type ideal), the inverse image ideal sheaf g−1I=Im⁡(g∗I→OX′), the blowups Bl⁡IX and Bl⁡g−1IX′ (Blowup of a scheme along an ideal sheaf), and the base change X×XX′ of (Base change of objects, morphisms and properties).

[F1]

Flat and faithfully flat modules and ring homomorphisms: A module M over a commutative ring R is flat if −⊗RM preserves exact sequences; a ring map A→B is flat when B is flat as an A-module. Flatness of a morphism of schemes is the corresponding local condition.

[F2]

Scheme pullback preserves quasi-coherence: Pullback of a quasi-coherent module is quasi-coherent, and on affine opens with f(U)⊆V, U=Spec⁡B, V=Spec⁡A and F∣V=M~, one has f∗F∣U≅(B⊗AM)~.

[F3]

Tensor product preserves quasi-coherence: The tensor product of quasi-coherent OX-modules is quasi-coherent, and on an affine open Spec⁡A with F=M~, G=N~ it restricts to (M⊗AN)~.

[F4]

Rees algebra sheaf of a finite type ideal: The Rees algebra sheaf is R(I)=⨁n≥0In with degree-n piece In, multiplication induced by multiplication in OX; it is a quasi-coherent graded OX-algebra.

[F5]

Blowup of a scheme along an ideal sheaf: For a scheme X and a quasi-coherent ideal sheaf of finite type, Bl⁡IX=Proj⁡XR(I) with structural morphism to X and relative twists.

[F6]

Relative Proj commutes with arbitrary base change: For g ⁣:S′→S and a quasi-coherent graded OS-algebra A with A′=g∗A, there is a canonical isomorphism of S′-schemes Proj⁡SA×SS′≅Proj⁡S′A′, natural in S′→S, compatible with the relative twists; no flatness is required.

[F7]

Affine blowup standard charts and overlaps and Affine blowup algebras: normal form, nonzerodivisors, reducedness, domains: The blowup of (x,y)⊂k[x,y] has charts k[x,T] with y=xT and k[y,U] with x=yU, with inverse ratio transition. The blowup of a principal regular ideal (x) in k[x] is the identity, since its sole chart is k[x][(x)/x]=k[x].

Proof

1.1F1F2F3

Flat pullback commutes with the ideal powers and with the inverse image ideal: the natural maps g∗I→g−1I and g∗(In)→(g−1I)n are isomorphisms. Affine-locally over U=Spec⁡A⊆X with I∣U=I~ and U′=Spec⁡B⊆X′ mapping into U, flatness of g says B is a flat A-module; the sequence 0→In→A→A/In→0 then stays exact after −⊗AB, so B⊗AIn→B is injective, and its image is the ideal InB=(IB)n; the pullback sheaf g∗(In) restricts to (B⊗AIn)~ by [F2] and (g−1I)n restricts to (IB)n~ by [F2] and [F3], so the comparison is an isomorphism, and taking n=1 identifies g∗I with its image g−1I in OX′.

2.1F3F4step 1.1

Consequently g∗R(I)≅R(g−1I) as quasi-coherent graded OX′-algebras: by step 1.1 the degree-n pieces are both (g−1I)n, and the pullback of the multiplication Im⊗In→Im+n is the multiplication of the inverse image ideal, so the graded algebra structures agree; all pieces are quasi-coherent by [F2], [F3] and [F4].

3.1F5F6step 2.1

Applying [F6] to the morphism g ⁣:X′→X and the graded algebra A=R(I) gives a canonical isomorphism of X′-schemes Bl⁡IX×XX′=Proj⁡XR(I)×XX′≅Proj⁡X′g∗R(I), and step 2.1 identifies the target with Proj⁡X′R(g−1I)=Bl⁡g−1IX′ by [F5]; the inverse of this composite is the canonical isomorphism of the statement. The comparison is compatible with the structural morphisms because both sides are the relative Proj of the pulled-back graded algebra over X′, and with the relative twists by the corresponding clause of [F6].

4.1F1F7step 3.1∎

The comparison need not be an isomorphism without flatness. Take A=k[x,y], I=(x,y) and B=A/(y)=k[x]. Then IB=(x) is principal regular and its blowup is Spec⁡B. Base changing the two charts of the original blowup gives k[x,T]/(xT) and k[U], respectively, with inverse ratio gluing. The fiber of this base-changed blowup over x=0 is the two affine lines glued by U=T−1, hence Pk1, whereas the fiber of Bl⁡(x)Spec⁡B is Spec⁡k. Thus the comparison is not an isomorphism. The difference already appears in degree two: B⊗AI2=I2/yI2 contains the nonzero class of xy, since x∉I2 and cancellation of y in A shows xy∉yI2. This class maps to zero in (IB)2, and is killed by x since x2y∈yI2. Hence the flatness hypothesis cannot be dropped, and the stated torsion caveat is proved within this item.

Remarks

  • The failure of flatness is not a defect of the relative Proj construction but of the identification of the pulled-back Rees algebra with the Rees algebra of the pulled-back ideal: Nonflat base change of a blowup can fail ↗ computes the torsion kernel in degree two and shows that the two sides of the comparison are not isomorphic.
  • The theorem applies in particular to open immersions and to flat morphisms of finite type over a field, and no finite presentation of g is assumed.

Depends on

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Sources